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Senior Trading Conduct Compliance Manager

2 months ago

Scarborough Village, Ontario, Canada the Ladders Full time
Job Summary

We are seeking a highly skilled Senior Trading Conduct Compliance Manager to join our team at The Ladders. As a key member of our Trading Conduct Compliance department, you will play a critical role in ensuring the integrity of our trading operations.

Key Responsibilities
  • Assist Directors in providing leadership to a team of Trading Conduct Compliance examiners.
  • Develop and implement effective compliance strategies to mitigate risks and ensure regulatory compliance.
  • Collaborate with cross-functional teams to identify and address compliance gaps.
  • Conduct thorough investigations and provide recommendations for improvement.
  • Stay up-to-date with regulatory changes and industry developments to ensure our trading operations remain compliant.
Requirements
  • Proven experience in Trading Conduct Compliance or a related field.
  • Strong leadership and team management skills.
  • Excellent communication and interpersonal skills.
  • Ability to analyze complex data and provide actionable recommendations.
  • Strong knowledge of regulatory requirements and industry standards.