UAT Specialist, Regulatory Compliance Officer

Job DescriptionJob Title: UAT Manager Regulatory ReportingJob SummaryAs a UAT Manager for Regulatory Reporting, you will be responsible for managing the user acceptance testing (UAT) process for regulatory reporting. This includes developing and applying business knowledge of regulatory and financial reporting and disclosures to drive and inform the UAT test...

Job OverviewThis Compliance Officer - Regulatory Affairs Specialist role is a crucial part of our team, responsible for ensuring we maintain the highest standards of compliance and regulatory excellence.About UsWe are Transamerica, a leading global investor and employer committed to helping people live their best lives. Our company has a rich history dating...

Hiring a Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions in the University of Toronto, Mississauga campus area.Job Description:We are seeking an experienced Trade Compliance Specialist to work 100% on site with flexible working hours. As the subject matter expert in Trade Compliance for our global company, you will be...

The Financial Services Regulatory Authority of Ontario is seeking a highly skilled Licensing & Registration Specialist to join our team.As a key member of our regulatory team, you will be responsible for reviewing and analyzing license and registration applications from financial services intermediaries to ensure compliance with relevant legislation and...

About Fidelity Clearing Canada:We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms of U.S.Our Regulatory Compliance Role:We are seeking a skilled Regulatory Compliance professional to join our team and support our operations in the Canadian market. The ideal...

Are you looking to gain experience within a top-tier financial institution? If so, this is an excellent opportunity for you. Our client, a leading bank, is seeking a Regulatory Compliance Specialist to join their team.This 6-month contract in Toronto offers the chance to work with a highly respected organization and gain valuable experience. The position...

Job Summary:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Liberty Mutual Canada. This role will be responsible for ensuring the entities' compliance with regulatory and tax reporting requirements.Key Responsibilities:Lead and support end-to-end process for regulatory returns, including liaison with other business...

Job Title: Regulatory Compliance OfficerbeBee Professionals is seeking a highly skilled Regulatory Compliance Officer to ensure the company's compliance with all applicable laws and regulations.Key Responsibilities:Monitor and analyze changes in applicable laws and regulationsDevelop and implement policies and procedures to ensure complianceProvide guidance...

At Scotiabank, we are committed to excellence in compliance and regulatory affairs. We are seeking a highly skilled Compliance Specialist to join our team in Toronto, Canada.About the RoleWe are looking for an experienced Compliance Specialist with a strong background in regulatory affairs to lead compliance testing engagements for our Canadian operations....

Job Title: Senior Regulatory Compliance SpecialistAre you an experienced professional in financial services regulatory compliance seeking a dynamic role in a high-growth fintech and banking organization? We're looking for a dedicated Senior Regulatory Compliance Specialist to join our team in Toronto, Canada. This is a full-time, permanent position with a...

Regulatory Compliance OfficerbeBee Professionals is a leading company in the industry, and we are seeking a highly qualified Regulatory Compliance Officer to join our team.Job Summary:The Regulatory Compliance Officer will be responsible for ensuring that the company is in compliance with all applicable laws and regulations. This includes monitoring and...

At BMO, we are seeking a Senior Regulatory Compliance Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our business activities comply with regulatory requirements.About the RoleThis is an exciting opportunity for an experienced compliance professional to take on a leadership role and...

Compliance Officer Role Overviewdestinationone Consulting specializes in recruitment across various sectors including Healthcare, Health Tech, Government, Municipalities, Non-Profits, and Law. We are building a database of opportunities in these fields.This Compliance Officer role is responsible for ensuring that the company and its employees comply with...

Job Title: Deposits Compliance ManagerA dynamic role in a high-growth fintech and banking organization is seeking a dedicated Deposits Compliance Manager to join our team in Toronto, Canada. This is a full-time, permanent position with a 60% remote work option.About the RoleAs a Deposits Compliance Manager, you will play a crucial role in ensuring our...

Key ResponsibilitiesWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at CPA Ontario. As a key member of our Membership Operations team, you will be responsible for ensuring the accuracy and integrity of our membership database, as well as providing exceptional customer service to our members.Key Responsibilities:Participate...

About AGF InvestmentsWe are a leading independent asset management firm with a global presence.Job SummaryWe are seeking an experienced Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for ensuring that our marketing and sales communication materials comply with regulatory...

Regulatory Compliance OfficerbeBee Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team in Toronto.Job Description:The Regulatory Compliance Officer will be responsible for ensuring that the company is in compliance with all applicable laws and regulations. This includes monitoring and analyzing changes in laws and...

Regulatory Affairs Specialist Job Description:BeBee Professionals is looking for a skilled Regulatory Affairs Specialist to join our team in Toronto. The successful candidate will be responsible for ensuring our products comply with applicable regulations and standards.Key Responsibilities: Prepare and submit regulatory documents, such as registration...

Job DescriptionDestinationone Consulting is a leading recruitment agency specializing in various sectors, including Healthcare, Health Tech, Government, Non-Profits, and Legal. As a Compliance Officer, you will play a crucial role in ensuring that the company and its employees adhere to internal policies and external regulations.Key Responsibilities:Develop...

Job Summary:We are seeking a skilled Compliance Specialist to join our team at First National. This role will play a critical part in ensuring our compliance program remains effective and efficient.Main Responsibilities:Support the implementation of our enterprise-wide compliance regime.Conduct risk-based monitoring reviews to assess compliance with...