Canada Branch Regulatory Affairs Specialist
7 days ago
Natixis, a global financial services firm, is seeking an experienced Compliance Expert to join our team in Canada. As a dedicated Canada Branch Compliance Officer, you will play a pivotal role in ensuring our operations adhere to all applicable local and cross-border regulations.
The ideal candidate will have a strong understanding of Canadian regulatory requirements for lending branches, securities, and derivatives. Key areas of focus include anti-money laundering and government sanctions, information barriers, cross-border trading and sales practices, regulatory reporting, and the assessment of new regulations impacting our operations in Canada and abroad.
- Oversee and manage Compliance support and guidance for the Canada Branch and other Natixis entities operating in Canada.
- Evaluate the applicability of new Canadian regulations affecting the Canada Branch and other Natixis entities across various lending, securities, and derivatives activities.
- Contribute to the development and preparation of the General Compliance Risk Assessment.
- Provide training to Natixis staff in Canada on new regulatory developments and internal policy requirements.
You will work closely with Compliance colleagues in the Americas and Head Office on cross-border projects and the implementation of new regulations affecting Canadian operations.
Required Skills/Qualifications:
BA/ BS
10+ years of compliance experience in a global financial services firm or regulatory agency, with knowledge of foreign bank branches in Canada
Proficient in compliance standards for Chief Compliance Officers of Exempt Market Dealer registrants
Familiarity with Canadian regulators (OSFI, OSC, FCAC, AMF) and experience managing regulatory relationships
In-depth knowledge of Canadian regulatory requirements for lending branches, securities, and derivatives, including
Strong understanding of Canadian financial markets, regulations, and industry best practices in Information Security.
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