Regulatory Affairs Specialist
2 weeks ago
Societe Generale's Capital Market Surveillance (CMS) team is seeking a skilled Regulatory Affairs Specialist to join its Montreal office. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.
Key Responsibilities- Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
- Participate in the development, testing, and implementation of new surveillance scenarios and minimum standards.
- Assist with the review and analysis of new and/or amended industry rules and regulations.
- Collaborate with regional and global colleagues to mitigate regulatory and reputational risks.
- Bachelor's Degree or its equivalent.
- 1-3 years of experience in trade surveillance, general compliance, and/or financial services.
- General knowledge of applicable regulations relating to Banking, Broker-Dealer, and Futures Commission Merchant activity.
- Experience with Microsoft Word, Excel, and PowerPoint.
- Supportive maternity, paternity, parental, and adoption leave policy.
- Health spending ($2,000/year) and personal spending ($1,000/year) accounts with 75+ eligible reimbursement categories.
- Fully sponsored virtual healthcare assistance and Employee Assistance Program.
- Various Employee Resource Groups (ERG) to engage with.
Societe Generale is committed to strengthening bonds with colleagues, communities, and the world in which we live. Our Diversity & Inclusion Mission is to recruit, develop, advance, and retain a diverse workforce that is united in our efforts to enhance our competitive position and deliver innovative solutions to our clients.
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Regulatory Affairs Specialist
2 weeks ago
Montreal, Quebec, Canada Pharmascience Inc. Full timeRegulatory Affairs SpecialistPharmascience Inc. is seeking a highly skilled Regulatory Affairs Specialist to join our team.The successful candidate will be responsible for ensuring the timely and compliant maintenance of products and participating in various regulatory projects with corporate partners in Europe.Key Responsibilities:Assume responsibility for...
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Regulatory Affairs Specialist
2 weeks ago
Montreal, Quebec, Canada Pharmascience Inc. Full timeJob SummaryWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Pharmascience Inc. The successful candidate will be responsible for ensuring the timely and compliant maintenance of products and participating in various regulatory projects with corporate partners in Europe.Key ResponsibilitiesAssume responsibility for the...
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Regulatory Affairs Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Title: Regulatory Affairs SpecialistAre you passionate about ensuring compliance with regulatory requirements? Do you have a keen eye for detail and a strong understanding of financial regulations? We are seeking a highly motivated and experienced Regulatory Affairs Specialist to join our team at SGS Société Générale de Surveillance SA.Key...
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Regulatory Affairs Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Title: Regulatory Affairs SpecialistSociete Generale's Capital Market Surveillance (CMS) team is seeking a highly skilled Regulatory Affairs Specialist to join our global Compliance department. As a key member of our team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies,...
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Regulatory Affairs Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Title: Regulatory Affairs SpecialistSociete Generale's Capital Market Surveillance (CMS) team is seeking a highly skilled Regulatory Affairs Specialist to join its global Compliance department. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies,...
-
Regulatory Affairs Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Title: Regulatory Affairs SpecialistSociete Generale's Capital Market Surveillance (CMS) team is seeking a highly skilled Regulatory Affairs Specialist to join its global team. As a key member of the Compliance department, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies,...
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Regulatory Affairs Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Title: Regulatory Affairs SpecialistSociété Générale's Capital Market Surveillance (CMS) team is seeking a highly skilled Regulatory Affairs Specialist to join its global Compliance department. As a key member of the team, you will play a critical role in ensuring the firm's compliance with applicable policies, industry rules, and regulations.Key...
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Regulatory Affairs Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Title: Regulatory Affairs SpecialistSociete Generale's Capital Market Surveillance (CMS) team is seeking a highly skilled Regulatory Affairs Specialist to join our global Compliance department. As a key member of our team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies,...
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Montreal, Quebec, Canada Pharmascience Full timeJob Title: Spécialiste affaires règlementaires, chimie et fabricationThe Regulatory Affairs Specialist, Chemistry and Manufacturing plays a crucial role in ensuring the timely and compliant maintenance of products within the department. This position participates in various regulatory projects with corporate partners in Europe, driving collaboration and...
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Montreal, Quebec, Canada Pharmascience Full timeJob Title: Spécialiste affaires règlementaires, chimie et fabricationThe Regulatory Affairs Specialist, Chemistry and Manufacturing plays a crucial role in ensuring the timely and compliant maintenance of products within the department. This position participates in various regulatory projects with corporate partners in Europe, driving collaboration and...
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Regulatory Affairs Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Regulatory Affairs Specialist to join its global Compliance department. As a key member of the US CMS Trade Surveillance team, you will play a crucial role in monitoring security transactions and Firm communications to ensure compliance with industry rules and...
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Montreal, Quebec, Canada Pharmascience Full timeJob Title: Spécialiste affaires règlementaires, chimie et fabricationThe Regulatory Affairs Specialist, Chemistry and Manufacturing plays a crucial role in ensuring the timely and compliant maintenance of products within the department. This position participates in various regulatory projects with corporate partners in Europe, driving collaboration and...
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Montreal, Quebec, Canada Pharmascience Full timeJob Title: Spécialiste affaires règlementaires, chimie et fabricationThe Regulatory Affairs Specialist, Chemistry and Manufacturing plays a crucial role in ensuring the timely and compliant maintenance of products within the department. This position participates in various regulatory projects with corporate partners in Europe, driving collaboration and...
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Montreal, Quebec, Canada Pharmascience Full timeJob Title: Spécialiste affaires règlementaires, chimie et fabricationThe Regulatory Affairs Specialist, Chemistry and Manufacturing plays a crucial role in ensuring the timely and compliant maintenance of products within the department. This position participates in various regulatory projects with corporate partners in Europe, driving collaboration and...
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Montreal, Quebec, Canada Pharmascience Full timeJob Title: Spécialiste affaires règlementaires, chimie et fabricationThe Regulatory Affairs Specialist, Chemistry and Manufacturing plays a crucial role in ensuring the timely and compliant maintenance of products within the department. This position participates in various regulatory projects with corporate partners in Europe, driving collaboration and...
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Montreal, Quebec, Canada Pharmascience Full timeThe Regulatory Affairs Specialist, Chemistry and Manufacturing plays a crucial role in ensuring the timely and compliant maintenance of products within the department. This position participates in various regulatory projects with corporate partners in Europe, driving regulatory excellence and compliance.Key Responsibilities:Maintains and ensures regulatory...
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Regulatory Affairs Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale is seeking a highly skilled Regulatory Affairs Specialist to join its Capital Market Surveillance team in Montreal. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.Key...
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Montreal, Quebec, Canada Pharmascience Full timeJob SummaryThe Regulatory Affairs Specialist, Chemistry and Manufacturing will assume responsibilities within the department to ensure the timely and compliant maintenance of products and participate in various regulatory projects with corporate partners in Europe.Key ResponsibilitiesEnsure the maintenance and regulatory compliance for approved products for...
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Montreal, Quebec, Canada Pharmascience Full timeJob SummaryThe Regulatory Affairs Specialist, Chemistry and Manufacturing will assume key responsibilities within the department to ensure timely and compliant maintenance of products and participate in various regulatory projects with corporate partners in Europe.Key ResponsibilitiesEnsure the maintenance and regulatory compliance for approved products for...
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Montreal, Quebec, Canada Pharmascience Full timeJob SummaryThe Regulatory Affairs Specialist, Chemistry and Manufacturing will assume responsibilities within the department to ensure the timely and compliant maintenance of products and participate in various regulatory projects with corporate partners in Europe.Key ResponsibilitiesEnsure the maintenance and regulatory compliance for approved products for...