Regulatory Affairs Specialist

2 weeks ago


Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time
About the Role

Societe Generale's Capital Market Surveillance (CMS) team is seeking a skilled Regulatory Affairs Specialist to join its Montreal office. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.

Key Responsibilities
  • Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
  • Participate in the development, testing, and implementation of new surveillance scenarios and minimum standards.
  • Assist with the review and analysis of new and/or amended industry rules and regulations.
  • Collaborate with regional and global colleagues to mitigate regulatory and reputational risks.
Requirements
  • Bachelor's Degree or its equivalent.
  • 1-3 years of experience in trade surveillance, general compliance, and/or financial services.
  • General knowledge of applicable regulations relating to Banking, Broker-Dealer, and Futures Commission Merchant activity.
  • Experience with Microsoft Word, Excel, and PowerPoint.
What We Offer
  • Supportive maternity, paternity, parental, and adoption leave policy.
  • Health spending ($2,000/year) and personal spending ($1,000/year) accounts with 75+ eligible reimbursement categories.
  • Fully sponsored virtual healthcare assistance and Employee Assistance Program.
  • Various Employee Resource Groups (ERG) to engage with.
About Us

Societe Generale is committed to strengthening bonds with colleagues, communities, and the world in which we live. Our Diversity & Inclusion Mission is to recruit, develop, advance, and retain a diverse workforce that is united in our efforts to enhance our competitive position and deliver innovative solutions to our clients.



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