Current jobs related to Regulatory Compliance Audit Manager - Toronto, Ontario - Royal Bank of Canada

  • Regulatory Compliance Audit Manager

    1 month ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryThe Manager, Regulatory Compliance Audit is a dynamic and adaptable leader who will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audit's regulatory compliance Center of Excellence (CoE). As a subject matter expert in risk management and...

  • Regulatory Compliance Audit Manager

    1 month ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryThe Manager, Regulatory Compliance Audit is a dynamic and adaptable leader who will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audit's regulatory compliance Center of Excellence (CoE). As a subject matter expert in risk management and...

  • Regulatory Compliance Audit Manager

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with a strong background in risk management and regulatory compliance. As a subject matter expert, you will be responsible for supporting enterprise-level audit assurance projects, contributing to the development of continuous assurance and monitoring audit approaches, and...

  • Regulatory Compliance Audit Manager

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with a strong background in risk management and regulatory compliance. As a subject matter expert, you will be responsible for supporting enterprise-level audit assurance projects, contributing to the development of continuous assurance and monitoring audit approaches, and...

  • Regulatory Compliance Audit Manager

    1 month ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryThe Regulatory Compliance Audit Manager is a dynamic and adaptable leader who will support enterprise-level audit assurance projects, contribute to the development of continuous assurance/monitoring audit approaches, and develop the Audit's regulatory compliance Center of Excellence (CoE). As a subject matter expert in risk management, this...

  • Regulatory Compliance Audit Manager

    1 month ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryThe Regulatory Compliance Audit Manager is a dynamic and adaptable leader who will support enterprise-level audit assurance projects, contribute to the development of continuous assurance/monitoring audit approaches, and develop the Audit's regulatory compliance Center of Excellence (CoE). As a subject matter expert in risk management, this...

  • Regulatory Compliance Audit Manager

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryThe Regulatory Compliance Audit Manager is a dynamic and adaptable leader who excels in risk management and regulatory compliance management. As a subject matter expert, you will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audit's...

  • Audit Manager Regulatory Compliance

    4 weeks ago

    Toronto, Ontario, Canada TD Bank Full time

    Job Title: Audit Manager Regulatory AuditsAt TD Bank, we're committed to delivering exceptional customer experiences and building a better bank for our customers, communities, and colleagues. As an Audit Manager Regulatory Audits, you'll play a key role in ensuring the integrity and effectiveness of our audit processes.Key Responsibilities:Plan and lead...

  • Audit Manager Regulatory Compliance Oversight

    1 month ago

    Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job Title: AVP, Audit, Regulatory Compliance Management OversightDescriptionThe AVP, Audit, Regulatory Compliance Management Oversight role is responsible for overseeing the 3rd line of defense audit coverage for TD Bank's regulatory compliance management (RCM) Framework. This includes oversight functions in the second line compliance function as well as RCM...

  • Audit Manager Regulatory Compliance Oversight

    1 month ago

    Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job Title: AVP, Audit, Regulatory Compliance Management OversightDescriptionThe AVP, Audit, Regulatory Compliance Management Oversight role is responsible for overseeing the 3rd line of defense audit coverage for TD Bank's regulatory compliance management (RCM) Framework. This includes oversight functions in the second line compliance function as well as RCM...

  • Insurance Regulatory Manager

    2 weeks ago

    Toronto, Ontario, Canada Financial Services Regulatory Authority of Ontario Full time

    About the RoleThis position is accountable for managing the strategic development, implementation, and ongoing management of the auto insurance accreditation assessment framework, including associated tools and processes and supervisory manual.Main ResponsibilitiesManages the delivery of Auto Insurance Accreditation Program and Risk Assessment programs or...

  • Regulatory Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...

  • Regulatory Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...

  • Senior Manager Regulatory Compliance and Risk Management

    1 month ago

    Toronto, Ontario, Canada Scotiabank Full time

    Job Title: Senior Manager Regulatory Compliance and Risk ManagementScotiabank is seeking a highly skilled Senior Manager to lead our Business Operations team in providing risk management controls and support for third-party vendors, audits, regulatory, and compliance matters. The ideal candidate will have a strong background in regulatory compliance and risk...

  • Senior Manager Regulatory Compliance and Risk Management

    1 month ago

    Toronto, Ontario, Canada Scotiabank Full time

    Job Title: Senior Manager Regulatory Compliance and Risk ManagementScotiabank is seeking a highly skilled Senior Manager to lead our Business Operations team in providing risk management controls and support for third-party vendors, audits, regulatory, and compliance matters. The ideal candidate will have a strong background in regulatory compliance and risk...

