Senior Risk Management Leader

3 weeks ago

Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time
Job Title: Senior Risk Management Leader

Reporting to the Vice President, FCRM, Risk and Business Controls, this Senior Risk Management Leader leads the workstreams to enhance TD's KYC program and its monitoring and reporting processes. This leader oversees the development of solutions for these workstreams to ensure they are built in alignment with regulatory requirements and best practices and provides associated subject matter expertise in the development of solutions.

Key Responsibilities:
  • Provide strategic direction to support delivery of sustainable enhancements to TD's Know Your Customer (KYC) Programs.
  • Lead the implementation of a consequence management framework for non-compliance with KYC requirements.
  • Provide advice and assist the business with KYC self-service solutions.
  • Drive consistent KYC monitoring processes.
  • Lead the establishment of feedback loops between investigations teams and the lines of business.
  • Identify linkages between KYC requirements and other components of the financial crimes risk management framework to enable the design of an interconnected and efficient strengthened FCRM Program.
  • Keep current on emerging issues, trends, and evolving regulatory requirements and assess potential impacts to the KYC workstream.
Monitoring and Reporting Workstream:
  • Responsible for end-to-end leadership delivery of the Transaction Monitoring & Reporting workstream.
  • Lead the advancement of the bank's transaction monitoring capabilities, including governance, standards, coverage assessment methodology, and procedures.
  • Enhance the Unusual Transaction Reporting Program, including processes, controls, reporting, training, etc.
  • Drive the enhancement of the UTR strategic tool, which involves coordination among various Line of Business stakeholders, other Financial Crime partners, and Financial Crime Risk Management Operations.
  • Enhance the monitoring program for cash-intensive customers and monetary instruments.
Other Accountabilities:
  • Serve as the focal point for all interactions/escalations with internal and external stakeholders on the KYC and Monitoring and Reporting workstreams.
  • Deliver frequent written and verbal reporting to senior management and the Board on progress against the KYC, Monitoring and Reporting workstream deliverables.
  • Proactively identify key business opportunities, research, and recommend enhancements/modifications, develop strategies to achieve recommendations in the workstreams, and work closely with colleagues and partners to execute and implement.
  • Review deliverables/solutions for technical compliance and practicality.
  • Provide leadership and guidance to the project team and other stakeholders to ensure appropriate record keeping and artifacts are maintained/stored for clear transparency and auditability.
  • Anticipate emerging obstacles and proactively remove barriers to successful achievement of the program.
  • Contribute to the strategy and long-term planning activities for Financial Crime Risk Management.
  • Foster a continuous improvement mindset and propose enhancements to the program informed by industry trends and best practices.
  • Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite.
Requirements:
  • Deep expertise in Anti-Money Laundering, Anti-Terrorist Financing, and Sanctions.
  • Strong risk acumen – challenges the status quo; has a sense of where things could go wrong and proactively manages to avoid/minimize the risks.
  • Proven ability in leveraging deep risk expertise to align teams to a central vision, while also listening and engaging others to provide input in the shaping of that vision.
  • Skillful communication (written and verbal) and ability to write senior executive-level communications and reports.
  • Ability to work in ambiguity and decomplexify issues; Strong work ethic and ability to execute with speed.
  • Recruits top talent; manages and motivates a diverse group of professionals.
  • Strong people leader who possesses the ability to effectively work in teams across the bank with multiple stakeholders and to influence and align others.
  • Strong collaborator who engages colleagues, business partners, and external stakeholders.
  • Demonstrates negotiation and partnership skills to balance stakeholder input but remains objective to reach the right outcome – ability to stay resilient under pressure.
  • Robust organizational skills with the ability to work in a fast-paced environment and manage multiple deadlines and priorities.
  • Strong knowledge of the AML regulatory environment in Canada is a requirement.
Education:
  • Undergraduate degree required; Post Graduate degree preference.

  • Senior Risk Management Leader

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryAs a Senior Audit Manager, Non-Financial Risk, you will have the opportunity to gain exposure to RBC businesses and functions, and become a leader and subject matter expert on topics of enterprise and operational risk.Key ResponsibilitiesEvaluate the effectiveness of risk management processes and controlsIdentify and assess potential risks and...

  • Senior Risk Management Leader

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryAs a Senior Audit Manager, Non-Financial Risk, you will have the opportunity to gain exposure to RBC businesses and functions, and become a leader and subject matter expert on topics of enterprise and operational risk.Key ResponsibilitiesEvaluate the effectiveness of risk management processes and controlsIdentify and assess potential risks and...

  • Senior Risk Management Leader

    1 month ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryAs a Senior Audit Manager, Non-Financial Risk, you will have the opportunity to gain exposure to RBC businesses and functions, and become a leader and subject matter expert on topics of enterprise and operational risk.Key ResponsibilitiesEvaluate the effectiveness of risk management processes and controlsIdentify and assess risks to the...

  • Senior Risk Management Leader

    1 month ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryAs a Senior Audit Manager, Non-Financial Risk, you will have the opportunity to gain exposure to RBC businesses and functions, and become a leader and subject matter expert on topics of enterprise and operational risk.Key ResponsibilitiesEvaluate the effectiveness of risk management processes and controlsIdentify and assess risks to the...

  • Senior Risk Management Leader

    4 weeks ago

    Toronto, Ontario, Canada Stonewood Group Inc. Full time

    Job Title: Senior Risk Management LeaderWe are seeking a highly skilled Senior Risk Management Leader to join our team at Stonewood Group Inc. in Toronto.About the RoleThe successful candidate will oversee a team of IT professionals responsible for the overall design and delivery of our company's major enterprise risk applications.Key ResponsibilitiesOversee...

