Trade Surveillance Compliance Officer
4 weeks ago
Societe Generale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.
The US CMS Trade Surveillance team is seeking an additional resource in the Firm's Montreal office to support its monitoring of the U.S. market.
This exciting opportunity allows you to join the team where you will be working in a key area of Societe Generale's Compliance program interacting with regional and global colleagues within CMS and across various business units to mitigate regulatory and reputational risks.
The Compliance Department at Societe Generale oversees compliance with laws, regulations, guidelines, and policies that apply to the firm's banking and financial activities, particularly in areas such as anti-money laundering, anti-terrorism financing, sanctions & embargoes, know-your-customer obligations, client protection, market integrity, anti-bribery & corruption, data protection, and client tax transparency.
The Compliance Department enables the firm to operate according to essential compliance standards, ensuring that Societe Generale's non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services. Compliance acts as a second line of defense, developing and implementing policies, procedures, and controls, monitoring activities, advising the business, assessing risks, and providing training to ensure understanding and application of requirements, contributing to spreading a culture of compliance within the Group.
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Compliance Officer
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob DescriptionAbout the Job:SGS Société Générale de Surveillance SA is seeking a talented Compliance Officer - Trade Surveillance to join our team in Montreal. As a key member of our Compliance Department, you will be responsible for monitoring security transactions and ensuring compliance with applicable policies, industry rules, and regulations.Our...
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Compliance Officer
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance team is responsible for monitoring security transactions to ensure compliance with industry rules and regulations. We are seeking a Compliance Officer to support our US operations in Montreal. As a key member of our team, you will work closely with regional and global colleagues to mitigate...
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Trade Surveillance Compliance Officer
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Summary:Societe Generale de Surveillance SA is seeking a skilled Trade Surveillance Compliance Officer to join our team in Montreal, Canada. The successful candidate will be responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.
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Trade Surveillance Compliance Officer
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Société Générale de Surveillance SA:We are seeking a highly skilled Trade Surveillance Compliance Officer to join our team in Montreal. The successful candidate will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.As a key member of our...
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Regulatory Compliance Officer
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance team within the Compliance department plays a vital role in monitoring security transactions and Firm communications to ensure adherence to applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource to support its monitoring of the...
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Compliance Officer
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout UsSGS Société Générale de Surveillance SA is a leading global provider of capital market surveillance solutions. Our team is dedicated to ensuring compliance with regulatory requirements and maintaining the highest standards of integrity in the financial industry.Job SummaryWe are seeking an experienced Compliance Officer - Trade Surveillance...
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Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeResponsibilitiesAs a member of the Capital Market Surveillance team within the Compliance department, you will play a crucial role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The team is responsible for monitoring security transactions and Firm communications,...
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Trade Surveillance Compliance Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout Societe Generale's Trade Surveillance TeamWe are seeking an experienced Trade Surveillance Compliance Specialist to join our team in Montreal. This role is a key part of our global compliance program, responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and...
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Compliance Trade Surveillance Professional
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeSociete Generale's Capital Market Surveillance team is seeking an additional resource in the Firm's Montreal office to support its monitoring of security transactions and mitigate regulatory risks.The Compliance Department at Societe Generale oversees compliance with laws, regulations, and policies that apply to the firm's banking and financial activities....
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Trade Surveillance Compliance Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeSociété Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.Job OverviewCMS consists of two surveillance teams, one focused on the monitoring of security...
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Trade Surveillance Compliance Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Socièté Générale de Surveillance SASGS Socièté Générale de Surveillance SA is a leading global company in the field of surveillance and compliance. Our team, CMS Capital Market Surveillance, plays a crucial role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and...
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout Societe Generale de Surveillance SASociete Generale de Surveillance SA, a leading global player in trade surveillance, is seeking a skilled Compliance Officer to join its team. Our company is dedicated to providing innovative solutions for financial institutions to mitigate regulatory and reputational risks.Our team of experts works closely with...
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Trade Surveillance Compliance Specialist
4 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Societe Generale de Surveillance SA">Societe Generale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules and regulations.The US CMS Trade Surveillance team is seeking an additional...
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Trade Surveillance Compliance Specialist
4 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout Societe Generale's Capital Market Surveillance (CMS) TeamCMS is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in the Montreal office...
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Trade Surveillance Compliance Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeCompliance Monitoring Role at SGS Société Générale de Surveillance SAWe are seeking a Trade Surveillance Compliance Specialist to join our team in Montreal, Canada. This exciting opportunity will allow you to work in a key area of our Compliance program interacting with regional and global colleagues within CMS and across various business units to...
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Trade Surveillance Compliance Specialist
4 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance team within the Compliance department is responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team in Montreal seeks an additional resource to support its monitoring...
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Regulatory Compliance Specialist
4 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeCompany OverviewSGS Société Générale de Surveillance SA's Capital Market Surveillance team is a global entity within the Compliance department, responsible for ensuring the firm's transactions and communications align with industry rules and regulations.The US CMS Trade Surveillance team in Montreal seeks an additional resource to support monitoring of...
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Trade Surveillance Compliance Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Société Générale de Surveillance SASGS Société Générale de Surveillance SA's Capital Market Surveillance team is a global force within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The team consists of two...
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Trade Surveillance Compliance Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeOverviewSociete Generale de Surveillance SA's Capital Market Surveillance team is a global entity within the Compliance department, responsible for monitoring security transactions and Firm communications to ensure adherence to applicable policies, industry rules, and regulations.Job DescriptionThis position involves participating in the monitoring of...
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Compliance Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Société Générale de Surveillance SAWe are a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.Our team consists of two surveillance teams, one focused on monitoring security transactions and the...
