Risk and Compliance Officer
7 days ago
Natixis NY Branch is seeking a highly skilled Regulatory Compliance Manager to join our team in Canada. As a dedicated Canada Branch Compliance Officer, you will ensure our operations and employees adhere to all applicable local and cross-border regulations.
The ideal candidate will have a strong understanding of Canadian regulatory requirements for lending branches, securities, and derivatives, including anti-money laundering and government sanctions, information barriers, cross-border trading and sales practices, regulatory reporting, and the assessment of new regulations impacting our operations in Canada and abroad.
- Oversee and manage Compliance support and guidance for the Canada Branch and other Natixis entities operating in Canada.
- Evaluate the applicability of new Canadian regulations affecting the Canada Branch and other Natixis entities across various lending, securities, and derivatives activities.
- Assist in implementing second-level testing and monitoring controls.
- Prepare the Annual Canada Branch Chief Compliance Officer Opinion.
Required Skills/Qualifications:
BA/ BS
10+ years of compliance experience in a global financial services firm or regulatory agency, with knowledge of foreign bank branches in Canada
Proficient in compliance standards for Chief Compliance Officers of Exempt Market Dealer registrants
Familiarity with Canadian regulators (OSFI, OSC, FCAC, AMF) and experience managing regulatory relationships
In-depth knowledge of Canadian regulatory requirements for lending branches, securities, and derivatives, including
Strong understanding of Canadian financial markets, regulations, and industry best practices in Information Security.
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