Compliance Manager
4 weeks ago
Department: Trading Conduct Compliance
Location: Toronto
Status: Permanent Full-time (Hybrid)
The Manager will assist the Directors in providing leadership to a team of Trading Conduct Compliance examiners. The role involves collaborating with the Directors to develop and implement effective compliance strategies, ensuring adherence to regulatory requirements and industry standards.
Key Responsibilities:
- Provide guidance and support to the Trading Conduct Compliance team in their daily activities
- Develop and maintain relationships with key stakeholders, including regulatory bodies and industry partners
- Contribute to the development of compliance policies and procedures
- Monitor and report on compliance metrics and trends
Requirements:
- Strong understanding of regulatory requirements and industry standards
- Excellent leadership and communication skills
- Ability to analyze complex data and develop effective solutions
- Proven track record of success in a compliance or regulatory role
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Compliance Manager
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Scarborough Village, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title: Manager, Trading Conduct ComplianceDepartment: Trading Conduct ComplianceLocation: TorontoStatus: Permanent Full-time (Hybrid)The Manager will assist the Directors in providing leadership to a team of Trading Conduct Compliance examiners. The role involves collaborating with the team to ensure compliance with regulatory requirements and industry...
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Compliance Manager
3 weeks ago
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