Compliance Risk Manager

4 weeks ago


Burlington, Ontario, Canada AppleOne Full time
Compliance Analyst

Are you a detail-oriented professional with a passion for ensuring regulatory compliance? We have an exciting opportunity for a Compliance Analyst to join our team at AppleOne

About the Role:

We are seeking a highly organized and analytical individual to conduct compliance assessments, ensure certification and audit controls, and coordinate risk assessments. As a Compliance Analyst, you will play a critical role in ensuring our company's adherence to internal compliance policy and regulatory requirements.

Responsibilities:

  • Conduct compliance assessments for regulatory business requirements, processes, and risks.
  • Ensure necessary certification and audit controls are assessed and provide direction as needed.
  • Coordinate and perform risk assessments, monitoring, and testing to ensure adherence to internal compliance policy and regulatory requirements.
  • Ensure prompt resolution of compliance issues.
  • Investigate, review, and prepare responses to complaints and inquiries.
  • Administer the compliance management system.
  • Manage technical processes for operational and compliance audit programs.
  • Assist in the development, maintenance, and implementation of compliance policies.

Requirements:

  • Post-secondary degree or diploma in business or a related program and related systems experience.
  • Minimum 1 year of compliance-related experience, preferably in the insurance industry.
  • Excellent communication skills, written and spoken.
  • Intermediate knowledge of MS Office.
  • Knowledge of compliance, such as insurance regulations, privacy, and anti-money laundering, is an asset.
  • Ability to understand technical documents and legal/regulatory reference materials.
  • High attention to detail and accuracy.
  • Professional attitude and high ethical standards.

What We Offer:

  • Extensive training and development opportunities.
  • Paid sick and vacation days.
  • Excellent benefit package.
  • RRSP contribution.
  • Annual bonus.
  • Downtown location.
  • Paid continuing education.
  • Hybrid work arrangement, with 3 days a week in the office and 2 days from home.


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