Regulatory Affairs Specialist
3 weeks ago
Societe Generale's Capital Market Surveillance (CMS) team is seeking a highly skilled Regulatory Affairs Specialist to join its global team within the Compliance department. The ideal candidate will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.
Key Responsibilities- Participate in the monitoring of security transactions for compliance with Exchange rules
- Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution
- Develop, test, and implement new surveillance scenarios and minimum standards
- Participate in quality assurance and reasonability testing of surveillance controls
- Assist with the review and analysis of new and/or amended industry rules and regulations
- Support regional and global compliance initiatives and investigations
- Bachelor's Degree or its equivalent
- ~1-3 years of experience in either trade surveillance, general compliance, and/or financial services
- General knowledge of applicable regulations relating to Banking, Broker-Dealer, and Futures Commission Merchant activity
- Experience with Microsoft Word, Excel, and PowerPoint
- Supportive Maternity, paternity, parental, and adoption leave policy
- Health spending ($2,000/year) and personal spending ($1,000/year) accounts with 75+ eligible reimbursement categories
- Fully sponsored virtual healthcare assistance and Employee Assistance Program
- Variety of Employee Resource Groups (ERG) to engage with
- Culture of continuous development with various training programs
Societe Generale offers a hybrid work arrangement that provides employees with the flexibility to work remotely and on-site. Our Diversity & Inclusion Mission is to recruit, develop, advance, and retain a diverse workforce that is united in our efforts to enhance our competitive position and deliver innovative solutions to our clients.
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Regulatory Affairs Specialist
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Regulatory Affairs Specialist
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Montreal, Quebec, Canada Pharmascience Inc. Full timeJob SummaryWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Pharmascience Inc. The successful candidate will be responsible for ensuring the timely and compliant maintenance of products and participating in various regulatory projects with corporate partners in Europe.Key ResponsibilitiesAssume responsibility for the...
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Regulatory Affairs Specialist
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Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Title: Regulatory Affairs SpecialistAre you passionate about ensuring compliance with regulatory requirements? Do you have a keen eye for detail and a strong understanding of financial regulations? We are seeking a highly motivated and experienced Regulatory Affairs Specialist to join our team at SGS Société Générale de Surveillance SA.Key...
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Regulatory Affairs Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Title: Regulatory Affairs SpecialistSociete Generale's Capital Market Surveillance (CMS) team is seeking a highly skilled Regulatory Affairs Specialist to join our global Compliance department. As a key member of our team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies,...
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Regulatory Affairs Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Title: Regulatory Affairs SpecialistSociete Generale's Capital Market Surveillance (CMS) team is seeking a highly skilled Regulatory Affairs Specialist to join its global Compliance department. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies,...
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Regulatory Affairs Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Title: Regulatory Affairs SpecialistSociete Generale's Capital Market Surveillance (CMS) team is seeking a highly skilled Regulatory Affairs Specialist to join our global Compliance department. As a key member of our team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies,...
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Regulatory Affairs Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Title: Regulatory Affairs SpecialistSociété Générale's Capital Market Surveillance (CMS) team is seeking a highly skilled Regulatory Affairs Specialist to join its global Compliance department. As a key member of the team, you will play a critical role in ensuring the firm's compliance with applicable policies, industry rules, and regulations.Key...
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Regulatory Affairs Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Title: Regulatory Affairs SpecialistSociete Generale's Capital Market Surveillance (CMS) team is seeking a highly skilled Regulatory Affairs Specialist to join its global team. As a key member of the Compliance department, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies,...
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Montreal, Quebec, Canada Pharmascience Full timeJob Title: Spécialiste affaires règlementaires, chimie et fabricationThe Regulatory Affairs Specialist, Chemistry and Manufacturing plays a crucial role in ensuring the timely and compliant maintenance of products within the department. This position participates in various regulatory projects with corporate partners in Europe, driving collaboration and...
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Montreal, Quebec, Canada Pharmascience Full timeJob Title: Spécialiste affaires règlementaires, chimie et fabricationThe Regulatory Affairs Specialist, Chemistry and Manufacturing plays a crucial role in ensuring the timely and compliant maintenance of products within the department. This position participates in various regulatory projects with corporate partners in Europe, driving collaboration and...
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Regulatory Affairs Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Regulatory Affairs Specialist to join its global Compliance department. As a key member of the US CMS Trade Surveillance team, you will play a crucial role in monitoring security transactions and Firm communications to ensure compliance with industry rules and...
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Montreal, Quebec, Canada Pharmascience Full timeJob Title: Spécialiste affaires règlementaires, chimie et fabricationThe Regulatory Affairs Specialist, Chemistry and Manufacturing plays a crucial role in ensuring the timely and compliant maintenance of products within the department. This position participates in various regulatory projects with corporate partners in Europe, driving collaboration and...
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Montreal, Quebec, Canada Pharmascience Full timeJob Title: Spécialiste affaires règlementaires, chimie et fabricationThe Regulatory Affairs Specialist, Chemistry and Manufacturing plays a crucial role in ensuring the timely and compliant maintenance of products within the department. This position participates in various regulatory projects with corporate partners in Europe, driving collaboration and...
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Regulatory Affairs Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Regulatory Affairs Specialist to join its Montreal office. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.Key...
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Montreal, Quebec, Canada Pharmascience Full timeThe Regulatory Affairs Specialist, Chemistry and Manufacturing plays a crucial role in ensuring the timely and compliant maintenance of products within the department. This position participates in various regulatory projects with corporate partners in Europe, driving regulatory excellence and compliance.Key Responsibilities:Maintains and ensures regulatory...
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Regulatory Affairs Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale is seeking a highly skilled Regulatory Affairs Specialist to join its Capital Market Surveillance team in Montreal. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.Key...
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Montreal, Quebec, Canada Pharmascience Full timeThe Regulatory Affairs Specialist, Chemistry and Manufacturing will assume responsibilities within the department to ensure timely and compliant maintenance of products and participate in various regulatory projects with corporate partners in Europe.Key Responsibilities:Ensure the maintenance and regulatory compliance for approved products for prescription...
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Montreal, Quebec, Canada Pharmascience Full timeThe Regulatory Affairs Specialist, Chemistry and Manufacturing assumes key responsibilities within the department to ensure timely and compliant maintenance of products and participates in various regulatory projects with corporate partners in Europe.Key Responsibilities:Ensures the maintenance and regulatory compliance for approved products for prescription...
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Montreal, Quebec, Canada Pharmascience Full timeJob SummaryThe Regulatory Affairs Specialist, Chemistry and Manufacturing will assume key responsibilities within the department to ensure timely and compliant maintenance of products and participate in various regulatory projects with corporate partners in Europe.Key ResponsibilitiesEnsure the maintenance and regulatory compliance for approved products for...
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Montreal, Quebec, Canada Pharmascience Full timeJob SummaryThe Regulatory Affairs Specialist, Chemistry and Manufacturing will assume key responsibilities within the department to ensure timely and compliant maintenance of products and participate in various regulatory projects with corporate partners in Europe.Key ResponsibilitiesEnsure the maintenance and regulatory compliance for approved products for...