  • Regulatory Compliance Specialist

    4 weeks ago

    Toronto, Ontario, Canada Definity Full time

    Job SummaryThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over Financial Reporting (ICFR) programs.Key...

  • Regulatory Compliance Specialist

    4 weeks ago

    Toronto, Ontario, Canada Definity Full time

    Job SummaryThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over Financial Reporting (ICFR) programs.Key...

  • Audit and Compliance Management Oversight Leader

    3 weeks ago

    Old Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryThe Toronto-Dominion Bank (Canada) is seeking a highly skilled and experienced Audit and Compliance Management Oversight Leader to join our team. As a key member of our Internal Audit department, you will be responsible for overseeing the 3rd line of defence audit coverage for TD Bank's regulatory compliance management (RCM) Framework.Key...

  • Regulatory Compliance Specialist

    5 days ago

    Toronto, Ontario, Canada Wellington-Altus Full time

    The Manager, Supervision at Wellington-Altus will be responsible for implementing and maintaining an efficient and effective system of advice, education, and supervision to ensure adherence to regulatory requirements and internal policies.Main Responsibilities:Conduct regular tier 1 supervision activities, including the review and approval of trade reports,...

  • Compliance Officer

    3 weeks ago

    Toronto, Ontario, Canada Alterna Savings Full time

    Job SummaryThe Compliance Officer will play a critical role in supporting the Regulatory Compliance Management framework at Alterna Savings. As a subject matter expert on regulatory controls, the successful candidate will be responsible for analyzing and assessing risks related to regulations, executing the ongoing monitoring and control testing plan, and...

Regulatory Compliance Audit Manager

2 months ago

Toronto, Ontario, Canada Royal Bank of Canada Full time
Job Summary

The Manager, Regulatory Compliance Audit is a key role within our organization, responsible for leading and managing regulatory compliance audit projects. This individual will be a subject matter expert in risk management and regulatory compliance management, with a strong understanding of corporate governance and regulatory requirements.

This role will support the development of continuous assurance and monitoring audit approaches, leveraging data analytics and data visualization. The Manager will also be responsible for developing and maintaining the Audit's regulatory compliance Center of Excellence (CoE), and will act as a trusted advisor to auditees and business platform/regional audit teams globally.

Key Responsibilities
  • Participate in the execution of risk-based Enterprise level regulatory compliance audit projects, effectively and efficiently adding value and identifying opportunities for utilizing data analytics to improve processes.
  • Contribute to the development of continuous monitoring and continuous assurance to monitor and report key emerging inherent risk areas and weaknesses in control environment.
  • Support the development of Compliance CoE, remaining abreast of regulatory changes to provide effective advisory support to first business audit teams in covering first line Compliance controls relevant to their business, and 2nd line audit teams on regulatory compliance program testing (under OSFI E13 Guidelines).
  • Support the development and maintenance of Standard Audit Programs which is aligned to OSFI E13 Guideline ensuring consistent and complete audit testing of regulatory compliance management program across all regions and segment.
  • Support the development of learning programs to educate broader audit department on emerging regulatory changes across various business segments (i.e., Personal Banking, Capital Markets, Wealth Management)
  • Proactively initiate discussions and solutions to new opportunities, challenges and approaches, and challenge status quo.
  • Develop and maintain authentic, positive, and productive working relationships with senior leaderships in Regulatory Compliance and in Audit
Requirements
  • Strong emotional intelligence, leadership skills to motivate and deliver in a team engagement environment, and ability to multitask, prioritize and adapt to fast changing environment
  • 3+ years of experience in risk management, regulatory compliance management in a large financial institution, professional consulting/accounting firm, internal audit, or a compliance/regulatory environment. University degree (e.g. business, accounting, legal)
  • Excellent written and verbal communication skills and demonstrated critical thinking.
  • Knowledge of key regulatory compliance regulations (at minimum Canadian (OSFI) (i.e., E13 Regulatory Compliance Management Guideline), US and UK regulations in the financial services industry)
  • Intermediate experience building, using and interpreting data extracts, data visualization and reporting (Tableau), and analytical skills.
What We Offer
  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
  • Leaders who support your development through coaching and managing opportunities
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • Opportunities to do challenging work
  • Flexible work/life balance options