Compliance Director

4 weeks ago

Toronto, Ontario, Canada Momentum Financial Services Group_new Full time

Job Title: Director of Compliance

Job Summary:

Momentum Financial Services Group_new is seeking a highly skilled Director of Compliance to join our Legal Group. As a key member of our team, you will be responsible for developing, implementing, and maintaining our regulatory compliance management program. This includes consumer protection and privacy requirements.

Key Responsibilities:

  • Implement policies and procedures to ensure compliance with regulatory requirements affecting our businesses in Canada and the U.S.
  • Perform privacy impact assessments for products, operations, and third-party arrangements.
  • Collaborate with internal and external stakeholders on data governance, information security, and related matters to mitigate privacy and consumer protection risks.
  • Manage and oversee responses to customer inquiries, such as data subject access requests (DSARs) from customers, law enforcement requests, complaints, and other inquiries.
  • Monitor changes in laws and regulations affecting our business and work with stakeholders to implement required changes.
  • Review and provide guidance to product and marketing colleagues on customer-facing communications and disclosures for consumer protection, privacy, and related matters.
  • Conduct regulatory research, summarize findings, and provide recommendations to stakeholders.

Requirements:

  • University education. An advanced degree and/or relevant certifications in a relevant field is preferred.
  • 6+ years of relevant work experience in the financial services industry.
  • Experience as a compliance subject matter expert related to consumer lending, money services, and other financial products.
  • Expertise in consumer protection and privacy requirements.
  • Experience in conducting regulatory research and effectively communicating advice to stakeholders.
  • Fluency in French is an asset.

Additional Information:

All your information will be kept confidential according to EEO guidelines.

Momentum Financial Services Group_new is committed to accommodating applicants with disabilities up to the point of undue hardship during the recruitment, assessment, and selection process.

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