Investment Advisor Associate

1 month ago


Ottawa, Ontario, Canada TD Bank Full time
Investment Advisor Associate Role

This is a key role in our wealth management team, supporting the lead Investment Advisor and team of Advisors in delivering exceptional client service and business development. As an Associate Investment Advisor, you will provide dedicated investment support to client accounts, helping them achieve their advisory and business goals.

Key Responsibilities:

  • Provide high-quality investment advice and planning support to clients, ensuring full satisfaction and adherence to internal policies and procedures.
  • Act on behalf of the lead Investment Advisor or team of Advisors, delivering advice and planning support, client management, and business development.
  • Oversee projects or work streams within broader projects, providing mentorship and guidance to team members.
  • Maintain a culture of risk management and adhere to internal policies and procedures.
  • Monitor service quality and productivity, participating fully as a team member and supporting a positive professional team environment.

Requirements:

  • Undergraduate Degree or Community College Diploma with over 3 years of experience in working directly with or in support of wealth management needs of clients.
  • Licensed with Investment Industry Regulatory Organization of Canada (CIRO) as a Registered Representative (RR) requirement to maintain license in good standing.
  • Optional: Certified International Wealth Manager (CIWM) designation, Certified Financial Accountant (CFA), Chartered Investment Manager (CIM), or Certified Financial Planner (CFP).

About TD Bank:

TD is one of the world's leading global financial institutions, delivering legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world. Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals.



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