Current jobs related to Senior Branch Oversight Specialist - Ottawa, Ontario - Scotiabank


  • Ottawa, Ontario, Canada Envision Financial Full time

    We are seeking a Senior Financial Services Specialist to provide exceptional customer service to a portfolio of members by offering a full range of investment, deposit, and complex lending services.The Senior Financial Services Specialist identifies member life stage cycles and provides solutions to financial needs, and/or refers members to an appropriate...

  • Branch Manager

    4 weeks ago


    Ottawa, Ontario, Canada CSL Group Full time

    Job Opportunity: Branch Manager – Ottawa, OntarioCSL Group – Where Excellence Meets InnovationAre you ready to take your career to new heights? CSL Group, a leading commercial landscaping company in Ottawa, is seeking a Branch Manager who can lead our team to success.Key Responsibilities:Leadership: You will be responsible for leading a team of...

  • Branch Manager

    4 weeks ago


    Ottawa, Ontario, Canada CSL Group Full time

    Job Opportunity: Branch Manager – Ottawa, OntarioCSL Group – Where Excellence Meets InnovationAre you ready to take your career to new heights? CSL Group, a leading commercial landscaping company in Ottawa, is seeking a Branch Manager who can lead our team to success.Key Responsibilities:Leadership: You will be responsible for leading a team of...


  • Ottawa, Ontario, Canada Scotiabank Full time

    As a Branch Operations Assistant, you will provide critical support to the Branch Management Team and Advisor teams, ensuring seamless daily operations and exceptional client experiences. ScotiaMcLeod, a cornerstone business within Scotia Wealth Management, is renowned for its commitment to integrity, service excellence, and trusted investment advice. Our...


  • Ottawa, Ontario, Canada ADGA Group Consultants Inc Full time

    Job Title: Senior Network Security Design SpecialistADGA Group Consultants Inc is seeking a highly skilled Senior Network Security Design Specialist to join our team. As a key member of our Networks and Security Branch, you will contribute to the planning, designing, testing, and implementing infrastructure security solutions.Key Responsibilities:Provide...


  • Ottawa, Ontario, Canada ADGA Group Consultants Inc Full time

    Job Title: Senior Network Security Design SpecialistWe are seeking a highly skilled Senior Network Security Design Specialist to join our team at ADGA Group Consultants Inc. As a key member of our Networks and Security Branch, you will contribute to the planning, designing, testing, and implementing infrastructure security solutions.Key...


  • Ottawa, Ontario, Canada ADGA Group Consultants Inc Full time

    Job Title: Senior Network Security Design SpecialistWe are seeking a highly skilled Senior Network Security Design Specialist to join our team at ADGA Group Consultants Inc. As a key member of our Networks and Security Branch, you will contribute to the planning, designing, testing, and implementing infrastructure security solutions.Key...


  • Ottawa, Ontario, Canada ADGA Group Consultants Inc Full time

    Job Title: Senior Network Security Design SpecialistADGA Group Consultants Inc is seeking a highly skilled Senior Network Security Design Specialist to join our team. As a key member of our Networks and Security Branch, you will contribute to the planning, designing, testing, and implementing infrastructure security solutions.Key Responsibilities:Provide...


  • Ottawa, Ontario, Canada ADGA Group Consultants Inc Full time

    Job Title: Senior Network Security Design SpecialistADGA Group Consultants Inc is seeking a highly skilled Senior Network Security Design Specialist to join our team. As a key member of our Networks and Security Branch, you will contribute to the planning, designing, testing, and implementing infrastructure security solutions.Key Responsibilities:Provide...


  • Ottawa, Ontario, Canada ADGA Group Consultants Inc Full time

    Job Title: Senior Network Security Design SpecialistADGA Group Consultants Inc is seeking a highly skilled Senior Network Security Design Specialist to join our team. As a key member of our Networks and Security Branch, you will contribute to the planning, designing, testing, and implementing infrastructure security solutions.Key Responsibilities:Provide...


  • Ottawa, Ontario, Canada CMHC Full time

    About the RoleCMHC is seeking a highly skilled Bilingual Specialist, Operational Risk to join its Chief Risk Office's Business and Operational Risk team. As a key member of the team, you will play a pivotal role in providing strategic insight into risk governance and internal controls at CMHC.Key ResponsibilitiesConduct targeted oversight and independently...


  • Ottawa, Ontario, Canada Egis Canada Ltd-CA Full time

    Job SummaryWe are seeking a highly experienced Senior Project Manager to lead our multidiscipline design teams on large highway and bridge projects for the Ministry of Transportation (MTO). As a senior project manager, you will provide technical guidance, support, and oversight to engineers and technical staff, and lead a project team to deliver high-quality...


