Current jobs related to Compliance Officer - Ottawa, Ontario - Alterna Savings

  • Customer Success Manager

    2 weeks ago

    Ottawa, Ontario, Canada Assent Compliance Inc. Full time

    Job DescriptionAs a Customer Success Manager at Assent Compliance Inc., you will play a critical role in delivering exceptional service to our customers. Your primary responsibility will be to work closely with our customers to define and execute on their project plans, ensuring program success and customer satisfaction.Key Responsibilities:Define compliance...

  • Compliance Officer

    1 month ago

    Ottawa, Ontario, Canada beBee Professionals Full time

    Job Title: Environmental Compliance OfficerWe are seeking a highly skilled Environmental Compliance Officer to join our team at beBee Professionals in Ottawa. The successful candidate will be responsible for ensuring that our company adheres to all applicable environmental regulations and laws.Key Responsibilities:Develop and implement environmental...

  • Compliance Officer

    1 month ago

    Ottawa, Ontario, Canada beBee Professionals Full time

    Job Title: Environmental Compliance OfficerWe are seeking a highly skilled Environmental Compliance Officer to join our team at beBee Professionals in Ottawa. The successful candidate will be responsible for ensuring that our company adheres to all applicable environmental regulations and laws.Key Responsibilities:Develop and implement environmental...

  • Chief Compliance Officer

    1 month ago

    Ottawa, Ontario, Canada the Ladders Full time

    Job Title: VP & Chief Compliance OfficerAt The Ladders, we are seeking a highly skilled and experienced VP & Chief Compliance Officer to join our team. The successful candidate will be responsible for designing, implementing, and operating our Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization and...

  • Chief Compliance Officer

    4 weeks ago

    Ottawa, Ontario, Canada Alterna Savings Full time

    Job Title: VP & Chief Compliance OfficerAt Alterna Savings, we are seeking a highly skilled and experienced VP & Chief Compliance Officer to join our team. The successful candidate will be responsible for designing, implementing, and operating our Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization...

  • Chief Compliance Officer

    4 weeks ago

    Ottawa, Ontario, Canada Alterna Savings Full time

    Job Title: VP & Chief Compliance OfficerAt Alterna Savings, we are seeking a highly skilled and experienced VP & Chief Compliance Officer to join our team. The successful candidate will be responsible for designing, implementing, and operating our Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization...

  • Training and Compliance Officer

    2 weeks ago

    Ottawa, Ontario, Canada Algonquin College Full time

    Job Summary:The Training and Compliance Officer will be responsible for planning, developing, and delivering training programs for the Facilities Management Department. The incumbent will also conduct inspections and report on any deviations from safety standards.Key Responsibilities:Develop and deliver training programs for employees on health and safety,...

  • Platform Compliance Officer

    2 weeks ago

    Ottawa, Ontario, Canada beBee Professionals Full time

    Job Title: Platform Compliance OfficerJob Summary:We are seeking a highly skilled Platform Compliance Officer to join our team at beBee Professionals in Ottawa. As a Platform Compliance Officer, you will be responsible for ensuring that all content published on our platform meets our standards and is in compliance with applicable laws and regulations.Key...

  • Training and Compliance Officer

    1 month ago

    Ottawa, Ontario, Canada Algonquin College Full time

    Job Title: Training and Compliance OfficerAlgonquin College is seeking a highly skilled Training and Compliance Officer to join our team. As a key member of our Facilities Management Department, you will be responsible for planning, developing, and delivering training programs to support the safety and compliance of our staff and students.Key...

  • Training and Compliance Officer

    1 month ago

    Ottawa, Ontario, Canada Algonquin College Full time

    Job Title: Training and Compliance OfficerAlgonquin College is seeking a highly skilled Training and Compliance Officer to join our team. As a key member of our Facilities Management Department, you will be responsible for planning, developing, and delivering training programs to support the safety and compliance of our staff and students.Key...

  • Training and Compliance Officer

    4 weeks ago

    Ottawa, Ontario, Canada Algonquin College Full time

    Job Title: Training and Compliance OfficerAlgonquin College is seeking a highly skilled Training and Compliance Officer to join our team. As a key member of our Facilities Management Department, you will be responsible for planning, developing, and delivering training programs to support the continual development of our Technical, Engineering, Custodial and...

  • Training and Compliance Officer

    4 weeks ago

    Ottawa, Ontario, Canada Algonquin College Full time

    Job Title: Training and Compliance OfficerAlgonquin College is seeking a highly skilled Training and Compliance Officer to join our team. As a key member of our Facilities Management Department, you will be responsible for planning, developing, and delivering training programs to support the continual development of our Technical, Engineering, Custodial and...

  • Chief Compliance Officer

    2 weeks ago

    Ottawa, Ontario, Canada Alterna Savings Full time

    Scope of PositionThe VP & Chief Compliance Officer is accountable for the design, implementation, and operation of the organization's Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization and support the attainment of strategic goals.Key ResponsibilitiesDevelop and implement a comprehensive compliance...

