Senior Compliance Officer

1 week ago

Toronto, Ontario, Canada Deutsche Bank Full time
Job Title:

Head of Canada AFC

Corporate Title:

Vice President

The Anti-Financial Crime Officer (AFCO) plays a critical role in ensuring the bank's compliance with all relevant policies and regulations. They oversee Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), Sanctions & Embargoes (S&E), and Anti-Fraud & Bribery Corruption (AFBC) activities, identifying and mitigating related risks.

The AFCO advises on laws and standards, serving as the main contact for staff on financial crime issues, including whistleblowing. They also act as the Chief Compliance Officer and Privacy Officer for Deutsche Bank AG, Canada Branch, and Deutsche Bank Securities Limited.

The AFCO has decision-making authority over the Business on AFC-related matters and serves as the primary point of contact for regulatory, law enforcement, and/or other public authorities in their jurisdiction concerning AFC matters.

Key Responsibilities:

  • Maintains an internal control framework for detecting, investigating, and reporting suspicious transactions.
  • Promotes anti-bribery and anti-fraud measures, including policy, training, and monitoring.
  • Develops and maintains controls to manage financial crime risks, ensuring deficiencies are reported and fixed.
  • Implements processes to meet regulatory obligations, advises on compliance matters, and prepares management reports.
  • Helps global business heads identify and reduce risks for individual clients, transactions, and the overall portfolio.

Requirements:

  • At least 10 years of direct senior experience in Compliance and AFC.
  • A strong track record in risk and regulatory matters, ideally including:
    • Solid understanding of Compliance and AFC risks and typologies.
    • Prior experience of acting as regulatory liaison with regards to Compliance and AFC matters.
  • In-depth knowledge of Canadian legal and regulatory requirements.

Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.

The salary range for this position in Toronto is CAD$136,007 to CAD$176,809.

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