Regulatory Compliance Specialist

2 weeks ago

Waterloo, Ontario, Canada Manulife Full time
Job Description

Job Title: Compliance Consultant

Job Summary: We are seeking a highly skilled Compliance Consultant to join our team at Manulife. As a Compliance Consultant, you will be responsible for supporting the effective operation of our regulatory compliance management program, including the maintenance of all relevant regulatory compliance management records, risk and control assessments, evidence of controls, compliance issues and associated corrective action plans.

Key Responsibilities:

  • Regulatory Compliance: Provide strategic support and direction to ensure compliance with regulatory requirements, including reviewing and interpreting legislation and documenting requirements in plain language.
  • Compliance Program Management: Support the maintenance of all relevant regulatory compliance management records, risk and control assessments, evidence of controls, compliance issues and associated corrective action plans.
  • Regulatory Relations: Interact with regulators and stakeholders to ensure efficient handling of escalated licensing issues and maintain collaborative relations.
  • Training and Education: Provide training to business partners on legislative requirements and regulatory compliance management concepts, including first, second, and third line of defense.
  • Process Improvement: Review business processes, policies, training, and documentation to meet current regulatory requirements.

Requirements:

  • Compliance Expertise: Specialized compliance expertise and/or legal experience working in financial services.
  • Literacy and Communication: Excellent written and verbal communication skills, with the ability to simplify complicated messages.
  • Teamwork and Adaptability: Proven interpersonal, negotiation, and relationship management skills, with the ability to work with fluid and changing accountabilities.
  • Technical Skills: Ability to use LAN and PC applications, including Windows, Archer, Microsoft Office, Excel, AWD.

About Manulife: Manulife Financial Corporation is a leading international financial services provider, helping people make their decisions easier and lives better. We are committed to fair recruitment, retention, advancement, and compensation, and we administer all of our practices and programs without discrimination on the basis of race, ancestry, place of origin, colour, ethnic origin, citizenship, religion or religious beliefs, creed, sex (including pregnancy and pregnancy-related conditions), sexual orientation, genetic characteristics, veteran status, gender identity, gender expression, age, marital status, family status, disability, or any other ground protected by applicable law.

Primary Location: Waterloo, Ontario

Working Arrangement: Hybrid

Salary Range: $67,275.00 CAD - $112,125.00 CAD

Manulife offers eligible employees a wide array of customizable benefits, including health, dental, mental health, vision, short- and long-term disability, life and AD&D insurance coverage, adoption/surrogacy and wellness benefits, and employee/family assistance plans. We also offer eligible employees various retirement savings plans (including pension and a global share ownership plan with employer matching contributions) and financial education and counseling resources. Our generous paid time off program in Canada includes holidays, vacation, personal, and sick days, and we offer the full range of statutory leaves of absence.

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