  • Training and Compliance Officer

    4 weeks ago

    Ottawa, Ontario, Canada Algonquin College Full time

    Job Title: Training and Compliance OfficerAlgonquin College is seeking a highly skilled Training and Compliance Officer to join our team. As a key member of our Facilities Management Department, you will be responsible for planning, developing, and delivering training programs to support the continual development of our Technical, Engineering, Custodial and...

  • Training and Compliance Officer

    4 weeks ago

    Ottawa, Ontario, Canada Algonquin College Full time

    Job Title: Training and Compliance OfficerAlgonquin College is seeking a highly skilled Training and Compliance Officer to join our team. As a key member of our Facilities Management Department, you will be responsible for planning, developing, and delivering training programs to support the continual development of our Technical, Engineering, Custodial and...

  • Compliance Officer

    2 weeks ago

    Ottawa, Ontario, Canada beBee Professionals Full time

    beBee Professionals is seeking a highly skilled Compliance Officer - Insurance to join our team in Ottawa. The successful candidate will be responsible for ensuring that our insurance policies and procedures are in compliance with applicable laws and regulations.Key Responsibilities:Monitor and review insurance policies and procedures to ensure compliance...

  • Parking Compliance Officer

    7 days ago

    Ottawa, Ontario, Canada Indigo Full time

    We are seeking a detail-oriented Enforcement Officer to join Indigo Park in Ottawa. As an Enforcement Officer, your key responsibility will be to ensure guests are parking in compliance with established guidelines.Key Responsibilities:· Perform monitoring activities to ensure compliance with posted guidelines and issue notices to non-compliant vehicles·...

  • Compliance Officer

    4 weeks ago

    Ottawa, Ontario, Canada Paul Davis Full time

    Job SummaryAs a Compliance Coordinator at Paul Davis, you will play a crucial role in ensuring the smooth operation of our projects. You will be responsible for coordinating and complying with work requirements, supporting the Program Manager of each assigned project from initiation to completion. Your attention to detail and organizational skills will be...

  • Compliance Officer

    4 weeks ago

    Ottawa, Ontario, Canada Paul Davis Full time

    Job SummaryAs a Compliance Coordinator at Paul Davis, you will play a crucial role in ensuring the smooth operation of our projects. You will be responsible for coordinating and complying with work requirements, supporting the Program Manager of each assigned project from initiation to completion. Your attention to detail and organizational skills will be...

  • Compliance Officer

    2 weeks ago

    Ottawa, Ontario, Canada Hard Rock International (USA), Inc. Full time

    Job SummaryThe Director of Compliance will be responsible for implementing and operating compliance-related systems and programs to ensure compliance with established Federal, Provincial, and Municipal requirements. This includes timely notification to Senior Management of any significant violations and corrective actions. The ideal candidate will have a...

Compliance Officer

2 months ago

Ottawa, Ontario, Canada Alterna Savings Full time

About the Role

The Compliance Officer will play a critical role in supporting the Regulatory Compliance Management framework at Alterna Savings. As a subject matter expert on regulatory controls, you will be responsible for analyzing and assessing risks related to regulations, executing ongoing monitoring and control testing plans, and auditing/testing the effectiveness of compliance controls throughout the organization.

Key Responsibilities

  • Stay up-to-date on changes related to Privacy Acts, Bank Act, consumer protection regulations, CU Act, Market Code, AODA, OSFI, FATCA, OECD Common Reporting Standard, NDNC, CDIC, and CASL.
  • Support the Regulatory Compliance Management framework and contribute to decisions on process development and improvement.
  • Execute the risk-based ongoing monitoring and control testing plan, analyzing and assessing risks related to regulations according to compliance policy and procedures.
  • Audit/test and report the effectiveness of compliance controls throughout the organization.
  • Provide daily support to Alterna Savings to maintain and enhance the effectiveness of compliance.
  • Stay abreast of incoming regulations, techniques, strategies, and knowledge.
  • Work closely with the Compliance Manager to maintain, update, and improve policies and procedures for the compliance program.
  • Maintain organized and effective logs and reports of all activity for review and audits.
  • Test/Risk assess the effectiveness of compliance and risk controls.
  • Maintain a log of controls.
  • Assist the Compliance Manager with test plan development.
  • Execute testing plans using a risk-based approach.
  • Perform tests and report results.
  • Tests are run on a weekly/monthly/quarterly cycle.
  • Support team leaders, branch managers, and ASK centre on compliance issues.
  • Complete documented comprehensive member/customer/product/business process analysis.
  • Report review.
  • Documentation review/update.
  • Process review.
  • Detailed sample review.
  • Interview.
  • Complete report.

Qualifications

Education/Certifications/Experience

  • Post-Secondary education in a related field (business, banking, law, economics, psychology, behavioral science).
  • 5 years of related experience.
  • Knowledge or completion of banking/investment industry courses an asset.
  • Knowledge or completion of audit-related courses/certifications an asset.
  • Knowledge or completion of risk management-related courses/certifications an asset.
  • Knowledge or completion of business analysis/project management courses/certifications an asset.

Knowledge/Skills

  • Strong Excel report development skills.
  • General working knowledge and understanding of all regulations affecting the Credit Union and Bank.
  • Good knowledge in Privacy and Consumer Protection.
  • Internal Audit.