Compliance and Risk Management Advisor

4 days ago

Ottawa, Ontario, Canada Norton Rose Fulbright Full time

About the Role

We are seeking an experienced Compliance Counsel to join our team, based out of any of our Canadian offices. This is a remote position with attendance required in office approximately once a week (subject to ongoing review). As a member of the Compliance team, you will be responsible for overseeing the firm's compliance with applicable rules of professional conduct, regulatory obligations, and legal orders.

Your Key Responsibilities

  • Conduct and/or review domestic search requests that require escalation, particularly in litigious matters, to identify potential conflicts of interest for new clients and matters.
  • Review and analyze international conflict search requests, particularly in litigious matters, liaising with the Compliance teams in EMEA, Australia, South Africa, and the United States.
  • Communicate effectively with fee-earners throughout the compliance checking process, building consensus to resolve conflicts and advising on results.
  • Provide guidance and counsel to fee earners on compliance and conflicts issues.
  • Prepare waiver/consent language and assist with drafting engagement letters for partner review and submission to clients.
  • Draft ethical screens and assist with information barrier management.
  • Collaborate with a team of analysts to ensure consistent workflow and timely production of requests.
  • Provide guidance and counsel to Compliance team members on compliance and conflicts issues.

Your Skills and Qualifications

  • A minimum of 2 years of experience working as a fee-earner or in the regulatory area in a similar international legal practice.
  • Excellent commercial judgment.
  • Strong written and oral communication skills with experience operating in a multi-cultural environment.
  • Sufficient influencing skills to work successfully and confidently at all levels, including senior management and partners.
  • Sufficiently confident to exercise risk-based judgment calls daily.

About Us

Norton Rose Fulbright is a global law firm that values flexibility, respect, diversity, and openness. We strive to create an equitable, inclusive environment where everyone can bring their whole self to work and realize their career potential.

What We Offer

  • An estimated salary range of $120,000 - $180,000 per year, commensurate with experience.
  • A comprehensive benefits package, including health insurance, retirement savings plan, and paid time off.

  • Compliance and Risk Manager

    4 weeks ago

    Ottawa, Ontario, Canada beBee Professionals Full time

    Compliance and Risk ManagementbeBee Professionals is seeking an experienced Compliance and Risk Manager to join our team in Ottawa. The successful candidate will be responsible for ensuring that all aviation operations are conducted in accordance with applicable regulations and standards.The ideal candidate should have a Bachelor's degree in Aviation or a...

  • Risk Management and Compliance Professional

    4 weeks ago

    Ottawa, Ontario, Canada beBee Professionals Full time

    We are seeking a Risk Management and Compliance Professional to join our team at beBee Professionals in Ottawa. The successful candidate will be responsible for ensuring that our insurance policies and procedures are in compliance with applicable laws and regulations.Key Responsibilities:Monitor and review insurance policies and procedures to ensure...

  • Information Security Risk Advisor

    4 weeks ago

    Ottawa, Ontario, Canada SHOEBOX Ltd. Full time

    Job SummaryWe are seeking a highly skilled Information Security Risk Advisor to join our team at SHOEBOX Ltd. As a key member of our security team, you will play a critical role in maintaining and improving our ISO 27001 certified Information Security Management System.Key ResponsibilitiesDevelop and implement security policies and procedures to ensure...

  • Ethics and Compliance Advisor

    4 weeks ago

    Ottawa, Ontario, Canada beBee Professionals Full time

    Job Title: Ethics and Compliance AdvisorLocation: Not specifiedCompany: beBee ProfessionalsJob Description:As an Ethics and Compliance Advisor, you will play a critical role in ensuring that our organization operates with the highest level of integrity. You will develop and implement policies and procedures to prevent and detect unethical behavior, and...

  • Senior Risk Advisor

    1 month ago

    Ottawa, Ontario, Canada KPMG Full time

    OverviewAt KPMG, our team of dedicated professionals is driven by a shared purpose: unlocking opportunities for clients and communities worldwide. Our Risk Consulting - Governance, Risk and Compliance Services (GRCS) team provides expert guidance on risk management, governance, and compliance.What We DoWe help organizations navigate complex risk landscapes,...

  • Claims Advisor

    4 days ago

    Ottawa, Ontario, Canada Sécurité Nationale Compagnie d'Assurance Full time

    About UsSécurité Nationale Compagnie d'Assurance is a leading provider of insurance solutions, dedicated to protecting the well-being of Canadian families. We're committed to delivering exceptional advice, protection, and support in their moments of need.As part of TD Bank Group, one of Canada's largest financial institutions, we offer a wide range of...

  • Compliance Risk Analyst

    4 weeks ago

    Ottawa, Ontario, Canada beBee Professionals Full time

    Job DescriptionbeBee Professionals is seeking a Compliance Risk Analyst to join our team in Ottawa. The successful candidate will be responsible for identifying and mitigating compliance risks, developing and implementing compliance policies and procedures, and providing guidance and support to the business on compliance matters. Key responsibilities include...

