Compliance Officer

4 weeks ago

Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

About SGS Société Générale de Surveillance SA

SGS Société Générale de Surveillance SA is a global leader in capital market surveillance. We empower our clients to navigate complex regulatory landscapes and mitigate risks with confidence.

We are currently seeking a skilled Compliance Officer to join our team in Montreal, Canada. This exciting opportunity will allow you to work in a key area of our compliance program, interacting with regional and global colleagues to ensure regulatory and reputational risks are managed effectively.

Job Description

The successful candidate will participate in the monitoring of security transactions for compliance with Exchange rules, review trade surveillance alerts, and escalate issues to relevant stakeholders for investigation and resolution. They will also contribute to the development, testing, and implementation of new surveillance scenarios and minimum standards.

In addition, the Compliance Officer will be responsible for participating in quality assurance and reasonability testing of surveillance controls, preparing management metrics and reports, and assisting with regional and global compliance initiatives and investigations.

The ideal candidate will have 1-3 years of experience in either trade surveillance general compliance and/or financial services, as well as strong analytical, problem-solving, and organizational skills. They must be able to balance multiple priorities in a fast-moving environment and have excellent written and verbal communication skills.

Required Skills and Qualifications
  • Bachelor's Degree or its equivalent
  • 1-3 years of experience in either trade surveillance general compliance and/or financial services
  • Strong knowledge of applicable regulations relating to Banking, Broker-Dealer, and Futures Commission Merchant activity
  • Excellent interpersonal and written/verbal communication skills
  • Strong analytical, problem-solving, and organizational skills
  • Able to balance multiple priorities in a fast-moving environment
  • Self-starter with the aptitude to work independently and in a team setting
Benefits

We offer a comprehensive benefits package, including:

  • Minimum of 20 Vacation days + 4 personal days
  • Supportive Maternity, paternity, parental, and adoption leave policy
  • Health spending ($2,000/year) and personal spending ($1,000/year) accounts with 75+ eligible reimbursement categories (health, training, electronics, etc.)
  • Fully sponsored virtual healthcare assistance and Employee Assistance Program to you and your immediate family
  • Various Employee Resource Groups (ERG) to engage with such as Pride and Allies, American Women Network, Black Leadership Network, One planet, etc.

We strive to create a culture of continuous development by encouraging our employees through various training programs, including online training and coaching platforms like Coursera, GoFluent, Pluralsight, First Finance, and others.

Salary and Culture

The estimated salary range for this role is between $80,000 and $110,000 per year, depending on qualifications and experience. At SGS Société Générale de Surveillance SA, we live by our 4 core values of commitment, responsibility, team spirit, and innovation. We believe in empowering our employees to succeed and grow professionally while maintaining a healthy work-life balance.

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