Compliance and Governance Leader

4 days ago


Oakville, Ontario, Canada Phoenix Search Group Inc. Full time
Key Responsibilities

The Chief Risk Officer/Risk and Compliance Manager/Compliance and Governance Leader will oversee Risk and Compliance, combining expertise in regulatory compliance and risk management to ensure the organization operates within legal frameworks while mitigating potential risks.

Responsibilities include:

  • Developing, implementing, and maintaining compliance policies and procedures to align with applicable laws and regulations.
  • Monitoring and analyzing regulatory changes, advising leadership on necessary adjustments to operations.
  • Providing training and support to staff to promote compliance awareness and adherence.
  • Serving as the primary point of contact for regulatory agencies and external auditors.

Risk Management responsibilities include identifying, assessing, and prioritizing organizational risks across the company's core risks and risk appetite. Mandatory qualifications include 7+ years of risk and compliance experience in the financial services industry or other regulated industry, a University degree or equivalent, and Canadian Risk Management (CRM) designation (asset).



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