Senior GAML Testing Analyst

7 days ago

Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full time
Senior GAML Testing Analyst (Technology Testing)

Job Summary:

The Toronto-Dominion Bank (Canada) is seeking a highly skilled Senior GAML Testing Analyst to join our team. As a Senior GAML Testing Analyst, you will be responsible for conducting design and operating effectiveness testing of Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) controls within our business lines and operational units.

Key Responsibilities:

  • Oversee and/or independently perform testing of AML/ATF controls for technologies used by our Global AML FIU, High Risk Investigations, Sanctions Operations, and ABAC teams.
  • Lead the communication and reporting process with multiple stakeholders, including senior management.
  • Lead a team of Supporting Analysts throughout all phases of a testing engagement, including planning, fieldwork, and reporting.
  • Work independently as a subject matter expert of the functional area and applicable regulatory requirements (i.e., PCMLTFA and associated regulations), and may coach and educate others.
  • Act as a specialized resource to provide subject matter expertise for planning, risk assessment, and execution of testing and monitoring activities and related AML technology processes with a high degree of complexity.
  • Research and evaluate methodologies for analyzing risk exposures for assigned engagements.
  • Recommend enhancements to policy/guidelines resulting from observations made during testing activities.
  • Interact frequently with management and senior leadership of our business lines and technology stakeholders.
  • Maintain a culture of risk management and control, supporting effective processes in alignment with risk appetite.
  • Prepare and present complex reporting, analysis, and assessments that will bring about significant improvements to internal processes and activities.
  • Undertake and complete a variety of projects and initiatives; may include the integration of cross-functional processes within own area of expertise.
  • Keep current on emerging trends and evolving regulatory requirements to find opportunities and recommend improvement areas to senior management to increase the efficiency and effectiveness of the team.
  • Reports to a Manager role.

Requirements:

  • Undergraduate degree with 4+ years of IT Auditing, IT Controls Assessment, SOX Testing Execution experience.
  • Experience in AML/ATF and/or similar regulatory requirements (i.e., PCMLTFA and associated regulations).
  • CISA / CISSP certification considered a strong asset.
  • CAMS designation preferred.
  • Proficient knowledge of testing standards, systems, procedures, laws, rules, regulations, reporting, and controls.
  • Knowledge of IT controls frameworks (such as ITIL / COBiT) and related IT and business processes and operations.
  • Strong interpersonal skills to facilitate working with business unit, GAML advisory, senior management, and business partners at all levels.
  • Knowledge of risk management environment, standards, and regulations.
  • Knowledge of current and emerging AML/ATF trends.
  • Skill in providing guidance to junior analysts.
  • Skill in creating appropriate analysis and reporting.
  • Ability to communicate effectively in both oral and written form.

Customer Accountabilities:

  • Executes testing engagement work in accordance with established standards to achieve completion within target timelines.
  • Conducts skilled analytical research and analysis as part of the testing engagement and initiatives.
  • Works collaboratively with key partners throughout the testing engagement.
  • Presents objective and independent advice & recommendations to control partners on the adequacy of RCM processes and controls in accordance with regulatory and internal requirements.
  • Executes follow-up of findings raised from testing engagements in accordance with established standards.
  • Provides subject matter expertise and/or input to projects/initiatives as a representative for area of specialization.
  • Proactively identifies matters which require additional attention, further escalation, or review, and liaise with the appropriate groups to resolve.
  • As assigned, oversees/leads the testing engagement, including communications and the reporting processes.

Employee/Team Accountabilities:

  • Participates fully as a member of the team, supports a positive work environment that promotes service to the business, quality, innovation, and teamwork and promotes timely communication of issues/points of interest.
  • Provides thought leadership and/or industry knowledge for own area of expertise in own area and participates in knowledge transfer within the team and business unit.
  • Keeps current on emerging trends/developments and grows knowledge of the business, related tools, and techniques.
  • Participates in personal performance management and development activities, including cross-training within own team.
  • Keeps others informed and up to date about the status/progress of projects and/or all relevant or useful information related to day-to-day activities.
  • Contributes to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices.
  • Leads, motivates, and develops relationships with internal and external business partners/stakeholders to develop productive working relationships.
  • Contributes to a fair, positive, and equitable environment that supports a diverse workforce.
  • Acts as a brand ambassador for your business area/function and the bank, both internally and/or externally.

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