  • Ottawa, Ontario, Canada Egis Canada Ltd-CA Full time

    Job SummaryWe are seeking a highly experienced Senior Project Manager to lead our multidiscipline design teams on large highway and bridge projects for the Ministry of Transportation (MTO). As a senior project manager, you will provide technical guidance, support, and oversight to engineers and technical staff, and lead a project team to deliver high-quality...


  • Ottawa, Ontario, Canada ADGA Group Consultants Inc Full time

    Job Title: Senior Network Security Design SpecialistADGA Group Consultants Inc is seeking a highly skilled Senior Network Security Design Specialist to join our team. As a key member of our Networks and Security Branch, you will contribute to the planning, designing, testing, and implementing infrastructure security solutions.Key Responsibilities:Provide...


  • Ottawa, Ontario, Canada ADGA Group Consultants Inc Full time

    Job Title: Senior Network Security Design SpecialistADGA Group Consultants Inc is seeking a highly skilled Senior Network Security Design Specialist to join our team. As a key member of our Networks and Security Branch, you will contribute to the planning, designing, testing, and implementing infrastructure security solutions.Key Responsibilities:Provide...


  • Ottawa, Ontario, Canada ADGA Group Consultants Inc Full time

    Job Title: Senior Network Security Design SpecialistADGA Group Consultants Inc is seeking a highly skilled Senior Network Security Design Specialist to join our team. As a key member of our Networks and Security Branch, you will contribute to the planning, designing, testing, and implementing infrastructure security solutions.Key Responsibilities:Provide...


  • Ottawa, Ontario, Canada ADGA Group Consultants Inc Full time

    Job Title: Senior Network Security Design SpecialistADGA Group Consultants Inc is seeking a highly skilled Senior Network Security Design Specialist to join our team. As a key member of our Networks and Security Branch, you will contribute to the planning, designing, testing, and implementing infrastructure security solutions.Key Responsibilities:Provide...


  • Ottawa, Ontario, Canada CMHC - SCHL Full time

    About the RoleWe are seeking a highly skilled Bilingual Specialist, Operational Risk to join our Chief Risk Office's Business and Operational Risk team. As a key member of our team, you will play a pivotal role in offering strategic insight into risk governance and internal controls at CMHC.Key ResponsibilitiesConduct targeted oversight and independently...


  • Ottawa, Ontario, Canada CMHC - SCHL Full time

    About the RoleWe are seeking a highly skilled Bilingual Specialist, Operational Risk to join our Chief Risk Office's Business and Operational Risk team. As a key member of our team, you will play a pivotal role in offering strategic insight into risk governance and internal controls at CMHC.Key ResponsibilitiesConduct targeted oversight and independently...


  • Ottawa, Ontario, Canada CMHC - SCHL Full time

    About the RoleCMHC is seeking a highly skilled Bilingual Specialist, Operational Risk to join our Chief Risk Office's Business and Operational Risk team. As a key member of this team, you will play a pivotal role in providing strategic insight into risk governance and internal controls at CMHC.Key ResponsibilitiesConduct targeted oversight and independently...

Senior Branch Oversight Specialist

2 months ago


Ottawa, Ontario, Canada Scotiabank Full time
Job Summary

We are seeking a highly skilled Senior Branch Oversight Specialist to join our Regulatory Affairs team in Canada. As a key member of our team, you will be responsible for ensuring the overall success of the Branch Oversight Team, executing individual goals, plans, and initiatives in support of our business strategies and objectives.

Key Responsibilities
  • Champion a customer-focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
  • Act as a designate for the assigned supervisor in the Regions, including completion of daily and monthly account supervision, reviewing, and approving New Account Application Forms, and Know Your Client updates for MD Management, ScotiaTrust, and the Private Investment Council.
  • Complete daily reviews using the Risk Compliance Intelligence (RCI) platform designed to provide accurate and detailed surveillance and analysis of all transactions, orders, account activity, and holdings.
  • Proactively identify potential and actual compliance issues and concerns and escalate to management accordingly.
  • Resolve and respond to compliance queries from the various business units and clients and participate in business working groups.
  • Partner with the Branch Oversight Team Lead to identify compliant and practical solutions to business issues.
  • Participate in the training and education of staff as it relates to regulatory requirements, internal policies, and procedures.
  • Assist with the update and maintenance of policies and procedures to appropriately address identified risks, providing ongoing monitoring of the effectiveness of these policies and procedures.
  • Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.
  • Actively pursue effective and efficient operations of their respective areas in accordance with Scotiabank's Values, its Code of Conduct, and the Global Sales Principles, while ensuring the adequacy, adherence to, and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions, and conduct risk.
  • Champion a high-performance environment and contribute to an inclusive work environment.
Requirements
  • Canadian Securities Course, the Conduct and Practices Course.
  • Relevant experience in the financial services industry.
  • Working knowledge and understanding of security industry regulations, including, but not limited to, the Ontario Securities Act, CIRO rules, and relevant National Instruments.
  • Proven analytical abilities.
  • Bilingual English/French.