Compliance Manager

4 weeks ago


Scarborough Village, Ontario, Canada Investment Industry Regulatory Organization of Canada Full time
Job Title: Manager, Trading Conduct Compliance

Department: Trading Conduct Compliance

Location: Toronto

Status: Permanent Full-time (Hybrid)

The Manager will assist the Directors in providing leadership to a team of Trading Conduct Compliance examiners. The role involves collaborating with the Directors to develop and implement effective compliance strategies, ensuring adherence to regulatory requirements and industry standards.

Key Responsibilities:

  • Provide guidance and support to the Trading Conduct Compliance team in their daily activities
  • Develop and maintain relationships with key stakeholders, including regulatory bodies and industry partners
  • Contribute to the development of compliance policies and procedures
  • Monitor and report on compliance metrics and trends

Requirements:

  • Strong understanding of regulatory requirements and industry standards
  • Excellent leadership and communication skills
  • Ability to analyze complex data and develop effective solutions
  • Proven track record of success in a compliance or regulatory role

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