Senior Manager, Regulatory Operations, Compliance Expert
3 weeks ago
Are you a seasoned professional with a passion for regulatory compliance and operations management? Do you have a strong background in financial services and a keen eye for detail? We're seeking a highly skilled Senior Manager to join our Regulatory Operations team at Scotiabank.
Key Responsibilities:- Lead the development and implementation of regulatory compliance programs and processes to ensure operational efficiency and regulatory adherence.
- Collaborate with cross-functional teams to identify and mitigate regulatory risks, ensuring compliance with industry standards and regulations.
- Design and deliver training programs to enhance the knowledge and skills of team members on regulatory compliance and operations management.
- Develop and maintain relationships with regulatory bodies, industry associations, and other stakeholders to stay up-to-date on regulatory changes and best practices.
- Manage and maintain accurate records of regulatory compliance activities, including documentation, testing, and reporting.
- Provide expert guidance and support to business lines on regulatory compliance and operations management, ensuring alignment with Scotiabank's risk culture and risk appetite.
- University degree in a relevant field, such as business, finance, or law.
- Minimum 7 years of experience in financial services, with a strong background in regulatory compliance and operations management.
- Expert knowledge of regulatory requirements, including FATCA, QI, and CRS.
- Strong leadership and communication skills, with the ability to motivate and guide teams.
- Ability to work in a fast-paced environment, with multiple priorities and deadlines.
At Scotiabank, we're committed to creating a diverse and inclusive work environment that fosters growth, development, and well-being. As a Senior Manager, Regulatory Operations, Controls Governance, you'll have the opportunity to work with a talented team of professionals, develop your skills and expertise, and contribute to the success of our organization.
We offer a competitive salary, comprehensive benefits package, and opportunities for professional growth and development. If you're a motivated and experienced professional looking for a new challenge, we encourage you to apply for this exciting opportunity.
-
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Manager, Regulatory Operations, Controls GovernanceAre you a seasoned professional with a passion for regulatory compliance and operations management? Do you have a strong background in financial services and a keen eye for detail? We're seeking a highly skilled Senior Manager to join our Regulatory Operations team at Scotiabank.Key...
-
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Manager, Regulatory Operations, Controls GovernanceAre you a seasoned professional with a passion for regulatory compliance and operations management? Do you have a strong background in financial services and a keen eye for detail? We're seeking a highly skilled Senior Manager to join our Regulatory Operations team at Scotiabank.Key...
-
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Manager, Regulatory Operations, Controls GovernanceAre you a seasoned professional with a passion for regulatory compliance and operations management? Do you have a strong background in financial services and a keen eye for detail? We're looking for a Senior Manager, Regulatory Operations, Controls Governance to join our team at...
-
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Manager, Regulatory Operations, Controls GovernanceAre you a seasoned professional with a passion for regulatory compliance and operations management? Do you have a strong background in financial services and a keen eye for detail? We're looking for a Senior Manager, Regulatory Operations, Controls Governance to join our team at...
-
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryThis role is responsible for leading the development and implementation of regulatory compliance programs and processes to ensure Scotiabank's adherence to regulatory requirements and industry best practices. The successful candidate will have expertise in FATCA, QI, and CRS regulatory requirements and compliance, as well as experience in leading...
-
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Manager, Regulatory Operations, to join our team at Scotiabank. As a key member of our Regulatory Operations & Controls Department, you will play a critical role in executing individual goals and initiatives that support the team's business strategies.Key ResponsibilitiesAlign day-to-day activities with the...
-
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Manager, Regulatory Operations, to join our team at Scotiabank. As a key member of our Regulatory Operations & Controls Department, you will play a critical role in executing individual goals and initiatives that support the team's business strategies.Key ResponsibilitiesAlign day-to-day activities with the...
