Senior Regulatory Compliance Lead for Capital Markets

Scotiabank: A Leading Financial Institution in the AmericasWe are seeking a seasoned Senior Compliance Leader to join our team in Toronto, Canada.About the RoleThe successful candidate will be responsible for building and leading a high-performing advisory team that provides ongoing guidance and support to Global Banking Markets and Treasury (GBM&T) Canada,...

The Ontario Securities Commission (OSC) is a statutory body responsible for regulating Ontario's capital markets in accordance with the mandate established in the provincial Securities Act and the Commodity Futures Act. The OSC's mandate is to provide protection to investors from unfair, improper or fraudulent practices, to foster fair, efficient and...

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

Company OverviewScotiabank is a leading bank in the Americas, committed to helping its customers achieve success through a range of advice, products and services.SalaryThe estimated annual salary for this role is $80,000 - $120,000, depending on experience.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our Global...

About the RoleWe are seeking an experienced Senior Project Manager to lead complex projects within Capital Markets, Liquidity Risk, and Regulatory Compliance domains for a leading direct banking client in Toronto.Key Responsibilities:Project Leadership: Manage end-to-end delivery of projects, ensuring alignment with business objectives and regulatory...

Job OverviewThis is a key leadership role in RBC Capital Markets, LLC's US Regulatory Services team. The successful candidate will be responsible for managing resources, ensuring compliance with regulatory requirements, and driving the development of internal controls.Key ResponsibilitiesManage local resources and ensure adherence to regulatory...

At Capital One Canada, we're looking for a seasoned professional to lead our Compliance Advisory team.Job SummaryWe offer a competitive salary of $140,000 - $170,000 per year, plus benefits and opportunities for growth and development.This is a great opportunity to join our team and contribute to the success of our business. We are committed to diversity,...

Capital Markets Litigation Team: Lead Counsel OpportunityWe are seeking an experienced Lead Litigation Counsel to join our Capital Markets team. As a key member of the group, you will be responsible for managing all forms of litigation and pre-litigation disputes related to the Capital Markets business.About the Role:Provides expert legal advice on products,...

We are currently seeking a **Capital Markets Regulatory Lawyer** for a large, well-established, banking institution. **Responsibilities**: - Serve as the lead attorney and project manager for internal audits to identify and resolve any gaps in the institution's capital markets operations. - Conduct a comprehensive review and gap analysis with a particular...

About the Role:We are seeking an experienced Senior Delivery Lead to join our Capital Markets team. This is a unique opportunity to lead complex initiatives, drive business growth, and develop high-performing teams.Key Responsibilities:Leverage your expertise in large program delivery to build and lead high-performing teams, delivering projects on budget and...

Job Summary The Associate Director in the Enterprise Risk, Regulatory Capital Governance & Oversight team is a key role in the efficient management and coordination of RBCs annual Self-Assessment Process (SAP). The position adds value by providing subject matter expertise on OSFIs Capital Adequacy Requirements (CAR) and other jurisdictions deemed in scope in...

Infotek Consulting Services Inc. is a leading provider of consulting services to the financial industry. As a Capital Markets Senior Business Analyst, you will play a critical role in helping our clients navigate complex regulatory requirements and stay ahead of the competition.

Senior Technical Business Analyst with Capital Markets experience to support Regulatory Project for our banking client Location: Hybrid (Downtown Toronto) Start Date: ASAP Duration: 6 months (with potential extension) Job Description: We are seeking a Senior Technical Business Analyst with extensive experience in Capital Markets and US regulatory...

Capital One Canada is seeking an experienced Manager of Customer Interactions to lead our team in delivering exceptional customer experiences. About Us As a leading financial institution, we're committed to helping our customers achieve their financial goals. Our team works tirelessly to create innovative solutions that make a real difference in people's...

Job Summary The Associate Director in the Enterprise Risk, Regulatory Capital Governance & Oversight team is a key role in the efficient management and coordination of RBCs annual Self-Assessment Process (SAP). The position adds value by providing subject matter expertise on OSFIs Capital Adequacy Requirements (CAR) and other jurisdictions deemed in scope in...

Job OverviewNova Tribes Inc is seeking a highly skilled and experienced Senior Capital Markets Strategy Consultant to join our dynamic team.Salary: $120,000 - $180,000 per annumAbout the RoleThis role requires a deep understanding of capital markets, including trading, risk management, compliance, and market operations. The successful candidate will provide...

Senior Technical Business Analyst with Capital Markets experience to support Regulatory Project for our banking clientLocation:Hybrid (Downtown Toronto) Start Date:ASAP Duration:6 months (with potential extension)Job Description: We are seeking aSenior Technical Business Analystwith extensive experience inCapital Marketsand US regulatory projects to join our...

Job DescriptionWe are seeking an experienced Financial Reporting Expert - Regulatory Compliance to join our team at Liberty Mutual Canada.About the RoleThis is a senior financial reporting role that encompasses two operations: Liberty Mutual Canada and Employers Insurance Company of Wausau. As the AVP, Head of External Reporting, you will oversee the...

Job SummaryWe are seeking a seasoned Senior Business Analyst to join our Capital Markets team. The ideal candidate will possess extensive experience in gathering and documenting business requirements, with a strong focus on regulatory compliance.About the RoleThis is an exceptional opportunity for a highly skilled Senior Business Analyst to contribute to...

Overview: At KPMG, you’ll join a team of diverse and dedicated problem solvers, connected by a common cause: turning insight into opportunity for clients and communities around the world. We are seeking an experienced and dynamic professional to join our team as a Banking & Capital Markets Consulting Manager. In this pivotal role, you will be responsible...