Enterprise Risk Management Audit Lead

2 months ago

Toronto, Ontario, Canada State Street Full time
About the Role

We are seeking an experienced Enterprise Risk Management Audit professional to lead audit engagements focused on Financial Risk areas. As a key member of our team, you will be responsible for overseeing individual audit engagements and leading assigned teams through all aspects of the audit process.

Key Responsibilities
  • Plan, oversee, and execute audits according to our risk-based audit methodology and industry practices.
  • Supervise and direct the execution of risk and control assessments, along with the effective and efficient testing of key controls.
  • Review audit workpapers to ensure execution in line with internal standards and that conclusions are properly supported.
  • Draft audit reports that clearly communicate overall conclusions, including key risks, identified issues, and their root cause, and impact on overall business strategy.
  • Work in partnership with business area management to communicate expectations and manage any project issues that may arise during the audit engagement.
  • Evaluate and escalate potential and identified issues to senior management in a timely manner and work with business management to develop and negotiate solutions.
  • Develop and maintain a thorough understanding of assigned areas of responsibility, including key technology, products, organizational activities, regulatory environment, and global footprint.
  • Establish and maintain strong and effective client relationships with business management across the lines of defense and assist management in understanding and implementing internal control principles.
  • Contribute to change initiatives through active participation in working groups and adoption of practices in day-to-day responsibilities.
  • Coach and mentor audit staff as part of their ongoing development.
Requirements
  • A high degree of professionalism with a proven history of providing effective leadership to diverse teams.
  • The ability to manage complexity, effectively prioritize multiple tasks, and work independently in non-routine situations and in a fast-paced environment.
  • Knowledge and understanding of financial risks, particularly Liquidity, Market, and Credit risks.
  • Excellent analytical, problem-solving, communication (written and verbal), interpersonal, organizational, and presentation skills.
  • Demonstrated ability to synthesize understanding of business processes into value-added feedback on risk and control environment.
  • Proven ability to research, interpret, and apply regulatory requirements.
  • Fluency in English – Written and spoken.
Preferred Qualifications
  • 5+ years of experience in Market/Credit/Liquidity risks in the first or second line.
  • Public Accounting, Internal Auditing.
  • Bachelor's degree, preferable in finance, accounting, or related field.
  • Advanced degree or certification (CFA, FRM, CPA) preferred.
  • Experience executing or auditing Financial Risk.
  • Experience in auditing information technology general controls.
About State Street

State Street is one of the largest custodian banks, asset managers, and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading, and investment management to institutional clients.

We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don't necessarily need you to fulfill all of them when applying. If you like change and innovation, seek to see the bigger picture, make data-driven decisions, and are a good team player, you could be a great fit.

  • Enterprise Risk Management Audit Lead

    1 month ago

    Toronto, Ontario, Canada State Street Full time

    Enterprise Risk Management Audit Assistant Vice PresidentWe are seeking an experienced Enterprise Risk Management Audit Assistant Vice President to lead audit engagements focused on Financial Risk areas. As a key member of our team, you will oversee individual audit engagements and lead assigned teams through all aspects of the audit process, including...

  • Enterprise Risk Management Audit Lead

    1 month ago

    Toronto, Ontario, Canada State Street Full time

    Enterprise Risk Management Audit Assistant Vice PresidentWe are seeking an experienced Enterprise Risk Management Audit Assistant Vice President to lead audit engagements focused on Financial Risk areas. As a key member of our team, you will oversee individual audit engagements and lead assigned teams through all aspects of the audit process, including...

  • Enterprise Risk Management Audit Lead

    4 weeks ago

    Toronto, Ontario, Canada State Street Full time

    Job Title: Enterprise Risk Management AuditWe are seeking an experienced Enterprise Risk Management Audit professional to join our team at State Street. As a key member of our audit team, you will be responsible for leading audit engagements focused on Financial Risk areas, including Market, Credit, and Liquidity risks.About the RoleIn this role, you will...

  • Enterprise Risk Management Audit Lead

    4 weeks ago

    Toronto, Ontario, Canada State Street Full time

    Job Title: Enterprise Risk Management AuditWe are seeking an experienced Enterprise Risk Management Audit professional to join our team at State Street. As a key member of our audit team, you will be responsible for leading audit engagements focused on Financial Risk areas, including Market, Credit, and Liquidity risks.About the RoleIn this role, you will...

  • Enterprise Risk Management Audit Lead

    4 weeks ago

    Toronto, Ontario, Canada State Street Full time

    Job Title: Enterprise Risk Management AuditWe are seeking an experienced Enterprise Risk Management Audit professional to join our team at State Street. As a key member of our audit team, you will be responsible for leading audit engagements focused on Financial Risk areas, including Market, Credit, and Liquidity risks.About the RoleIn this role, you will...

  • Enterprise Risk Management Audit Lead

    4 weeks ago

    Toronto, Ontario, Canada State Street Full time

    Job Title: Enterprise Risk Management AuditWe are seeking an experienced Enterprise Risk Management Audit professional to join our team at State Street. As a key member of our audit team, you will be responsible for leading audit engagements focused on Financial Risk areas, including Market, Credit, and Liquidity risks.About the RoleIn this role, you will...

  • Enterprise Risk Management Audit Lead

    4 weeks ago

    Toronto, Ontario, Canada State Street Full time

    Job Title: Enterprise Risk Management AuditWe are seeking an experienced Enterprise Risk Management Audit professional to join our team at State Street. As a key member of our audit team, you will be responsible for leading audit engagements focused on Financial Risk areas, including Market, Credit, and Liquidity risks.About the RoleIn this role, you will...

