Senior Director, Asset Management

1 month ago


Old Toronto, Ontario, Canada TD Bank Full time
Senior Manager, Product Due Diligence

Job Summary:

The TD Wealth Shelf Management & Investment Research team is responsible for the curation and management of the TD Wealth Product shelf. The Senior Manager, Product Due Diligence will lead the development and maintenance of all approved products, product due diligence policies and procedures, risk assessment, product monitoring, and ongoing product governance on behalf of TD Wealth.

Key Responsibilities:

  • Enhance the Product approval standards and procedures to ensure compliance with regulatory and TD Bank requirements.
  • Design and optimize comprehensive shelf controls, including an end-to-end mapping of current state and roadmap for enhancements.
  • Evaluate and evolve processes and procedures to accommodate changing industry practices, regulatory environment, and business needs.
  • Identify, manage, mitigate, and avoid risks associated with the Product shelf.
  • Enhance and optimize a quality of Product Shelf under a Regulatory Compliance Management (RCM) framework.
  • Assist in the preparation of updates on significant change firm, product, and/or market events.

Requirements:

  • 10+ years of progressive experience in the financial services industry.
  • Strong understanding of a variety of Product types and Product Due Diligence frameworks.
  • Strong analytical skills along with effective oral and written communication skills.
  • University degree in Economics, Business Administration, Finance, or related fields.
  • CFA Charterholder.
  • CAIA, FRM, Masters Degree would be considered an asset.
  • Proficiency in MS Office (Excel, Word, PowerPoint) is a requirement. Programming skills will be considered an asset.

What We Offer:

TD Bank is committed to providing a dynamic and inclusive work environment that fosters growth and development. We offer competitive compensation and benefits packages, as well as opportunities for professional growth and advancement.


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