Managing Director, Investment Management Legal

1 week ago

Calgary, Alberta, Canada ATB Full time

About the Role

As a key member of the ATB Investment Management team, you will play a critical role in providing strategic and practical legal and regulatory counsel to support the growth and management of our business. You will work closely with senior leaders, the Chief Compliance Officer, and the Legal Services group to advise on a broad spectrum of issues related to investment management, including fund offerings, portfolio management, and regulatory compliance.

Key Responsibilities

  • Advise on the development, structuring, and offering of investment funds, including drafting and updating documentation.
  • Interpret legislation and regulatory requirements impacting the business, incorporating changes, practices, and documentation.
  • Research and analyze complex legal and regulatory issues, providing guidance to the business on implications.
  • Identify and resolve legal and regulatory issues, risks, and concerns, recommending courses of action.
  • Draft, review, and negotiate legal agreements, developing and filing disclosure documents.
  • Partner with compliance and risk teams to develop and review key policies governing the business.
  • Lead the engagement with and organization of the Independent Review Committee, providing support for its duties.
  • Provide legal research, analysis, and advice on business activities.
  • Instruct and direct external counsel.
  • Develop and maintain strong working relationships with internal business units and partners.
  • Undertake day-to-day activities in accordance with ATB's risk culture and risk appetite statement.

Requirements

  • 7+ years of experience in securities law, with experience advising on fund offerings and investment management activities.
  • Experience providing legal support to asset management firms, pension funds, or other buy-side participants.
  • Graduated from a nationally recognized law school and have membership in good standing with your relevant law society.
  • Critical thinking and excellent judgment, with strong interpersonal skills and ability to work collaboratively.
  • Superior communication skills, including ability to communicate effectively with senior members of ATB Investment Management and other areas of ATB Financial.
  • Ability to manage multiple deadlines and priorities without sacrificing focus and attention to detail.

  • Managing Director, Investment Management Legal

    2 weeks ago

    Calgary, Alberta, Canada ATB Financial Full time

    About the RoleWe are seeking a highly experienced and skilled Senior Legal Counsel to join our Investment Management team at ATB Financial. As a key member of our team, you will play a critical role in providing strategic and practical legal counsel to support the growth and management of our investment management business.**Key Responsibilities:**Advise on...

  • Senior Legal Counsel, Investment Management

    1 week ago

    Calgary, Alberta, Canada ATB Full time

    About the RoleAs a key member of the ATB Investment Management team, you will play a critical role in providing strategic and practical legal and regulatory counsel to support the growth and management of our business. You will work closely with senior leaders, the Chief Compliance Officer, and the Legal Services group to advise on a broad spectrum of issues...

  • Senior Legal Counsel, Investment Management

    2 weeks ago

    Calgary, Alberta, Canada ATB Full time

    About the RoleAs a key member of the ATB Investment Management team, you will play a critical role in providing strategic and practical legal and regulatory counsel to support the growth and management of our business. You will work closely with senior leaders, the Chief Compliance Officer, and the Legal Services group to advise on a broad spectrum of issues...

  • Senior Legal Counsel, Investment Management

    2 weeks ago

    Calgary, Alberta, Canada ATB Financial Full time

    About the RoleWe are seeking a highly experienced and skilled Senior Legal Counsel to join our Investment Management team at ATB Financial. As a key member of our team, you will play a critical role in providing strategic and practical legal counsel to support the growth and management of our investment management business.**Key Responsibilities:**Advise on...

  • Senior Investment Manager

    1 week ago

    Calgary, Alberta, Canada PNYX Group (former BERG Capital Management) Full time

    About PNYX GroupPNYX Group is a leading investment advisory firm specializing in Outsourced Chief Investment Officer (OCIO) services. We partner with institutional clients to deliver comprehensive investment solutions tailored to meet their unique needs.Job OverviewThe Senior Manager, Direct Investments, will be responsible for identifying, evaluating, and...

  • Senior Investment Manager

    1 week ago

    Calgary, Alberta, Canada PNYX Group (former BERG Capital Management) Full time

    About PNYX GroupPNYX Group is a leading investment advisory firm specializing in Outsourced Chief Investment Officer (OCIO) services. We partner with institutional clients to deliver comprehensive investment solutions tailored to meet their unique needs.Job OverviewThe Senior Manager, Direct Investments, will be responsible for identifying, evaluating, and...

  • Infrastructure Investment Manager

    1 week ago

    Calgary, Alberta, Canada PNYX Group (former BERG Capital Management) Full time

    About the RoleWe are seeking a seasoned professional to lead our direct investment initiatives in the areas of infrastructure, electrification, and transportation.Key ResponsibilitiesLead the sourcing, evaluation, and execution of direct investment opportunities in infrastructure, electrification, and transportation sectors.Conduct thorough due diligence,...

  • Infrastructure Investment Manager

    1 week ago

    Calgary, Alberta, Canada PNYX Group (former BERG Capital Management) Full time

    About the RoleWe are seeking a seasoned professional to lead our direct investment initiatives in the areas of infrastructure, electrification, and transportation.Key ResponsibilitiesLead the sourcing, evaluation, and execution of direct investment opportunities in infrastructure, electrification, and transportation sectors.Conduct thorough due diligence,...

