Strategic Investment Professional

7 days ago


Vancouver, British Columbia, Canada Kazana Capital Full time

About Kazana Capital

We are a dynamic exempt market dealer providing investment solutions to clients across various sectors.

**Job Overview:**

The role of an Investment Advisor at Kazana Capital is pivotal in our organization's success. As an experienced professional, you will play a key role in assisting clients in making informed investment decisions within the exempt market.

Key Responsibilities:

  • Conduct thorough consultations with potential clients to understand their investment objectives and risk tolerance.
  • Maintain ongoing relationships with existing clients, providing regular updates on their investments and addressing any inquiries.
  • Educate clients about the exempt market, investment products, and associated risks.
  • Analyze and assess clients' financial situations to recommend suitable investment products.
  • Ensure all investment activities comply with relevant securities regulations, including KYC (Know Your Customer) and AML (Anti-Money Laundering) requirements.
  • Keep accurate records of client interactions and investment transactions.
  • Collaborate with the compliance team to ensure adherence to regulatory guidelines.
  • Stay current on the exempt market and various investment products offered by Kazana Capital.
  • Identify and pursue new business opportunities within the wealth management industry.
  • Participate in marketing initiatives and client acquisition efforts to expand the client base.

Qualifications and Skills:

  • A minimum of 5 years of experience in a similar role within the financial services industry.
  • Strong understanding of exempt market product and securities regulations.
  • Has passed either the Canadian Securities Course or the Exempt Market Products exam.
  • Excellent interpersonal and communication skills.
  • Proven ability to build and maintain client relationships.
  • Past experience with Customer Relationship Management systems.
  • A clean NRD history.

Salary and Benefits:

The estimated salary for this position is around $120,000 per year, based on industry standards and location.

We offer a competitive compensation package, including benefits and opportunities for growth and development.



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