Current jobs related to Compliance and Risk Management Specialist - Toronto, Ontario - The Toronto-Dominion Bank (Canada)

  • Compliance Risk Management Specialist

    1 week ago

    Toronto, Ontario, Canada First National Full time

    Compliance Risk Management SpecialistThe Compliance Risk Management Specialist will play a key role in assisting with the planning and completion of regulatory compliance reviews and the delivery of high-quality, professional, and independent compliance testing. The incumbent will contribute to a strong compliance and risk management culture through...

  • Compliance Risk Management Specialist

    2 weeks ago

    Toronto, Ontario, Canada First National Full time

    Compliance Risk Management SpecialistThis role plays a critical part in assisting with the planning and completion of regulatory compliance reviews and the delivery of high-quality, professional, and independent compliance testing. The incumbent will contribute to a strong compliance and risk management culture through collaboration with other first, second,...

  • Risk and Compliance Specialist

    3 weeks ago

    Toronto, Ontario, Canada Takeda Full time

    Job Title: Risk and Regulatory ComplianceAt Takeda, we are committed to fostering a culture of ethics and compliance that prioritizes patient trust, reputation, and business integrity. We are seeking a highly skilled and experienced professional to join our team as a Risk and Regulatory Compliance Specialist.Key Responsibilities:Develop and implement...

  • Risk and Compliance Specialist

    3 weeks ago

    Toronto, Ontario, Canada Takeda Full time

    Job Title: Risk and Regulatory ComplianceAt Takeda, we are committed to fostering a culture of ethics and compliance that prioritizes patient trust, reputation, and business integrity. We are seeking a highly skilled and experienced professional to join our team as a Risk and Regulatory Compliance Specialist.Key Responsibilities:Develop and implement...

  • Compliance Risk Management Specialist

    2 weeks ago

    Toronto, Ontario, Canada First National Full time

    Job Summary:We are seeking a highly skilled Compliance Risk Management Specialist to join our team at First National. The successful candidate will play a key role in assisting with the planning and completion of regulatory compliance reviews and the delivery of high-quality, professional, and independent compliance testing.Key Responsibilities:Support the...

  • Compliance Risk Specialist

    2 weeks ago

    Toronto, Ontario, Canada S.i. Systèmes Full time

    Job SummaryWe are seeking a highly skilled Compliance Risk Specialist to join our team at S.i. Systèmes. The ideal candidate will have a strong background in compliance and risk management, with experience working in capital markets.Key ResponsibilitiesMonitor and investigate communications generated on monitored employees to ensure compliance with...

  • Trade Compliance Specialist

    4 weeks ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Cross-Border Trade Compliance SpecialistWe are seeking a highly skilled and experienced Cross-Border Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions.Job Summary:The successful candidate will be responsible for providing expert-level guidance on trade compliance matters, ensuring seamless customs clearance, and...

  • Trade Compliance Specialist

    4 weeks ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Cross-Border Trade Compliance SpecialistWe are seeking a highly skilled and experienced Cross-Border Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions.Job Summary:The successful candidate will be responsible for providing expert-level guidance on trade compliance matters, ensuring seamless customs clearance, and...

  • Compliance Risk Specialist

    2 weeks ago

    Toronto, Ontario, Canada Apex Systems Full time

    Job Title: Senior Compliance Infrastructure SpecialistDuration: 6-month contract with high possibility of extensionLocation: Downtown Toronto, 1-2 days/weekWe are seeking an experienced Senior Compliance Infrastructure Specialist to support our efforts in building a robust compliance framework that meets regulatory requirements.Key Responsibilities:Develop...

  • Compliance Risk Specialist

    2 weeks ago

    Old Toronto, Ontario, Canada Apex Systems Full time

    Compliance Risk SpecialistApex Systems is seeking a seasoned Compliance Risk Specialist to support our client, a top 5 bank in Downtown Toronto. This role is critical in building a robust compliance framework that meets regulatory requirements.Key Responsibilities:Design and execute key control tests to ensure compliance with industry standards and...

  • Crossborder Trade Compliance Specialist

    3 weeks ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Crossborder Trade Compliance SpecialistWe are seeking a highly skilled Crossborder Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. As a key member of our team, you will be responsible for ensuring compliance with trade regulations and laws.Key Responsibilities:Develop and implement trade compliance programs...

  • Crossborder Trade Compliance Specialist

    3 weeks ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Crossborder Trade Compliance SpecialistWe are seeking a highly skilled Crossborder Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. As a key member of our team, you will be responsible for ensuring compliance with trade regulations and laws.Key Responsibilities:Develop and implement trade compliance programs...

  • Compliance Risk Management Specialist

    3 days ago

    Toronto, Ontario, Canada First National Full time

    Job SummaryWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at First National. In this role, you will play a key part in assisting with the planning and completion of regulatory compliance reviews and the delivery of high-quality, professional, and independent compliance testing.Key ResponsibilitiesSupporting the...

