Regulatory Governance and Compliance Expert

2 months ago

Toronto, Ontario, Canada SMBC Group Full time
Job Description

Role Summary

The Vice-President, Corporate Compliance Advisory will play a critical role in ensuring the effective management of regulatory compliance risk across the organization. This position will be responsible for leading the development and implementation of compliance programs, policies, and procedures to mitigate regulatory risk and ensure adherence to relevant laws and regulations.

Key Responsibilities

  • Develop and implement compliance programs, policies, and procedures to ensure adherence to regulatory requirements
  • Lead the execution of regulatory change management initiatives to ensure timely and effective response to regulatory changes
  • Provide subject matter expertise and advisory support to business units on regulatory matters
  • Manage compliance issues and develop strategies to remediate any compliance deficiencies
  • Oversee the management of compliance-related policies and procedures, including liaison with central policy management teams
  • Support key elements of compliance data governance, including inventory management, metadata management, and reporting
  • Assist with regulatory filings and registrations, as well as compliance committee activities

Requirements

  • Bachelor's degree (required); Bachelor of Laws (LLB) or Juris Doctor (JD) from a recognized Canadian law school, called to the Bar of Ontario, in good standing to practice law in Canada (preferred)
  • Minimum of three (3) years of experience in financial services compliance (required); two (2) years of progressive experience in a leading Canadian law firm, or as in-house counsel for a federally regulated financial institution is preferred
  • Excellent organizational skills, ability to manage multiple projects and priorities, and outstanding problem-solving skills
  • Ability to work as a member of a team, including leading team activities/projects and supporting and mentoring other team members
  • Excellent relationship-building skills, ability to work with multiple stakeholders to build consensus and work towards solutions

About SMBC Group

SMBC Group is a leading financial institution with a strong commitment to regulatory compliance and risk management. We are seeking a highly skilled and experienced professional to join our team as Vice-President, Corporate Compliance Advisory. If you are a motivated and results-driven individual with a passion for regulatory compliance and risk management, we encourage you to apply for this exciting opportunity.

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