AML Advisory Director

We are seeking an experienced AML Advisory Director to join our team at Capital One. As a key risk management expert, you will play a crucial role in ensuring corporate initiatives and lines of business processes comply with applicable laws and regulations.

The AML Advisory Director will drive and deliver quality results, providing compliance advice to lines of business as a subject matter expert, and executing or participating in corporate processes. You will support the commercial sub-line of business by:

• Providing input on business regulatory requirements
• Guiding business policies, standards, and procedures
• Developing and leading department training, as appropriate
• Providing compliance advice on complex projects
• Guiding controls over regulatory requirements and line of business monitoring of those controls
• Performing money laundering risk assessment reviews
• Engaging and influencing business stakeholders to ensure AML requirements are appropriately addressed and adhered to within the line of business
• Supporting the Capital One Commercial sub-lines of business

Your key responsibilities will include:

• Reviewing inquiries from lines of business and providing guidance on remediation, escalating and facilitating with subject matter experts when necessary
• Identifying trends in data and proactively advising on identified external and internal risks
• Maintaining subject matter expertise of applicable laws and regulations
• Engaging in Audit, Regulatory, and other reviews of the AML program
• Evaluating Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts
• Providing effective challenge and guidance on compliance risks and supporting lines of business through various interactions and forum engagements
• Advising lines of business on the application of compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation
• Assisting lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train
• Supporting lines of business through expert advice, influencing adjustments to the processes, procedures, and controls
• Direct oversight to primary advisor supporting Capital One Securities and Investment Banking
• Maintaining expert understanding of Compliance Risk Management Framework and applicable laws and regulations
• Assisting in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management
• Participating in reporting activities, such as: NULAW, NPMIG, and other reports used by Senior Leadership
• Flexibility to travel to various Capital One locations as necessary

To be successful in this role, you will need:

• At least 5 years of experience in Anti-Money Laundering (AML) compliance, or at least 5 years of experience in legal, or at least 5 years of experience in general regulatory compliance, legal, controls or audit with AML as a component
• At least 5 years of experience supporting, partnering, and interacting with internal business clients in commercial banking, or at least 7 years of experience supporting, partnering and interacting with internal business clients in the broader financial services industry
• Bachelor's degree or military experience

The estimated salary for this role is $150,000 - $200,000 per year, depending on experience and qualifications.