  • IT Risk and Compliance Specialist

    3 months ago

    Old Toronto, Ontario, Canada Smart Communications group Full time

    Company Overview: Smart Communications Group is a prominent provider of innovative software solutions and technology services aimed at enhancing operational efficiency and productivity for professionals in various sectors. Our organization delivers essential information services and workflows that clients utilize to navigate their processes, information...

  • IT Risk and Compliance Specialist

    4 weeks ago

    Old Toronto, Ontario, Canada Smart Communications group Full time

    Company Overview: Smart Communications Group is a prominent provider of innovative software solutions and technology services aimed at enhancing operational efficiency and productivity for professionals in various sectors. Our organization delivers essential information services and workflows that clients utilize to navigate their processes, information...

  • Crossborder Trade Compliance Specialist

    3 weeks ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Crossborder Trade Compliance SpecialistWe are seeking a highly skilled Crossborder Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. As a key member of our team, you will be responsible for ensuring compliance with trade regulations and laws.Key Responsibilities:Develop and implement trade compliance programs...

  • Crossborder Trade Compliance Specialist

    3 weeks ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Crossborder Trade Compliance SpecialistWe are seeking a highly skilled Crossborder Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. As a key member of our team, you will be responsible for ensuring compliance with trade regulations and laws.Key Responsibilities:Develop and implement trade compliance programs...

  • IT Governance, Risk and Compliance Specialist

    2 months ago

    Old Toronto, Ontario, Canada Smart Communications group Full time

    About the RoleWe are seeking a highly skilled IT Governance, Risk and Compliance Specialist to join our team at Smart Communications Group. As an ITGRC Specialist, you will play a critical role in ensuring the effective management of IT risks and compliance across our organization.Key ResponsibilitiesIT Risk Management: Evaluate and monitor compliance to our...

  • IT Governance, Risk and Compliance Specialist

    2 months ago

    Old Toronto, Ontario, Canada Smart Communications group Full time

    About the RoleWe are seeking a highly skilled IT Governance, Risk and Compliance Specialist to join our team at Smart Communications Group. As an ITGRC Specialist, you will play a critical role in ensuring the effective management of IT risks and compliance across our organization.Key ResponsibilitiesIT Risk Management: Evaluate and monitor compliance to our...

  • Crossborder Trade Compliance Specialist

    4 weeks ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Crossborder Trade Compliance SpecialistWe are seeking a highly skilled Crossborder Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions.Job Summary:The successful candidate will be responsible for providing expert-level guidance on trade compliance matters, ensuring seamless customs clearance, and maintaining a...

Compliance and Risk Management Specialist

2 months ago

Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

About the Role:

The Toronto-Dominion Bank (Canada) is seeking a highly skilled Compliance and Risk Management Specialist to join our team. As a key member of our organization, you will play a critical role in ensuring the effective management of risk and compliance across our business operations.

Key Responsibilities:

  • Contribute to the development and implementation of risk strategies in support of our overall business strategy.
  • Develop and document a comprehensive inventory of processes and controls with clearly defined owners and roles and responsibilities for each process and control.
  • Participate in the intake of applicable regulation, assessment of impact to the business line, and the comprehensive mapping of associated controls to rules and regulations.
  • Review end-to-end processes and controls and identify opportunities for improvement.
  • Lead the integrated execution of policies and procedures across multiple functional areas.
  • Provide direction to complex, wide-ranging enterprise or cross-functional/business projects as a subject matter expert.
  • Act as a lead for area of specialization with industry, enterprise, and business awareness; recognizing and anticipating emerging trends and identifying issues and opportunities.
  • Ensure programs, policies, and practices are well-managed, meet business needs and priorities, and comply with internal and external requirements.
  • Exercise discretion in managing communication, correspondence, information, and all matters of confidentiality.
  • Lead research projects; support the development and delivery of materials and presentations to management or a broader audience.
  • Conduct analysis at the functional or enterprise level using results to draw conclusions, make recommendations, and assess the effectiveness of programs, policies, or practices.
  • Adhere to enterprise frameworks or methodologies that relate to activities across businesses and functions.
  • Manage relationships within and across various business lines, corporate, and/or control functions and ensure alignment with enterprise and/or regulatory requirements.
  • Protect the interests of the organization – identify and manage risks, and escalate non-standard, high-risk transactions or activities as necessary.
  • Maintain a culture of risk management and control, supported by processes in alignment with risk appetite.
  • Be knowledgeable of and comply with Bank Code of Conduct.

Requirements:

  • Undergraduate degree preferred.
  • Advanced business understanding and knowledge of risk and control functions.
  • 7+ years of relevant experience.

About Us:

The Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions and is the fifth-largest bank in North America by branches/stores. We deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world.

Total Rewards Package:

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.