  • Enterprise Risk Management Audit Director

    2 months ago

    Toronto, Ontario, Canada State Street Full time

    About the RoleWe are seeking a highly skilled and experienced professional to lead our Enterprise Risk Management Audit team. As a key member of our organization, you will be responsible for providing strategic leadership and direction to ensure the effective execution of our audit plan.Key ResponsibilitiesDevelop and implement a risk-based audit plan that...

  • Enterprise Risk Management Audit Director

    4 weeks ago

    Toronto, Ontario, Canada State Street Full time

    Enterprise Risk Management Audit, Vice PresidentAbout the RoleWe are seeking an experienced Enterprise Risk Management Audit, Vice President to provide leadership in executing Audit's assurance coverage over Financial risks. The successful candidate will report directly to the Corporate Audit Managing Director for Enterprise Risk Management and will support...

  • Enterprise Risk Management Audit Director

    4 weeks ago

    Toronto, Ontario, Canada State Street Full time

    Enterprise Risk Management Audit, Vice PresidentAbout the RoleWe are seeking an experienced Enterprise Risk Management Audit, Vice President to provide leadership in executing Audit's assurance coverage over Financial risks. The successful candidate will report directly to the Corporate Audit Managing Director for Enterprise Risk Management and will support...

  • Audit Manager, Enterprise Functions Audit

    4 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    Job Title: Audit Manager, Enterprise Functions AuditScotiabank is seeking a highly skilled and experienced Audit Manager to join our Enterprise Functions Audit team. As an Audit Manager, you will be responsible for leading audits of Global Finance, Global Risk Management, Global Human Resources, Legal and Governance, and ESG.Key Responsibilities:Lead audits...

  • Enterprise Risk Management Audit Director

    1 month ago

    Toronto, Ontario, Canada State Street Full time

    Job Title: Enterprise Risk Management Audit, Vice PresidentWe are seeking an experienced Enterprise Risk Management Audit, Vice President to provide leadership in executing Audit's assurance coverage over Financial risks. The successful candidate will report directly to the Corporate Audit Managing Director for Enterprise Risk Management and will be...

  • Enterprise Risk Management Audit Leader

    2 weeks ago

    Toronto, Ontario, Canada State Street Full time

    About the RoleWe are seeking an experienced Enterprise Risk Management Audit Leader to provide leadership in executing Audit's assurance coverage over Financial risks. The successful candidate will report directly to the Corporate Audit Managing Director for Enterprise Risk Management and will support the annual audit planning and development, risk...

  • Enterprise Risk Management Audit Director

    3 weeks ago

    Toronto, Ontario, Canada State Street Full time

    Enterprise Risk Management Audit, Vice PresidentAbout the RoleWe are seeking an experienced Enterprise Risk Management Audit, Vice President to provide leadership in executing Audit's assurance coverage over Financial risks. The successful candidate will report directly to the Corporate Audit Managing Director for Enterprise Risk Management and will support...

  • Enterprise Risk Management Audit Director

    3 weeks ago

    Toronto, Ontario, Canada State Street Full time

    Enterprise Risk Management Audit, Vice PresidentAbout the RoleWe are seeking an experienced Enterprise Risk Management Audit, Vice President to provide leadership in executing Audit's assurance coverage over Financial risks. The successful candidate will report directly to the Corporate Audit Managing Director for Enterprise Risk Management and will support...

  • Enterprise Risk Management Audit Director

    1 month ago

    Toronto, Ontario, Canada State Street Full time

    Enterprise Risk Management Audit, Vice PresidentAbout the RoleWe are seeking an experienced Enterprise Risk Management Audit, Vice President to provide leadership in executing Audit's assurance coverage over Financial risks. The successful candidate will report directly to the Corporate Audit Managing Director for Enterprise Risk Management and will support...

  • Enterprise Risk Management Audit Director

    4 weeks ago

    Toronto, Ontario, Canada State Street Full time

    Enterprise Risk Management Audit, Vice PresidentAbout the RoleWe are seeking an experienced Enterprise Risk Management Audit, Vice President to provide leadership in executing Audit's assurance coverage over Financial risks. The successful candidate will report directly to the Corporate Audit Managing Director for Enterprise Risk Management and will be...

  • Enterprise Risk Management Audit Director

    4 weeks ago

    Toronto, Ontario, Canada State Street Full time

    Enterprise Risk Management Audit, Vice PresidentAbout the RoleWe are seeking an experienced Enterprise Risk Management Audit, Vice President to provide leadership in executing Audit's assurance coverage over Financial risks. The successful candidate will report directly to the Corporate Audit Managing Director for Enterprise Risk Management and will be...

  • Enterprise Risk Management Audit Director

    3 weeks ago

    Toronto, Ontario, Canada State Street Full time

    Enterprise Risk Management Audit, Vice PresidentWe are seeking an experienced Enterprise Risk Management Audit, Vice President to provide leadership in executing Audit's assurance coverage over Financial risks. The successful candidate will report directly to the Corporate Audit Managing Director for Enterprise Risk Management and will support the annual...

  • Enterprise Risk Management Audit Director

    3 weeks ago

    Toronto, Ontario, Canada State Street Full time

    Enterprise Risk Management Audit, Vice PresidentWe are seeking an experienced Enterprise Risk Management Audit, Vice President to provide leadership in executing Audit's assurance coverage over Financial risks. The successful candidate will report directly to the Corporate Audit Managing Director for Enterprise Risk Management and will support the annual...