Risk Management Compliance Specialist
1 month ago
About the Company:
SGS Société Générale de Surveillance SA is a global leader in risk management and compliance solutions, dedicated to helping businesses navigate complex regulatory landscapes.
The Role:
We are seeking a highly skilled Risk Management Compliance Specialist to join our team. This exciting opportunity will involve monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.
Key Responsibilities:
- Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
- Participate in the development, testing, and implementation of new surveillance scenarios and minimum standards.
- Contribute to quality assurance and reasonability testing of surveillance controls.
- Assist with regional and global compliance initiatives and investigations.
- Analyze new and/or amended industry rules and regulations.
- Evaluate the impact of new business initiatives on the surveillance program.
Requirements:
- Bachelor's Degree or equivalent
- At least 3 years of experience in trade surveillance, general compliance, and financial services
What We Offer:
- Competitive salary range $80,000 - $110,000 per year, depending on experience
- Minimum of 20 vacation days + 4 personal days
- Supportive maternity, paternity, parental, and adoption leave policy
- Health spending ($2,000/year) and personal spending ($1,000/year) accounts with 75+ eligible reimbursement categories
- Fully sponsored virtual healthcare assistance and Employee Assistance Program
- A culture of continuous development through various training programs
About You:
You will be working in a key area of our Compliance program, interacting with regional and global colleagues within CMS and across various business units to mitigate regulatory and reputational risks. Proficiency in English is required, both orally and in writing, as you will need to collaborate regularly with colleagues and partners in the United States.
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