Compliance Director

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

h3>Bilingual (English/French) Director, Language Regulations ComplianceRequisition ID: 211682Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.The Director, Language Regulations Compliance will lead the development and maintenance of a language compliance program for Scotiabank (the “Bank”), focused on...

Lead Sales Compliance SpecialistThe Sales Compliance Director at iA Private Wealth plays a critical role in ensuring that all sales and marketing communications are compliant with regulatory requirements.This position requires strong leadership and analytical skills, as the individual will be responsible for overseeing the firm's compliance with rules and...

Job SummaryTD Bank is seeking a Senior Director, Risk Management and Compliance to lead our Financial Crime Risk Management (FCRM) program. This is an exciting opportunity to join our team and make a significant impact in shaping the future of risk management and compliance at TD.About the RoleAs a Senior Director, Risk Management and Compliance, you will be...

Affirm is reinventing credit to make it more honest and friendly, giving consumers the flexibility to buy now and pay later without any hidden fees or compounding interest. Affirm's Compliance team is seeking a Director, Compliance - Repayments and Servicing/Collections to lead a team of compliance professionals responsible for various second-line advisory...

We are seeking a highly skilled Regulatory Compliance Director to join our team at the Royal Bank of Canada. In this role, you will be responsible for ensuring that our bank's regulatory capital compliance processes are efficient and effective.

About the PositionAviso Wealth Inc. is seeking a seasoned compliance professional to lead our NEI Investments compliance efforts as Director, Chief Compliance Officer, NEI. This key role will oversee the development, implementation, and maintenance of a comprehensive compliance program that ensures NEI's adherence to regulatory requirements and internal...

p>The Director, Language Regulations Compliance will lead the development and maintenance of a language compliance program for Scotiabank (the "Bank"), focused on French language legislation in Canada ("Francization").Is this role right for you? In this role, you will:Support the implementation of a Canada-wide strategy for compliance with applicable Federal...

We are seeking a seasoned professional to join our team as Director of Risk Management and Compliance. In this role, you will be responsible for overseeing the development and implementation of risk management strategies across the organization.Job SummaryThe ideal candidate will have a strong background in risk management and compliance, with at least 10...

Associate Director, Sales Communication - ComplianceiA Private Wealth / Permanent / Montreal, Quebec or Toronto / French & EnglishiA Private Wealth offers customized wealth management solutions through a network of over 500 teams of independent investment advisors. With over $48 billion in assets under administration, we are the partner of choice for...

161 Bay Street (93021), Canada, Toronto,Toronto, Ontario, Director, Compliance Advisory **Our Capital One **Compliance Advisory **Team.** Yes, we’re a credit card company. But we’re more than that too. We’re driven by what our customers want, and how to make their lives simpler. We’re always looking for creative ways to offer digital solutions...

Cybersecurity Compliance Director for Electric UtilitiesJob Overview:Dovel Technologies, Inc is seeking a Cybersecurity Compliance Director for Electric Utilities to lead client management, solution implementation, and project delivery.The ideal candidate will have responsibility for facilitating sales processes, establishing and leading project workstreams,...

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

Citigroup Inc. is seeking a highly skilled Compliance Risk Management Director to join our team in Canada.About the RoleThe Compliance Risk Country Officer (CRCO) will be responsible for overseeing the Compliance Program for all Citi activity within Canada, ensuring global policies, standards, and processes are applied.Key Responsibilities:Identification of...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

**Position Title**:Director, Trading Conduct Compliance** **Department: Human Resources and Organizational Effectiveness** **Location: Toronto** **Status: Permanent Full-time (Hybrid)** The Director of Trading Conduct Compliance (TCC) will lead our Toronto team, and in collaboration with other regional directors, lead the national TCC program in ensuring...

We are seeking a Director of Compliance with insurance experience to join ZSA Legal Recruitment. This role is an exciting opportunity for a professional who wants to make a meaningful impact in the field of compliance.

**Job Summary** **What is the opportunity?** The Associate Director, Compliance is an integral part of the RBC Compliance team supporting the Compliance program of RBC Global Asset Management in Canada (RBC GAM). This team of compliance professionals provides in-depth expertise in the regulatory requirements for the following registration categories:...

Job OverviewServing as a key member of Scotiabank's International Banking team, this Senior Director role requires expertise in Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) to ensure compliance with governing regulations and internal policies.About the RoleThis position involves championing a customer-centric culture, deepening client...

Job DescriptionGeneral FunctionWe are seeking a Director, Compliance to implement regulatory compliance within our organization. This role will be part of our Legal Group at Momentum Financial Services Group. The successful candidate will be responsible for developing, enhancing, implementing, and maintaining key areas of the regulatory compliance management...