  • Senior Investment Manager

    1 week ago

    Calgary, Alberta, Canada PNYX Group (former BERG Capital Management) Full time

    About PNYX GroupPNYX Group is a leading investment advisory firm specializing in Outsourced Chief Investment Officer (OCIO) services. We partner with institutional clients to deliver comprehensive investment solutions tailored to meet their unique needs.Job OverviewThe Senior Manager, Direct Investments, will be responsible for identifying, evaluating, and...

  • Senior Investment Manager

    1 week ago

    Calgary, Alberta, Canada PNYX Group (former BERG Capital Management) Full time

    About PNYX GroupPNYX Group is a leading investment advisory firm specializing in Outsourced Chief Investment Officer (OCIO) services. We partner with institutional clients to deliver comprehensive investment solutions tailored to meet their unique needs.Job OverviewThe Senior Manager, Direct Investments, will be responsible for identifying, evaluating, and...

  • Director, Legal and Regulatory Compliance

    2 weeks ago

    Calgary, Alberta, Canada ATB Financial Full time

    **Job Summary**ATB Financial is seeking a highly experienced and skilled Managing Counsel and Director, Legal to join our team. As a key member of our Legal Services group, you will provide strategic and practical legal counsel to our Investment Management business, ensuring compliance with relevant laws and regulations.**Key Responsibilities**Provide legal...

  • Investment Fund Coordinator

    4 weeks ago

    Calgary, Alberta, Canada ICM Asset Management Full time

    INVESTMENT FUND COORDINATORFull-time, PermanentABOUT THE POSITION:We are looking for a meticulous and well-organized investment fund coordinator to become a part of the ICM Asset Management team. The ideal candidate will handle a range of back-office administrative responsibilities that support the capital raising efforts of ICM-managed investment vehicles....

  • Senior Sales Director, Asset Management

    4 days ago

    Calgary, Alberta, Canada Norrep Capital Management Full time

    About the Role:Norrep Capital Management is seeking an experienced sales professional to join our team as a Senior Sales Director, Asset Management. In this role, you will be responsible for expanding sales growth and servicing the retail Investment Advisor (IIROC & MFDA) channel for our complete retail product lineup, including mutual funds, alternative...

  • Senior Sales Director, Asset Management

    4 days ago

    Calgary, Alberta, Canada Norrep Capital Management Full time

    About the Role:Norrep Capital Management is seeking an experienced sales professional to join our team as a Senior Sales Director, Asset Management. In this role, you will be responsible for expanding sales growth and servicing the retail Investment Advisor (IIROC & MFDA) channel for our complete retail product lineup, including mutual funds, alternative...

  • Investment Fund Coordinator

    4 weeks ago

    Calgary, Alberta, Canada ICM Asset Management Full time

    INVESTMENT FUND COORDINATORFull-time, PermanentABOUT THE POSITION:We are in search of a meticulous and systematic investment fund coordinator to become a part of the ICM Asset Management team. The ideal candidate will handle a range of back-office administrative functions that support the capital acquisition of ICM-managed investment vehicles. This position...

  • Technical Director Assistant

    2 days ago

    Calgary, Alberta, Canada Director File Full time

    Director File is seeking a highly skilled and experienced individual to fill the role of Assistant Technical Director. As a key member of the Production team, the successful candidate will be responsible for managing the technical requirements needed to mount shows throughout the season in various venues.Key Responsibilities:* Collaborate with the Production...

  • Technical Director Assistant

    3 days ago

    Calgary, Alberta, Canada Director File Full time

    Director File is seeking a highly skilled and experienced individual to fill the role of Assistant Technical Director. As a key member of the Production team, the successful candidate will be responsible for managing the technical requirements needed to mount shows throughout the season in various venues.Key Responsibilities:* Collaborate with the Production...

  • Technical Director Assistant

    5 days ago

    Calgary, Alberta, Canada Director File Full time

    Job SummaryDirector File is seeking a highly skilled and experienced individual to fill the role of Assistant Technical Director. As a key member of the Production team, the successful candidate will be responsible for managing the technical requirements needed to mount shows throughout the season in various venues.Key ResponsibilitiesCollaborate with the...

  • Technical Director Assistant

    5 days ago

    Calgary, Alberta, Canada Director File Full time

    Job SummaryDirector File is seeking a highly skilled and experienced individual to fill the role of Assistant Technical Director. As a key member of the Production team, the successful candidate will be responsible for managing the technical requirements needed to mount shows throughout the season in various venues.Key ResponsibilitiesCollaborate with the...

  • Executive Director of Strategic Vision

    9 hours ago

    Calgary, Alberta, Canada Director File Full time

    Executive Director Job Description **Job Summary:** We are seeking a visionary Executive Director to lead our small non-profit arts organization. As Chief Executive Officer, you will be responsible for driving our mission forward through strategic leadership and collaboration. **Key Responsibilities:** * Lead the organization as CEO, responsible to the...