Audit Manager I, Financial Risk Professional
2 weeks ago
Role Overview:
We are seeking a highly skilled Audit Manager I to join our team at The Toronto-Dominion Bank (Canada). As a key member of our audit team, you will be responsible for executing audits for assigned business, function, or project, ranging in complexity. Your expertise will be invaluable in leading moderately complex audits, ensuring timely completion, and providing recommendations for improved efficacies.
Key Responsibilities:
- Provide expertise in planning and executing end-to-end audits based on established audit plans, aligned with applicable policies and regulatory guidelines.
- Lead the planning process for assigned audits, ensuring the completion of appropriate programs and risk assessments to mitigate risks and improve effectiveness across the business.
- Support the audit opinion as per internal controls and professional audit standards, presenting findings and recommendations to clients and audit management.
- Manage follow-ups on new findings raised from regulatory and internal divisional audits, ensuring all data is up-to-date and properly documented.
- Review and identify failures in internal processes, recommending improvements to enhance operational efficiencies.
- Stay knowledgeable about emerging trends and developments related to business, analytical tools, and techniques to deliver quality results within tight timeframes.
- Act with the highest levels of integrity, observing regulatory guidelines, fulfilling due diligence, and handling confidential information with discretion.
- Build a fair and positive work environment where team members can openly report challenges and exchange ideas, knowledge, and skills, maintaining good working relationships with each other to achieve common goals.
Requirements:
- Over 5 years of relevant experience with an undergraduate degree or relevant professional certifications, accounting designations, or equivalent education (FRM and/or CFA is a strong asset).
- Knowledge/experience in Liquidity, Capital/Market risk is an asset.
- Hands-on knowledge of MS Office (Excel, Word, PowerPoint, Access, and Outlook) and Internet applications.
- Proficient to work multi-functionally, provide guidance to other team members, and ensure good relations across teams and functions to work on projects that may require integration of cross-functional processes.
- Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment.
About Us:
The Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions, with a strong commitment to customer experience and community development. We offer a dynamic and inclusive work environment, with opportunities for growth and development. Our Total Rewards package reflects our investment in our colleagues, with a base salary, variable compensation, and benefits that support their financial, physical, and mental well-being.
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