Enterprise Risk Management Audit Lead

1 month ago

Toronto, Ontario, Canada State Street Full time
Enterprise Risk Management Audit Assistant Vice President

We are seeking an experienced Enterprise Risk Management Audit Assistant Vice President to lead audit engagements focused on Financial Risk areas. As a key member of our team, you will oversee individual audit engagements and lead assigned teams through all aspects of the audit process, including planning, assessments, testing, and reporting.

Key Responsibilities:
  • Plan, oversee, and execute audits according to the Division's risk-based audit methodology, internal standards, and industry practices.
  • Supervise and direct the execution of risk and control assessments, along with the effective and efficient testing of key controls.
  • Review audit workpapers to ensure execution in line with internal standards and that conclusions are properly supported.
  • Draft audit reports that clearly communicate overall conclusions, including key risks, identified issues, and their root cause, and impact on overall business strategy.
  • Work in partnership with business area management to communicate expectations and manage any project issues that may arise during the audit engagement.
  • Escalate potential and identified issues to senior management timely and work with business management to develop and negotiate solutions.
  • Develop and maintain a thorough understanding of assigned areas of responsibility, including key technology, products, organizational activities, regulatory environment, and global footprint.
  • Establish and maintain strong and effective client relationships with business management across the lines of defense and assist management in understanding and implementing internal control principles.
  • Contribute to change initiatives through active participation in working groups and adoption of practices in day-to-day responsibilities.
  • Coach and mentor audit staff as part of their ongoing development.
Requirements:
  • A high degree of professionalism with proven history of providing effective leadership to diverse teams.
  • The ability to manage complexity, effectively prioritize multiple tasks, and work independently in non-routine situations and in a fast-paced environment.
  • Knowledge and understanding of financial risks, particularly Liquidity, Market, and Credit risks.
  • Excellent analytical, problem-solving, communication (written and verbal), interpersonal, organizational, and presentation skills.
  • Demonstrated ability to synthesize understanding of business processes into value-added feedback on risk and control environment.
  • Proven ability to research, interpret, and apply regulatory requirements.
  • Fluency in English – Written and spoken.
Preferred Qualifications:
  • 5+ years of experience in Market/Credit/Liquidity risks in the first or second line.
  • Public Accounting, Internal Auditing.
  • Bachelor's degree, preferable in finance, accounting, or related field.
  • Advanced degree or certification (CFA, FRM, CPA) preferred.
  • Experience executing or auditing Financial Risk.
  • Experience in auditing information technology general controls.
About State Street:

State Street is one of the largest custodian banks, asset managers, and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading, and investment management to institutional clients.

We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don't necessarily need you to fulfill all of them when applying. If you like change and innovation, seek to see the bigger picture, make data-driven decisions, and are a good team player, you could be a great fit.

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