Enterprise Risk Management Audit Lead
4 weeks ago
We are seeking an experienced Enterprise Risk Management Audit professional to join our team at State Street. As a key member of our audit team, you will be responsible for leading audit engagements focused on Financial Risk areas, including Market, Credit, and Liquidity risks.
About the RoleIn this role, you will oversee individual audit engagements and lead assigned teams through all aspects of the audit, including planning, assessments, testing, and reporting. You will also play a critical role in the ongoing development of audit staff and support various departmental initiatives.
Key Responsibilities- Plan, oversee, and execute audits according to the Division's risk-based audit methodology, other internal standards, and industry practices.
- Supervise and direct the execution of risk and control assessments, along with the effective and efficient testing of key controls.
- Review audit workpapers to ensure execution in line with internal standards and that conclusions are properly supported.
- Draft audit reports that clearly communicate overall conclusion, including key risks, identified issues, and their root cause, and impact on overall business strategy.
- Work in partnership with business area management to communicate expectations and manage any project issues that may arise during the audit engagement.
- Escalate potential and identified issues to senior management timely and work with business management to develop and negotiate solutions.
- Develop and maintain a thorough understanding of assigned areas of responsibility, including key technology, products, organizational activities, regulatory environment, and global footprint.
- Establish and maintain strong and effective client relationships with business management across the lines of defense and assist management in understanding and implementing/maintaining internal control principles.
- Contribute to change initiatives through active participation in working groups and adoption of practices in day-to-day responsibilities.
- Coach and mentor audit staff as part of their ongoing development.
To be successful in this role, you will need:
- A high degree of professionalism with proven history of providing effective leadership to diverse teams.
- The ability to manage complexity, effectively prioritize multiple tasks, and work independently in non-routine situations and in a fast-paced environment.
- Knowledge and understanding of financial risks, particularly Liquidity, Market, and Credit risks.
- Excellent analytical, problem-solving, communication (written and verbal), interpersonal, organizational, and presentation skills.
- Demonstrated ability to synthesize understanding of business processes into value-added feedback on risk and control environment.
- Proven ability to research, interpret, and apply regulatory requirements.
- Fluency in English – Written and spoken.
We are looking for candidates with:
- 5+ years of experience in Market/Credit/Liquidity risks in the first or second line.
- Public Accounting, Internal Auditing.
- Bachelor's degree, preferable in finance, accounting, or related field.
- Advanced degree or certification (CFA, FRM, CPA) preferred.
- Experience executing or auditing Financial Risk.
- Experience in auditing information technology general controls.
State Street is one of the largest custodian banks, asset managers, and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading, and investment management to institutional clients.
We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance, and savings plans, among other perks. You'll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
We truly believe our employees' diverse backgrounds, experiences, and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity, and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs, and access to employee networks that help you stay connected to what matters to you.
State Street is an equal opportunity and affirmative action employer.
Discover more at StateStreet.com/careers
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