Current jobs related to Regulatory Compliance Lead - Toronto, Ontario - Interac Corp.

  • Regulatory Compliance Program Lead

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    About the OpportunityAs a key member of the Compliance Shared Services team, you will directly support the Managing Director in overseeing regulatory compliance for Canada and the Caribbean. This role involves designing, implementing, and managing the Regulatory Compliance Management (RCM) program, ensuring alignment with global best practices.What You'll...

  • Regulatory Compliance Program Lead

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    About the OpportunityAs a key member of the Compliance Shared Services team, you will directly support the Managing Director in overseeing regulatory compliance for Canada and the Caribbean. This role involves designing, implementing, and managing the Regulatory Compliance Management (RCM) program, ensuring alignment with global best practices.What You'll...

  • Compliance Officer

    4 weeks ago

    Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full time

    Job Title: Compliance Officer Job Summary: We are seeking a highly skilled Compliance Officer to join our team at the Investment Industry Regulatory Organization of Canada. As a Compliance Officer, you will play a critical role in ensuring that our organization adheres to regulatory requirements and industry standards. Key Responsibilities: * Develop and...

  • Compliance Officer

    4 weeks ago

    Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full time

    Job Title: Compliance Officer Job Summary: We are seeking a highly skilled Compliance Officer to join our team at the Investment Industry Regulatory Organization of Canada. As a Compliance Officer, you will play a critical role in ensuring that our organization adheres to regulatory requirements and industry standards. Key Responsibilities: * Develop and...

  • Regulatory Expert

    1 week ago

    Toronto, Ontario, Canada Financial Services Regulatory Authority of Ontario Full time

    Senior Technical Lead Role Overview:Financial Services Regulatory Authority of Ontario (FSRA) is seeking a highly skilled Senior Technical Lead to join its team. This is a fantastic opportunity for a dedicated and experienced professional to leverage their expertise in regulatory compliance and risk analysis.Key Responsibilities:Regulatory Expertise: Provide...

  • Regulatory Compliance Officer

    7 days ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About Fidelity Clearing Canada:We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms of U.S.Our Regulatory Compliance Role:We are seeking a skilled Regulatory Compliance professional to join our team and support our operations in the Canadian market. The ideal...

  • Regulatory Compliance Officer

    2 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About Us: Fidelity Clearing Canada (FCC) is a leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody, and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms of U.S.-based firms.Key Responsibilities:Develop and implement regulatory compliance...

  • Regulatory Governance and Compliance Expert

    2 months ago

    Toronto, Ontario, Canada SMBC Group Full time

    Job DescriptionRole SummaryThe Vice-President, Corporate Compliance Advisory will play a critical role in ensuring the effective management of regulatory compliance risk across the organization. This position will be responsible for leading the development and implementation of compliance programs, policies, and procedures to mitigate regulatory risk and...

  • Director, Regulatory Compliance

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryWe are seeking a highly skilled and experienced Associate Director to join our Financial and Regulatory Reporting team at Royal Bank of Canada. As a key member of our team, you will be responsible for leading the financial reporting and regulatory reporting to regulatory organizations for certain legal entities within our Canadian Banking, Capital...

  • Senior Manager, Regulatory Compliance

    1 month ago

    Toronto, Ontario, Canada TD Full time

    Job DescriptionAs a Senior Manager, Regulatory Compliance, you will be responsible for overseeing Regulatory Compliance across TD in accordance with the Global Compliance Department Mandate, Framework and Standards.This includes independently assessing the adequacy, adherence, and effectiveness of Regulatory Compliance Management (RCM) programs and controls...

  • Senior Manager, Regulatory Compliance

    1 month ago

    Toronto, Ontario, Canada TD Full time

    Job DescriptionAs a Senior Manager, Regulatory Compliance, you will be responsible for overseeing Regulatory Compliance across TD in accordance with the Global Compliance Department Mandate, Framework and Standards.This includes independently assessing the adequacy, adherence, and effectiveness of Regulatory Compliance Management (RCM) programs and controls...

  • Senior Manager, Regulatory Compliance

    1 month ago

    Toronto, Ontario, Canada TD Full time

    Job DescriptionAs a Senior Manager, Regulatory Compliance, you will be responsible for overseeing Regulatory Compliance across TD in accordance with the Global Compliance Department Mandate, Framework and Standards.This includes independently assessing the adequacy, adherence, and effectiveness of Regulatory Compliance Management (RCM) programs and controls...

  • Senior Manager, Regulatory Compliance

    1 month ago

    Toronto, Ontario, Canada TD Full time

    Job DescriptionAs a Senior Manager, Regulatory Compliance, you will be responsible for overseeing Regulatory Compliance across TD in accordance with the Global Compliance Department Mandate, Framework and Standards.This includes independently assessing the adequacy, adherence, and effectiveness of Regulatory Compliance Management (RCM) programs and controls...

