Current jobs related to Compliance Supervisor - Montreal, Quebec - NBC

  • Compliance Supervisor

    3 weeks ago

    Montreal, Quebec, Canada National Bank Full time

    Job Summary:We are seeking a highly skilled Compliance Supervisor to join our team at National Bank. As a key member of our compliance team, you will be responsible for ensuring that our Private Wealth Advisors and branches comply with internal policies and procedures as well as industry regulatory requirements.Your Key Responsibilities:Analyze and authorize...

  • Compliance Risk Management Specialist

    3 weeks ago

    Montreal, Quebec, Canada NBC Full time

    Job SummaryAs a Compliance Supervisor, you will play a critical role in managing centralized approvals nationwide and providing essential support to regional Compliance Supervisors during their absences.This role involves conducting daily supervision, handling regulatory approvals, and aiding in the region's compliance efforts to ensure that all Wealth...

  • Compliance Operations Manager

    2 weeks ago

    Montreal, Quebec, Canada Pharmascience Full time

    Job OverviewWe are seeking a highly skilled Compliance Operations Manager to join our team at Pharmascience. In this role, you will be responsible for ensuring the effective management of deviations, CAPAs, and change controls across all operations.Key ResponsibilitiesPlan, execute, coordinate, and follow-up on deviation, CAPA, and change control activities...

  • Legal Compliance Advisor

    2 weeks ago

    Montreal, Quebec, Canada Desjardins Full time

    Join Desjardins as a Legal Compliance Advisor in a temporary position for six months. This exciting opportunity is available due to an internship.The supervisor of this internship will be Anastasia Zavitsanos.In this role, you will support lawyers, notaries, and other compliance advisors in carrying out their mandates. Your responsibilities will include...

  • Compliance Operations Manager

    2 weeks ago

    Montreal, Quebec, Canada Pharmascience Full time

    Pharmascience seeks an experienced Compliance Operations Manager to oversee the entire lifecycle of deviations, CAPAs, and change controls. This critical role ensures timely and effective completion for Operations (manufacturing, packaging, maintenance, and warehouse). The successful candidate will coordinate and track activities, manage the investigations...

  • Audit Specialist

    4 weeks ago

    Montreal, Quebec, Canada Crédit Agricole CIB Full time

    Audit Associate - BSA/AML CoverageAt Crédit Agricole CIB, we are seeking an experienced Audit Associate to join our team in Montreal, Canada. This role will involve performing assessments of the 1st and 2nd line BSA/AML internal control frameworks, providing independent testing and analysis, and contributing to the drafting of debriefing presentations and...

  • Facilities Supervisor

    1 month ago

    Montreal, Quebec, Canada beBee Professionals Full time $35,000 - $45,000

    beBee Professionals is seeking a highly organized and detail-oriented Facilities Supervisor to join our team. The ideal candidate will oversee the daily operations of our cleaning team, ensuring that all facilities meet high standards of cleanliness and hygiene.Key Responsibilities:Supervise and coordinate cleaning staff and daily activities.Inspect areas to...

  • Restaurant Supervisor

    4 weeks ago

    Montreal, Quebec, Canada Restaurant Miraflores Full time

    Job Requirements: We're looking for a skilled Restaurant Supervisor to join our team at Restaurant Miraflores. As a Restaurant Supervisor, you will be responsible for ensuring the smooth operation of our restaurant, including managing staff, maintaining high-quality standards, and providing excellent customer service. Responsibilities: Manage and coordinate...

  • Facilities Operations Supervisor

    2 weeks ago

    Montreal, Quebec, Canada MC Services aux immeubles Inc. Full time

    The Facilities Operations Supervisor plays a crucial role in ensuring the cleanliness and safety of our facilities at MC Services aux immeubles Inc. This position is responsible for overseeing the daily operations of our cleaning staff, ensuring that all sites or facilities meet the highest standards of cleanliness and safety.As a key member of our team, the...

  • Culinary Department Supervisor

    1 month ago

    Montreal, Quebec, Canada beBee Professionals Full time $30,000 - $45,000

    beBee Professionals in Montréal is seeking a dedicated Food Service Supervisor to manage our food service department. In this role, you will oversee staff, maintain quality standards, and ensure excellent customer service.Key Responsibilities:Supervise and coordinate the activities of food service staff to ensure seamless service delivery.Maintain high...

  • Operations Security Supervisor

    2 weeks ago

    Montreal, Quebec, Canada Vieux-Port de Montréal - Old Port of Montréal Full time

    Operations Security Supervisor Opportunity at Vieux-Port de Montréal - Old Port of MontréalThe Operations Security Supervisor role is a pivotal position at Vieux-Port de Montréal - Old Port of Montréal, where you will oversee the security team and ensure the application of policies and procedures. If you have a college diploma, bilingualism, and...

  • Operational Supervisor Mechanical

    3 weeks ago

    Montreal, Quebec, Canada CP Full time

    Job Title: Supervisor MechanicalAbout the JobCanadian Pacific and Kansas City Southern are now CPKC, a truly North American railway. As a Supervisor Mechanical, you will play a key role in our operations, ensuring that all repairs and servicing are performed safely and efficiently.Job SummaryLead a team in maintenance, inspections, testing, and repairs on...

  • Senior Construction Site Supervisor

    4 weeks ago

    Montreal, Quebec, Canada Pomerleau Full time

    Build a Rewarding Career with PomerleauAs a Senior Site Supervisor in our Major Projects team, you will have the opportunity to supervise construction sites and structures, supporting our large-scale building and infrastructure construction projects. With a focus on ensuring the smooth running of the work and compliance with various regulations, you will...