-
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Manager, Regulatory Operations, to join our team at Scotiabank. As a key member of our Regulatory Operations & Controls Department, you will play a critical role in executing individual goals and initiatives that support the team's business strategies.Key ResponsibilitiesAlign day-to-day activities with the...
-
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Manager, Regulatory Operations, to join our team at Scotiabank. As a key member of our Regulatory Operations & Controls Department, you will play a critical role in executing individual goals and initiatives that support the team's business strategies.Key ResponsibilitiesAlign day-to-day activities with the...
-
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Manager, Regulatory Operations, to join our team at Scotiabank. As a key member of our Regulatory Operations & Controls Department, you will play a critical role in executing individual goals and initiatives that support the team's business strategies.Key ResponsibilitiesAlign day-to-day activities with the...
-
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Manager, Regulatory Operations, to join our team at Scotiabank. As a key member of our Regulatory Operations & Controls Department, you will play a critical role in executing individual goals and initiatives that support the team's business strategies.Key ResponsibilitiesAlign day-to-day activities with the...
-
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Manager, Regulatory Operations, to join our team at Scotiabank. As a key member of our Regulatory Operations & Controls Department, you will play a critical role in executing individual goals and initiatives that support the team's business strategies.Key ResponsibilitiesContribute to the success of the...
-
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Manager, Regulatory Operations, to join our team at Scotiabank. As a key member of our Regulatory Operations & Controls Department, you will play a critical role in executing individual goals and initiatives that support the team's business strategies.Key ResponsibilitiesContribute to the success of the...
-
Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title:Senior Financial and Operations Compliance ExaminerDepartment:Financial and Operations ComplianceLocation:TorontoStatus:Permanent Full-time (Hybrid)The Senior Examiner is accountable for analyzing and independently verifying the accuracy and completeness of submitted information. This involves reviewing and evaluating data to ensure compliance with...
-
Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title:Senior Financial and Operations Compliance ExaminerDepartment:Financial and Operations ComplianceLocation:TorontoStatus:Permanent Full-time (Hybrid)The Senior Examiner is accountable for analyzing and independently verifying the accuracy and completeness of submitted information. This involves reviewing and evaluating data to ensure compliance with...
-
Senior Manager Regulatory Compliance
4 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryWHAT IS THE OPPORTUNITY:Reporting to the Director, Regulatory Compliance, Integration Compliance and Operations (ICO) team, this role will primarily support the identification and mitigation of Technology Infrastructure regulatory risk and compliance operational issues and ensure alignment with regulatory requirements and industry standards. The...
-
Senior Manager Regulatory Compliance
4 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryWHAT IS THE OPPORTUNITY:Reporting to the Director, Regulatory Compliance, Integration Compliance and Operations (ICO) team, this role will primarily support the identification and mitigation of Technology Infrastructure regulatory risk and compliance operational issues and ensure alignment with regulatory requirements and industry standards. The...
-
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleFidelity Investments Canada ULC is seeking a highly skilled Senior Operations and Regulatory Compliance Specialist to join our Compliance Department. As a key member of our team, you will be responsible for ensuring the accuracy and effectiveness of our compliance policies and procedures.Key ResponsibilitiesDevelop and maintain compliance...
-
Senior Compliance Officer
1 week ago
Toronto, Ontario, Canada CI Financial Full timeAt CI Financial, we're committed to fostering a culture of compliance that aligns with securities industry rules and regulations. As a Senior Compliance Officer, you'll play a key role in supporting our Director, Compliance and Senior Management in ensuring our organization meets its regulatory requirements.Key ResponsibilitiesProvide strategic support to...
-
Regulatory Compliance Expert
2 months ago
Toronto, Ontario, Canada Manulife Full timeJob DescriptionThe Senior Compliance Consultant supports the Chief Compliance Officer and Director in leading the activities required to be performed by the Canada Segment Individual Insurance, and Affinity (collectively referred to as "Individual Insurance" going forward) compliance team. The Consultant is guided by Manulife's compliance policies and...