Trade Surveillance Compliance Specialist

4 days ago

Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time
About the Role

Société Générale's Capital Market Surveillance team within the Compliance department is responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.

The US CMS Trade Surveillance team in Montreal seeks an additional resource to support its monitoring of U.S. markets.

This exciting opportunity allows you to join a key area of Société Générale's Compliance program, interacting with regional and global colleagues to mitigate regulatory and reputational risks.

Key Responsibilities
  • Monitor security transactions for compliance with Exchange rules and escalate issues to relevant stakeholders.
  • Participate in the development, testing, and implementation of new surveillance scenarios and minimum standards.
  • Contribute to quality assurance and reasonability testing of surveillance controls.
  • Support regional and global compliance initiatives and investigations.
  • Analyze new and/or amended industry rules and regulations.
Requirements

To be successful in this role, you will require:

  1. A Bachelor's Degree or equivalent.
  2. 1-3 years of experience in trade surveillance, general compliance, and/or financial services.
  3. Familiarity with Microsoft Office Suite (Word, Excel, PowerPoint).
What We Offer

We offer a hybrid work arrangement that balances remote work with on-site collaboration.

Additionally, we provide various employee benefits, including supportive maternity and paternity leave policies, health spending accounts, virtual healthcare assistance, and diverse Employee Resource Groups.

Ongoing training and development opportunities are also available through our online training platform.

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