Audit Manager, Regulatory Compliance Specialist

1 week ago


Halifax, Nova Scotia, Canada Royal Bank of Canada Full time
Job Summary

We are seeking a highly skilled Audit Manager, Regulatory Compliance to join our team at Royal Bank of Canada. As a key member of our Internal Audit department, you will be responsible for providing independent and objective evaluation of the adequacy and effectiveness of Compliance practices across our business lines in the US.

Key Responsibilities
  • Lead audit engagements to assess the effectiveness of controls and compliance with governmental regulations.
  • Develop and maintain the annual audit plan, identifying key risks and areas for improvement.
  • Collaborate with stakeholders to identify and mitigate risks, ensuring compliance with regulatory requirements.
  • Support the US IA Compliance team in risk assessment and continuous monitoring.
  • Execute the validation of regulatory matters issued by relevant regulatory bodies.
Requirements
  • 4+ years of experience in financial services internal audit, preferably in banking.
  • Proven ability to produce well-written work products and effective communication.
  • Highly proficient in Microsoft Excel, Word, and PowerPoint.
  • Strong problem-solving and negotiating skills.
  • Proficient time management, organizational, and project management skills.
What We Offer
  • A comprehensive Total Rewards Program, including bonuses and flexible benefits.
  • Leaders who support your development through coaching and managing opportunities.
  • A dynamic, collaborative, and progressive work environment.
  • A world-class training program in financial services.
  • Flexible work/life balance options.


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