Compliance and Tier 1 Supervision Professional

About the Role:The Compliance and Supervision Analyst will support the Tier 1 Supervision Managers with the Supervision program. This role will provide holistic compliance supervision support, including reviewing daily trading activities, reviewing marketing materials, and ongoing monitoring research.Key Responsibilities:Conduct Tier 1 supervision...

Wealthsimple is on a mission to revolutionize the financial services industry by making it more accessible, transparent, and affordable for everyone.About the RoleAs a Compliance Associate, you will play a crucial role in ensuring our company's compliance with regulatory requirements. You will be responsible for conducting day-to-day supervision of trading...

The Manager, Supervision at Wellington-Altus will be responsible for implementing and maintaining an efficient and effective system of advice, education, and supervision to ensure adherence to regulatory requirements and internal policies.Main Responsibilities:Conduct regular tier 1 supervision activities, including the review and approval of trade reports,...

Job Summary:3 TIER SOLUTIONS INC is seeking a skilled Computer Systems Network Professional to maintain, troubleshoot and administer local area networks (LANs), wide area networks (WANs), mainframe networks and computer workstations and peripheral equipment.Key Responsibilities:Maintain, troubleshoot and administer LANs, WANs, mainframe networks and computer...

Job OverviewWe are seeking a highly skilled Compliance Supervisor to join our team at Wellington-Altus Private Wealth. This is an exciting opportunity for a motivated professional to take on a key role in ensuring the firm's compliance with regulatory requirements and internal policies.About UsWellington-Altus Private Wealth is a leading investment dealer in...

Job SummaryWe are seeking a skilled Regulatory Compliance Specialist to join our team at Professional Engineers Ontario. This role is responsible for administering compliance measures for the PEAK Continuing Professional Education program, which caters to 90,000 PEO practitioners. The successful candidate will be responsible for monitoring submissions and...

Key ResponsibilitiesThe Insurance Supervision Manager is responsible for managing the day-to-day sales practice supervision for the Insurance business within Scotia Wealth Management. This includes working with the Sr. Manager, Risk Management and the Director, Insurance Advisory to ensure compliance with policies and sales standards. The incumbent will also...

With a strong focus on delivering exceptional results in an inclusive and high-performing culture, we are seeking a highly skilled Insurance Compliance Manager to join our Scotia Wealth Management team.Job SummaryThe Insurance Compliance Manager will be responsible for managing the day-to-day sales practice supervision for the Insurance business within...

Company Overview:Wellington-Altus Private Wealth is a leading investment dealer in Canada, with over $30 billion in assets under administration and offices across the country.About Us:Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to several top-rated* businesses in Canada, including an investment dealer and a...

Are you looking to gain experience within a top-tier financial institution? If so, this is an excellent opportunity for you. Our client, a leading bank, is seeking a Regulatory Compliance Specialist to join their team.This 6-month contract in Toronto offers the chance to work with a highly respected organization and gain valuable experience. The position...

Reporting to the Manager, Professional Development Initiatives, the PEAK Compliance Officer will be responsible for administering compliance measures for the Practice Evaluation and Knowledge (PEAK) program. The PEAK Continuing Professional Education program applies to PEO’s 90,000 practitioners and is administered by staff of the PEAK Program Office...

Job OverviewWe are seeking a highly skilled Trade Compliance Expert to join our team at Trade Compliance Recruiting Solutions. This role is 100% on-site in the University of Toronto, Mississauga campus area, offering flexible working hours.ResponsibilitiesServe as the subject matter expert in Trade Compliance for this global company.Take full responsibility...

Hiring a Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions in the University of Toronto, Mississauga campus area.Job Description:We are seeking an experienced Trade Compliance Specialist to work 100% on site with flexible working hours. As the subject matter expert in Trade Compliance for our global company, you will be...

Job Summary:This is a critical role within President's Choice Financial, reporting to the Chief Anti-Money Laundering Officer (CAMLO). As the AML Compliance Manager, you will be responsible for overseeing the Bank's Anti-Money Laundering/Anti-Terrorist Financing (AML/ATF) program to ensure compliance with all legislative and regulatory...

Job SummaryWe are seeking a highly skilled Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. The successful candidate will be responsible for ensuring compliance with all trade regulations and laws for our global cross border operations.Key ResponsibilitiesServe as the subject matter expert for trade compliance, providing...

We are seeking a highly skilled Accounting and Supervision Professional to join our team at Musa Suleman Management Consultants. This role will be responsible for overseeing the accounting and clerical functions of our organization.Key ResponsibilitiesPrepare and submit accurate financial reports to ensure timely and effective decision-making.Provide...

Job SummaryWe are seeking a highly organized and detail-oriented Administrative Coordinator to join our team at 3 TIER SOLUTIONS INC.The successful candidate will be responsible for coordinating seminars, conferences, and other events, as well as maintaining the flow of information within the team.Key ResponsibilitiesCoordinate meetings, events, and...

About the RoleWe are seeking a highly skilled Compliance Manager to join our team at Manulife, a leading international financial services group. The successful candidate will be responsible for providing strategic leadership and direction to ensure compliance with regulatory requirements.This role involves reviewing, interpreting, and summarizing applicable...

Job OverviewThe Senior Financial Analyst Tax role is a critical position within the Unilever North America tax team, reporting directly to the NA Tax Compliance Manager. The primary responsibility of this role is to ensure compliance with statutory requirements for Canadian corporate taxes across all jurisdictions.This position also involves tax accounting...

About the RoleWe are seeking a highly organized and detail-oriented Operational Coordinator to join our team at 3 TIER SOLUTIONS INC. This is a permanent position offering a competitive salary of $45,000 per year.Key ResponsibilitiesSeminar and Conference Coordination: Arrange and coordinate seminars, conferences, and other events to ensure their smooth...