  • Senior Customer Success Professional

    4 days ago

    Ottawa, Ontario, Canada Assent Compliance Inc. Full time

    Job Title:Senior Customer Success Professional - Regulatory Compliance ExpertAbout the Role:We are seeking an experienced Senior Customer Success Professional to join our team at Assent Compliance Inc. in a Regulatory Compliance Expert role. The ideal candidate will have a strong background in customer success, project management, and consulting roles, with...

  • Risk and Compliance Specialist

    4 days ago

    Ottawa, Ontario, Canada Eminence Talent Group Full time

    About the CompanyEminence Talent Group is a leading digital finance company at the forefront of the cryptocurrency exchange market, leveraging advanced blockchain technology to provide secure, efficient, and seamless trading experiences.We are seeking a detail-oriented Risk and Compliance Specialist to ensure our operations meet stringent regulatory...

  • Compliance Manager Role for Regulatory Expert

    6 days ago

    Ottawa, Ontario, Canada AGF Full time

    About AGFAGF Management Limited, a globally diverse asset management firm founded in 1957, delivers excellence in investing through three business lines: AGF Investments, AGF Capital Partners, and AGF Private Wealth.The firm's collective investment expertise extends globally to clients including financial advisors, high-net worth investors, and institutional...

  • Security Manager

    4 weeks ago

    Ottawa, Ontario, Canada Thales Full time

    Job SummaryThales is seeking a seasoned Security Manager to lead the security function for all Thales Canada sites. This role requires a strategic thinker with expertise in security governance, risk management, and compliance.Key ResponsibilitiesDevelop and implement security strategies, policies, and procedures to ensure compliance with government...

  • Quantitative Risk Management Specialist

    5 days ago

    Ottawa, Ontario, Canada Export Development Canada Full time

    Job OverviewExport Development Canada is a leading financial Crown corporation dedicated to helping Canadian businesses succeed in international markets. As a Model Validation Advisor, you will play a crucial role in ensuring the accuracy and reliability of our risk management models.About the RoleThis is an exciting opportunity for a highly skilled and...

  • Strategic Technology Partnerships Director

    1 month ago

    Ottawa, Ontario, Canada Assent Compliance Full time

    Assent Compliance: Leading the Way in Supply Chain SustainabilityAt Assent Compliance, we're revolutionizing the way top-tier manufacturers approach supply chain sustainability. Our cutting-edge solution is designed to uncover hidden risks and provide expert insights to drive positive change.With a deep understanding of the complexities involved, our team...

  • Customer Success Manager

    4 weeks ago

    Ottawa, Ontario, Canada Assent Compliance Full time

    At Assent Compliance, we're on a mission to help top-tier manufacturers achieve supply chain sustainability. Our team of experts works closely with clients to identify and mitigate hidden risks, ensuring their supply chains are built with sustainability in mind.As a Customer Success Manager - Supply Chain Sustainability Expert, you'll play a critical role in...

  • Senior IT Governance, Risk and Compliance Specialist and Auditor

    4 weeks ago

    Ottawa, Ontario, Canada Canadian Bank Note Full time

    About the RoleWe are seeking a highly skilled Senior IT Governance, Risk and Compliance Specialist and Auditor to join our Corporate Information Security group. As a key member of our team, you will play a central role in developing, delivering, and managing risk and compliance programs that span our organization.Key ResponsibilitiesDevelop and implement...

  • Customer Success Manager

    4 weeks ago

    Ottawa, Ontario, Canada Assent Compliance Inc. Full time

    Job DescriptionAs a Customer Success Manager at Assent Compliance Inc., you will play a critical role in delivering exceptional service to our customers. Your primary responsibility will be to work closely with our customers to define and execute on their project plans, ensuring program success and customer satisfaction.Key Responsibilities:Define compliance...

  • Strategic Enterprise Risk and Compliance Specialist

    3 days ago

    Ottawa, Ontario, Canada Nutrition International Full time

    About the RoleThis is a unique opportunity to join Nutrition International as a Strategic Enterprise Risk and Compliance Specialist. In this role, you will play a key part in managing and coordinating the organization's internal audit function globally, while also overseeing global enterprise risk reporting and assessments.

  • Compliance Legal Advisor

    4 days ago

    Ottawa, Ontario, Canada Norton Rose Fulbright Full time

    About UsNorton Rose Fulbright is a global law firm dedicated to excellence and collaboration.Job Description:Job Title: Compliance CounselThis position oversees the firm's compliance with applicable rules of professional conduct, regulatory obligations, and legal orders. The successful candidate will be responsible for ensuring that all aspects of the...

  • Senior IT Governance, Risk and Compliance Specialist and Auditor

    4 weeks ago

    Ottawa, Ontario, Canada Canadian Bank Note Full time

    About the RoleWe are seeking a highly skilled Senior IT Governance, Risk and Compliance Specialist and Auditor to join our Corporate Information Security group. As a key member of our team, you will play a central role in developing, delivering, and managing risk and compliance programs that span our organization.Key ResponsibilitiesDevelop and implement...

  • Risk Management Specialist

    4 weeks ago

    Ottawa, Ontario, Canada KPMG Canada Full time

    At KPMG, our team of dedicated professionals is committed to helping clients navigate complex risk landscapes. As a Risk Management Specialist, you will play a key role in providing expert guidance on governance, risk, and compliance matters. Our team is passionate about turning insight into opportunity for clients and communities around the world.Key...