  • Senior Manager, Regulatory Compliance

    1 month ago

    Toronto, Ontario, Canada TD Full time

    Job DescriptionAs a Senior Manager, Regulatory Compliance, you will be responsible for overseeing Regulatory Compliance across TD Bank in accordance with the Global Compliance Department Mandate, Framework and Standards. This includes independently assessing the adequacy, adherence, and effectiveness of Regulatory Compliance Management (RCM) programs and...

  • Senior Manager, Regulatory Compliance

    1 month ago

    Toronto, Ontario, Canada TD Full time

    Job DescriptionAs a Senior Manager, Regulatory Compliance, you will be responsible for overseeing Regulatory Compliance across TD Bank in accordance with the Global Compliance Department Mandate, Framework and Standards. This includes independently assessing the adequacy, adherence, and effectiveness of Regulatory Compliance Management (RCM) programs and...

  • Senior Manager Regulatory Compliance

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryWHAT IS THE OPPORTUNITY:Reporting to the Director, Regulatory Compliance, Integration Compliance and Operations (ICO) team, this role will primarily support the identification and mitigation of Technology Infrastructure regulatory risk and compliance operational issues and ensure alignment with regulatory requirements and industry standards. The...

  • Senior Manager Regulatory Compliance

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryWHAT IS THE OPPORTUNITY:Reporting to the Director, Regulatory Compliance, Integration Compliance and Operations (ICO) team, this role will primarily support the identification and mitigation of Technology Infrastructure regulatory risk and compliance operational issues and ensure alignment with regulatory requirements and industry standards. The...

  • Senior Manager, Regulatory Compliance

    1 month ago

    Toronto, Ontario, Canada TD Full time

    Job DescriptionAs a Senior Manager, Regulatory Compliance, you will be responsible for overseeing Regulatory Compliance across TD in accordance with the Global Compliance Department Mandate, Framework and Standards.This includes independently assessing the adequacy, adherence, and effectiveness of Regulatory Compliance Management (RCM) programs and controls...

  • Senior Manager, Regulatory Compliance

    1 month ago

    Toronto, Ontario, Canada TD Full time

    Job DescriptionAs a Senior Manager, Regulatory Compliance, you will be responsible for overseeing Regulatory Compliance across TD in accordance with the Global Compliance Department Mandate, Framework and Standards.This includes independently assessing the adequacy, adherence, and effectiveness of Regulatory Compliance Management (RCM) programs and controls...

  • Regulatory Compliance Specialist

    2 months ago

    Old Toronto, Ontario, Canada Dentalcorp Canada Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Dentalcorp Canada. As a key member of our organization, you will play a critical role in ensuring our compliance with regulatory requirements and industry standards.Key ResponsibilitiesSupport cross-functional departments in navigating regulatory challenges and...

Regulatory Compliance Lead

2 months ago

Toronto, Ontario, Canada Interac Corp. Full time

Job Summary

We are seeking a highly experienced Regulatory Compliance Lead to join our team at Interac Corp. As a key member of our Risk Management team, you will be responsible for leading and facilitating our Prominent Payment System (PPS) and Retail Payment Activities Act (RPAA) regulatory compliance activities.

Key Responsibilities

  • Lead and facilitate Interac's PPS comprehensive self-assessment against the Bank of Canada (BoC) PPS Risk Management Standards and RPAA related standards, including the development of the final report and public disclosure versions.
  • Lead business segments during the first year RPAA onboarding process, including interpretation of the BoC's RPAA requirements and how the regulatory requirements should apply to Interac.
  • Act as a subject matter expert on relevant PPS and RPAA regulatory guidelines and requirements, and industry best practices.
  • Establish and maintain Interac's PPS and RPAA Compliance Framework to ensure alignment to Bank of Canada risk management standards for PPS and RPAA.
  • Assess PPS and RPAA regulatory compliance issues by interpreting requirements (existing, new, and emerging) and identifying, analyzing, and addressing resultant gaps and issues.
  • Lead cross-functional efforts to complete BAU PPS and RPAA regulatory compliance activities, including the BoC Core Assurance Reviews and RPAA related reviews/audits, incident reporting, change notification process, operational reporting, required disclosures, periodic meetings, etc.
  • Write and communicate at an executive or Board level.
  • Manage PPS and RPAA related reporting and updates to the Management Risk Committee and Board Risk Committee.

Requirements

  • University degree in Computer Science, Business, Finance, or equivalent.
  • Fifteen (15) plus years of relevant work experience, with significant experience in regulatory reporting and compliance (at least seven years' experience managing a regulatory compliance process).
  • Strong working knowledge of relevant regulatory requirements and industry standards for risk management and controls.
  • Knowledge of payments technology and industry best practices.
  • Ability to manage ambiguity.
  • Strong leadership, organizational, and communication skills.

About Us

We are a leading financial technology company that designs and delivers products and solutions that give Canadians control over their money. We are committed to excellence and actively reward contributions with a culture that encourages collaboration and partnership, core values that define us, and a compensation and benefits package that reflects individual and corporate performance.