Director of Regulatory Compliance

Job SummaryWHAT IS THE OPPORTUNITY:Reporting to the Director, Regulatory Compliance, Integration Compliance and Operations (ICO) team, this role will primarily support the identification and mitigation of Technology Infrastructure regulatory risk and compliance operational issues and ensuring adherence to regulatory requirements and industry standards.Key...

Job SummaryJob DescriptionAs an Associate Director in Regulatory Compliance, you will oversee the firm's Information Barriers to restrict the improper flow of information and prevent the misuse of material non-public information between the public side areas of the firm (e.g., Research) and the private side areas.Key ResponsibilitiesPerform oversight over...

About the RoleThe Royal Bank of Canada is seeking an exceptional Transformation Leader, Regulatory Compliance, to join its Corporate Treasury Execution Team. As a key member of the team, you will be responsible for driving business transformation and overseeing compliance initiatives, while providing strategic guidance to support the bank's growth and...

Job Title: Director of Regulatory Compliance and Quality AssuranceKnix is a leading intimate apparel and activewear brand that is revolutionizing the industry with innovative products and a best-in-class customer experience. We are seeking a highly skilled Director of Regulatory Compliance and Quality Assurance to join our team.Key Responsibilities:Ensure...

Job Title: Compliance DirectorJob Summary:We are seeking a highly skilled Compliance Director to join our team at Royal Bank of Canada. As a key member of our Compliance and Risk Management department, you will be responsible for overseeing the development and implementation of compliance operations across the organization.Key Responsibilities:* Develop and...

Job Opportunity:The Royal Bank of Canada is seeking a highly skilled and experienced Compliance Director to join its team in Canada. As a senior member of the Compliance team, this individual will support RBC Global Asset Management in Canada and assist in the management of the team, leading the team's compliance operations, including ensuring the team is...

Job DescriptionOverviewRoyal Bank of Canada is seeking a skilled Compliance Director to join its team in Canada. This senior role will support the bank in managing compliance risks and ensuring adherence to regulatory requirements.Key ResponsibilitiesProvide strategic guidance on compliance matters to senior management and the board.Develop and implement...

Job Title: Regulatory Compliance ExpertAbout Exchange Bank of CanadaExchange Bank of Canada is a Schedule 1 bank headquartered in Toronto, Canada. The bank provides wholesale foreign exchange services and international payment solutions to financial institutions and corporations.Salary: $90,000 - $120,000 per year, depending on experience.Job Description:We...

At Knix, we're revolutionizing the apparel industry with innovative products and a best-in-class customer experience. As the Director of Regulatory Compliance and Quality Assurance, you'll play a pivotal role in shaping the future of our product lines.You'll report directly to the Chief Product Officer and ensure that every product we create meets the...

Senior Technical Lead Role Overview:Financial Services Regulatory Authority of Ontario (FSRA) is seeking a highly skilled Senior Technical Lead to join its team. This is a fantastic opportunity for a dedicated and experienced professional to leverage their expertise in regulatory compliance and risk analysis.Key Responsibilities:Regulatory Expertise: Provide...

Director of Compliance OpportunityMomentum Financial Services Group_new is seeking a seasoned Director of Compliance to spearhead regulatory compliance within our organization. This pivotal role will be part of our Legal Group, where you will develop, enhance, implement, and maintain key areas of the regulatory compliance management program.About the...

Aviso Wealth is a leading wealth management and investment services provider for the Canadian financial industry. We're seeking a highly skilled Director, Chief Compliance Officer, NEI to join our Asset Management team.The ideal candidate will have a strong background in compliance and risk management, with a proven track record of ensuring regulatory...

Job Title: Director of ComplianceJob Summary:Momentum Financial Services Group_new is seeking a highly skilled Director of Compliance to join our team. As a key member of our Legal Group, you will be responsible for implementing and maintaining our regulatory compliance management program.Key Responsibilities:Develop and implement policies and procedures to...

Job Title: Director of ComplianceJob Summary:Momentum Financial Services Group_new is seeking a highly skilled Director of Compliance to join our team. As a Compliance Director, you will be responsible for implementing regulatory compliance within our organization. This role will be part of our Legal Group at Momentum Financial Services Group. The successful...

Job SummaryJob DescriptionKey ResponsibilitiesAs an Associate Director in our Regulatory Compliance team, you will be responsible for overseeing the firm's Information Barriers to restrict the improper flow of information and prevent the misuse of material non-public information between the public side areas of the firm (e.g., Research) and the private side...

Job Title: Director, ComplianceMomentum Financial Services Group is a leading provider of financial services in North America. We are seeking a highly skilled Director, Compliance to join our team.Job SummaryWe are looking for a seasoned compliance professional to develop, implement, and maintain our regulatory compliance management program. The successful...

Job Title: Compliance DirectorJob Summary:Momentum Financial Services Group_new is seeking a Compliance Director to implement regulatory compliance within our organization. This role will be part of our Legal Group and will be responsible for developing, enhancing, implementing, and maintaining key areas of the regulatory compliance management program,...

About the RoleThis position is accountable for managing the strategic development, implementation, and ongoing management of the auto insurance accreditation assessment framework, including associated tools and processes and supervisory manual.Main ResponsibilitiesManages the delivery of Auto Insurance Accreditation Program and Risk Assessment programs or...

The Financial Services Regulatory Authority of Ontario is seeking a highly skilled Licensing & Registration Specialist to join our team.As a key member of our regulatory team, you will be responsible for reviewing and analyzing license and registration applications from financial services intermediaries to ensure compliance with relevant legislation and...

Job Title: Director of ComplianceJob Summary:Momentum Financial Services Group_new is seeking a highly skilled Director of Compliance to join our Legal Group. As a key member of our team, you will be responsible for developing, implementing, and maintaining our regulatory compliance management program. This includes consumer protection and privacy...