Audit Manager I, Financial Crimes Issues Validation Expert
3 weeks ago
Job Summary
We are seeking a highly skilled Audit Manager I to join our team at The Toronto-Dominion Bank (Canada). As an Audit Manager I, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits based on established audit plans.
Key Responsibilities
- Provide subject matter expertise in executing audits for assigned business, function, or project, ranging in complexity.
- Lead the planning process for assigned audits, ensuring the completion of appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business.
- Support the audit opinion as per internal controls and professional audit standards, presenting findings and recommendations to clients and audit management.
- Manage follow-ups on new findings raised from regulatory and internal divisional audits, ensuring all data is up-to-date and properly documented.
- Review and identify failures in internal processes, recommending improvements to enhance operational efficiencies.
- Stay knowledgeable about emerging trends and developments related to business, analytical tools, and techniques to deliver quality results within tight timeframes.
- Act with the highest levels of integrity, observing regulatory guidelines, fulfilling due diligence, and handling confidential information with discretion.
- Build a fair and positive work environment where team members can openly report challenges and exchange ideas, knowledge, and skills, maintaining good working relationships to achieve common goals.
Requirements
- Over 5 years of relevant experience with an undergraduate degree or relevant professional certifications, accounting designations, or equivalent education (CAMS considered an asset).
- Hands-on knowledge of MS Office (Excel, Word, PowerPoint, Access, and Outlook) and Internet applications.
- Proficient in working multi-functionally, providing guidance to other team members, and ensuring good relations across teams and functions to work on projects requiring integration of cross-functional processes.
- Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment.
About Us
The Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions, with over 27 million households and businesses in Canada, the United States, and around the world. We deliver legendary customer experiences and are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities, and colleagues.
Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.
Additional Information
We are committed to providing the support our colleagues need to thrive both at work and at home. If you're interested in a specific career path or looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and mentoring programs to help you unlock future opportunities.
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