  • Culinary Department Supervisor

    2 months ago

    Montreal, Quebec, Canada beBee Professionals Full time $30,000 - $45,000

    Job SummaryWe are seeking a highly skilled Food Service Supervisor to join our team at beBee Professionals in Montréal. As a key member of our food service department, you will be responsible for overseeing the daily operations of our cafeteria, ensuring exceptional customer service, and maintaining high standards of food safety and quality.Key...

  • Packaging Operations Supervisor

    2 weeks ago

    Montreal, Quebec, Canada San Pietro Full time

    Job Title: Packaging Operations SupervisorWe are seeking a highly skilled and experienced Packaging Operations Supervisor to join our team at San Pietro.Responsibilities:Lead and manage the packaging operations team, ensuring that production targets are met while maintaining high-quality standards.Collaborate with cross-functional teams to identify...

  • Administrative Supervisor for Retail Establishment

    2 weeks ago

    Montreal, Quebec, Canada 9457-3862 Québec inc. Full time

    Are you a seasoned leader looking to advance your career in retail management? We are seeking an experienced Administrative Supervisor to join our team at 9457-3862 Québec inc.About the RoleAs an Administrative Supervisor, you will be responsible for overseeing the daily operations of our food store, ensuring that all tasks are completed efficiently and...

  • Supervisor, Quality Assurance

    1 month ago

    Montreal, Quebec, Canada Endo International Full time

    Job DescriptionAt Endo International, we are seeking a highly skilled Supervisor, Quality Assurance to join our team. This role is responsible for providing and leading quality systems at Paladin Pharma, a leading specialty pharmaceutical company.The successful candidate will be responsible for managing deviations, CAPAs, complaints, product release, and...

  • Food Services Supervisor

    3 weeks ago

    Montreal, Quebec, Canada Compass Group Canada Full time

    We are seeking a highly skilled Food Services Supervisor to join our team at Compass Group Canada. This is a fantastic opportunity for a motivated and experienced professional to lead our food services operations and inspire our team to deliver exceptional results.The ideal candidate will have a strong background in food services management, with a proven...

  • Quality Systems Supervisor

    2 weeks ago

    Montreal, Quebec, Canada Endo International Full time

    Job DescriptionAt Paladin Pharma, we are seeking a highly skilled and dedicated Quality Systems Supervisor to join our team. As a key member of our quality services department, you will be responsible for providing and leading quality systems at Paladin.Key Responsibilities:Manage deviations, CAPAs, complaints, product release, and Mock recalls.Involved in...

  • Production Supervisor

    1 month ago

    Montreal, Quebec, Canada Groupe Parima Full time

    Groupe Parima is a Contract Development and Manufacturing Organization (CDMO) with a strong reputation for excellence in the pharmaceutical industry. We are seeking a skilled Production Supervisor to join our team.As a Production Supervisor, you will be responsible for ensuring the smooth operation of our production activities. This includes planning,...

Compliance Supervisor

1 month ago

Montreal, Quebec, Canada NBC Full time
Job Summary

We are seeking a highly skilled Compliance Supervisor to join our team at NBC. As a key member of our Compliance Services Team, you will play a critical role in managing centralized approvals nationwide and providing crucial support to regional Compliance Supervisors during their absences.

This role entails conducting daily supervision, handling regulatory approvals, and aiding in the region's compliance efforts to ensure that all Wealth Advisors and branches adhere to the firm's policies and procedures, as well as industry regulatory standards.

Key Responsibilities:

  • Oversee client communications, including reviewing and approving advertising materials, social media activities, and content in microsites.
  • Centralized review and approvals addressing regulatory and operational risks.
  • Replace regional compliance supervisors, including approving KYC documentation, managing regional queries, and daily review of transactional activity.
  • Detect potentially risky situations, quickly alert regional directors, and recommend corrective actions.
  • Conduct weekly and monthly supervisions, including approval of outside activities of registered persons, review of financial plans, and surveillance of tools used for exchanging client documents.

Requirements:

  • University degree in a related field and 3 years' relevant experience.
  • A minimum of 2 years at a securities dealer acquiring extensive knowledge of investment products, the financial markets, regulatory, and internal environment.
  • Licensed as an Investment Representative (IR) or Registered Representative (RR) with the Canadian Investment Regulatory Organization (CIRO).
  • Successful completion of the Investment Dealer Supervisors Course (IDSC) or obtain it within 3 months of hiring.
  • Strong organizational skills, time management, ability to multi-task, and adapt to a rapidly changing environment.

Language Requirements:

We require proficiency in both English and French, as you will need to serve clients who speak a language other than French regularly.

Skills:

  • Communication
  • Compliance
  • Compliance Management
  • Diversity & Inclusion
  • Empathy
  • Initiative
  • Investments
  • Learning Agility
  • Resiliency
  • Risk and Compliance Reporting
  • Securities Regulation
  • Surveillance
  • Teamwork

Benefits:

  • Competitive compensation
  • Flexible benefits package
  • Generous pension plan
  • Employee Share Ownership Plan
  • Employee and Family Assistance Program
  • Preferential banking services
  • Opportunities to get involved in community initiatives
  • Telemedicine service
  • Virtual sleep clinic

About NBC:

We are a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on people's lives. Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments.

We offer a barrier-free workplace that is accessible to all employees. We want our recruitment process to be fully accessible. If you require accommodation, feel free to let us know during your first conversations with us.