Vice-President, Corporate Compliance and Risk Management

1 week ago


Toronto, Ontario, Canada SMBC Full time
About the Role

The Vice-President, Corporate Compliance and Risk Management will play a critical role in ensuring the bank's compliance with regulatory requirements and managing risk across the organization.

Key Responsibilities
  • Provide subject matter expert support and advice to the bank's management and employees on regulatory compliance and risk management.
  • Lead the execution of regulatory compliance risk assessments, monitoring and responding to regulatory changes, and maintaining compliance regulations and controls libraries.
  • Design and execute various corporate compliance projects and action plans to remediate any compliance issues owned by the Corporate Compliance Department.
  • Oversee the management of compliance-related policies and procedures, including acting as liaison with central policy management teams and coordinating Canada Branch policy management activities.
  • Manage compliance data governance, including inventory management, metadata management, and reporting database management.
  • Assist with regulatory filings and registrations, completion of required provincial/business/corporate registrations, and compliance committee activities.
Requirements
  • Bachelor's degree (required); Bachelor of Laws (LLB) or Juris Doctor (JD) from a recognized Canadian law school, called to the Bar of Ontario, in good standing to practice law in Canada (preferred).
  • Minimum of three (3) years of experience in financial services compliance (required); two (2) years of progressive experience in a leading Canadian law firm, or as in-house counsel for a federally regulated financial institution is preferred.
  • Excellent organizational skills, ability to manage multiple projects and priorities, and outstanding problem-solving skills.
  • Excellent relationship-building skills, ability to work with multiple stakeholders to build consensus and work towards solutions.
  • Excellent communicator with strong written and oral communication skills.
About SMBC

SMBC Group is a top-tier global financial group with a 400-year history. Headquartered in Tokyo, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries.

SMBC provides reasonable accommodations for employees and applicants with disabilities consistent with applicable law. If you need a reasonable accommodation during the application process, please let us know.

SMBC is an EO employer – M/F/Veteran/Disability



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