Audit Manager I, Financial Crimes Audit Specialist

6 days ago

Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

About the Role

We are seeking an experienced Audit Manager I to join our team at The Toronto-Dominion Bank (Canada). As an Audit Manager I, you will be responsible for executing audits for assigned business, function, or project, ranging in complexity. You will lead moderately complex audits, manage follow-ups on new findings, and review internal processes to identify failures and recommend improvements.

Key Responsibilities

  • Provide expertise in planning and executing end-to-end audits based on established audit plans, in alignment with applicable policies and regulatory guidelines.
  • Lead the planning process for assigned audits, ensuring the completion of appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business.
  • Support the audit opinion, presenting findings and recommendations to clients and audit management.
  • Manage follow-ups on new findings raised from regulatory and internal divisional audits, ensuring all data is up-to-date and properly documented.
  • Review and identify failures in internal processes, recommending improvements to enhance operational efficiencies.
  • Stay knowledgeable about emerging trends and developments related to business, analytical tools, and techniques, delivering quality results within tight timeframes.
  • Act with the highest levels of integrity, observing regulatory guidelines, fulfilling due diligence, and handling confidential information with discretion.
  • Build a fair and positive work environment, where team members can openly report challenges and exchange ideas, knowledge, and skills, maintaining good working relationships to achieve common goals.

Requirements

  • Over 5 years of relevant experience with an undergraduate degree or relevant professional certifications, accounting designations, or equivalent education (CAMS considered a strong asset).
  • Hands-on knowledge of MS Office (Excel, Word, PowerPoint, Access, and Outlook) and Internet applications.
  • Proficient in working multi-functionally, providing guidance to other team members, and ensuring good relations across teams and functions to work on projects that may require integration of cross-functional processes.
  • Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment.

About Us

The Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions, with over 27 million households and businesses in Canada, the United States, and around the world. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities, and colleagues.

Total Rewards Package

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.

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