  • Senior Risk Management Leader

    4 weeks ago

    Toronto, Ontario, Canada Stonewood Group Inc. Full time

    Job Title: Senior Risk Management LeaderWe are seeking a highly skilled Senior Risk Management Leader to join our team at Stonewood Group Inc. in Toronto.About the RoleThe successful candidate will oversee a team of IT professionals responsible for the overall design and delivery of our company's major enterprise risk applications.Key ResponsibilitiesOversee...

  • Risk Management Leader

    2 weeks ago

    Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryThis is a challenging and rewarding role that requires a strong understanding of risk management principles and practices. As a Risk Management Leader, you will be responsible for leading a team of risk professionals in providing oversight and control related advisory services to risk partners.Key ResponsibilitiesManage a team of risk...

  • Risk Management Leader

    2 days ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionThe Royal Bank of Canada is looking for an experienced Risk Management Leader to join its team. In this role, you will be responsible for supporting the bank's Operational Risk management leadership by providing expertise, advice and counsel, and enhancing management's ability to anticipate and manage operational risks...

  • Risk Management Leader

    2 months ago

    Old Toronto, Ontario, Canada Jacobs Engineering Group Inc. Full time

    About the Role:We are seeking a highly skilled Risk Management Leader to join our team at Jacobs Engineering Group Inc. As a key member of our organization, you will be responsible for ensuring the consistent application of the risk management process across various projects and teams.Key Responsibilities:Develop and implement risk management strategies to...

  • Risk Management Leader

    2 months ago

    Old Toronto, Ontario, Canada Jacobs Engineering Group Inc. Full time

    About the Role:We are seeking a highly skilled Risk Management Leader to join our team at Jacobs Engineering Group Inc. As a key member of our organization, you will be responsible for ensuring the consistent application of the risk management process across various projects and teams.Key Responsibilities:Develop and implement risk management strategies to...

  • Risk Management Leader

    2 months ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryThe Regulatory Compliance Audit Manager is a senior leader responsible for ensuring the effective implementation of regulatory compliance management across the organization. This role requires a strong understanding of risk management principles and regulatory requirements, as well as excellent leadership and communication skills.Key...

  • Risk Management Leader

    1 month ago

    Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryWe are seeking a highly skilled and experienced Risk Management Leader to join our team at The Toronto-Dominion Bank (Canada). As a key member of our organization, you will be responsible for overseeing and leading our governance and control function, ensuring an integrated approach with other business governance and control areas, the broader...

  • Risk Management Leader

    1 month ago

    Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryWe are seeking a highly skilled and experienced Risk Management Leader to join our team at The Toronto-Dominion Bank (Canada). As a key member of our organization, you will be responsible for overseeing and leading our governance and control function, ensuring an integrated approach with other business governance and control areas, the broader...

  • Risk Management Leader

    1 month ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryWe are seeking a highly skilled Senior Manager, Risk to provide comprehensive risk management and compliance oversight in support of the Cyber Technology Office (CTO) and its functionally aligned City National Bank (CNB) operations.Key ResponsibilitiesDevelop and implement risk management strategies to mitigate potential threats and ensure...

  • Risk Management Leader

    1 month ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryWe are seeking a highly skilled Senior Manager, Risk to provide comprehensive risk management and compliance oversight in support of the Cyber Technology Office (CTO) and its functionally aligned City National Bank (CNB) operations.Key ResponsibilitiesDevelop and implement risk management strategies to mitigate potential threats and ensure...

  • Senior Information Security Risk Management Leader

    2 months ago

    Toronto, Ontario, Canada Manulife Full time

    About the RoleThe Senior Information Security Risk Management Leader will be responsible for leading the overall delivery of the enterprise Information Security oversight and challenge approach across Manulife. This leader will serve as a Subject Matter Expert on matters of Information Security and will be a key driving force in continuously maturing...

  • Senior Information Security Risk Management Leader

    2 months ago

    Toronto, Ontario, Canada Manulife Full time

    About the RoleThe Senior Information Security Risk Management Leader will be responsible for leading the overall delivery of the enterprise Information Security oversight and challenge approach across Manulife. This leader will serve as a Subject Matter Expert on matters of Information Security and will be a key driving force in continuously maturing...

  • Senior Risk Management Leader

    2 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job OpportunityAs a Senior Audit Manager, Non-Financial Risk, you will play a key role in evaluating the effectiveness of Royal Bank of Canada's businesses and functions. You will gain exposure to various RBC departments and become a subject matter expert on enterprise and operational risk.Key ResponsibilitiesEvaluate the effectiveness of RBC's risk...

  • Strategic Risk Management Leader

    2 months ago

    Toronto, Ontario, Canada Academica Group Full time

    Job SummaryWe are seeking a highly skilled and experienced Executive Director to lead our Risk and Safety Services team. As a key member of our leadership team, you will be responsible for providing strategic direction and operational oversight to ensure the University's risk management, safety, and security needs are met.Key ResponsibilitiesDevelop and...

  • Strategic Risk Management Leader

    2 months ago

    Toronto, Ontario, Canada Academica Group Full time

    Job SummaryWe are seeking a highly skilled and experienced Executive Director to lead our Risk and Safety Services team. As a key member of our leadership team, you will be responsible for providing strategic direction and operational oversight to ensure the University's risk management, safety, and security needs are met.Key ResponsibilitiesDevelop and...