Compliance Manager, Wealth Management

About the RoleWe are seeking a highly experienced Senior Manager, Compliance to join our team at IG Wealth Management. As a key member of our Compliance department, you will be responsible for overseeing the daily monitoring and supervision of business activities from a Tier 1 perspective.Key ResponsibilitiesTeam Leadership: Manage, coach, and prioritize the...

About the RoleWe are seeking a highly experienced Senior Manager, Compliance to join our team at IG Wealth Management. As a key member of our Compliance department, you will be responsible for overseeing the daily monitoring and supervision of business activities from a Tier 1 perspective.Key ResponsibilitiesTeam Leadership: Manage, coach, and prioritize the...

Regulatory Compliance Specialist - Wealth Management SectorThis position focuses on delivering expert advice regarding regulatory compliance within the Wealth Management sector. The core responsibilities encompass the interpretation of regulations, providing counsel on compliance obligations, and ensuring that all compliance standards are met.Key...

About IG Wealth ManagementIG Wealth Management is a leading diversified wealth and asset management company with a strong presence in Canada. With a rich history spanning over 90 years, we have grown to become one of the largest and most respected companies in the country.Our VisionAt IG Wealth Management, our vision is to inspire financial confidence in our...

About IG Wealth ManagementIG Wealth Management is a leading diversified wealth and asset management company with a strong presence in Canada. With a rich history spanning over 90 years, we have grown to become one of the largest and most respected companies in the country.Our VisionAt IG Wealth Management, our vision is to inspire financial confidence in our...

About IG Wealth Management IG Wealth Management is a leading Canadian wealth management firm dedicated to helping individuals and families achieve their financial goals. We offer a comprehensive suite of investment, insurance, and retirement planning solutions. Job Description We are seeking a talented and experienced Salesforce Developer to join our...

Compliance Manager, Wealth ManagementThis position is responsible for providing guidance and regulatory compliance expertise to the Wealth Management sector. The individual in this role interprets regulatory frameworks and offers advice on how these regulations apply to business operations and internal controls. This person serves as the primary subject...

About Aviso Wealth Aviso Wealth is a leading provider of wealth management and investment services for the Canadian financial industry. With over $130 billion in assets under administration and management, we empower our partners, advisors, and investors through a comprehensive, technology-enabled ecosystem. We're proud to support nearly all credit unions...

Company DescriptionOptimize Wealth Management is a premier financial advisory firm that provides personalized financial solutions and advice to help clients achieve their financial goals. Our financial services and solutions cover everything from financial planning and portfolio management to tax preparation, debt management, and estate planning. We pride...

Job OverviewThe Manager of Anti-Money Laundering (AML) within Wealth Management is tasked with overseeing and executing the AML Program across various business lines and legal entities. This role requires a comprehensive understanding of AML and Anti-Terrorist Financing (ATF) regulations, ensuring that all processes from product inception to fulfillment are...

About the RoleWe are seeking a highly skilled and motivated Bilingual Investment Representative to join our team at Aviso Wealth. As a key member of our Contact Centre team, you will be responsible for providing exceptional service to our clients, ensuring their financial needs are met, and exceeding their expectations.Key ResponsibilitiesRespond to client...

About the RoleWe are seeking a highly skilled and motivated Bilingual Investment Representative to join our team at Aviso Wealth. As a key member of our Contact Centre team, you will be responsible for providing exceptional service to our clients, ensuring their financial needs are met, and exceeding their expectations.Key ResponsibilitiesRespond to client...

Overview Position Summary: Reporting to the Director of the iA Wealth Advice Centre, the Junior Wealth Management Consultant will assist both Administrative Support Staff and Wealth Management Advisors within the team. This role offers a unique opportunity to expand knowledge in the financial services sector by collaborating with advisors and...

Job OverviewThe Manager of Anti-Money Laundering (AML) within Wealth Management is tasked with overseeing and executing the AML Program across various business lines and legal entities. This role requires a comprehensive understanding of AML and Anti-Terrorist Financing (ATF) regulations, as well as effective risk management practices. The Manager is...

Job OverviewThe Manager of Anti-Money Laundering (AML) within Wealth Management is tasked with overseeing and executing the AML Program across various business lines and legal entities. This role, under the guidance of the Senior Manager and AML Reporting Officer, requires a comprehensive understanding of AML and Anti-Terrorist Financing (ATF) regulations...

About Nicola Wealth:Nicola Wealth stands as a prominent figure in the wealth management sector, recognized for our outstanding performance and award-winning workplace culture. Become part of our diverse team, where values drive our work environment and you can truly make a difference.In the role of Wealth Planning Associate at Nicola Wealth, you will assist...

About the RoleAviso Wealth is seeking a highly skilled and motivated Financial Services Representative to join our team. As a key member of our Contact Centre team, you will be responsible for providing exceptional service to our clients, ensuring their financial needs are met, and exceeding their expectations.Key ResponsibilitiesRespond to client inquiries...

About the RoleAviso Wealth is seeking a highly skilled and motivated Financial Services Representative to join our team. As a key member of our Contact Centre team, you will be responsible for providing exceptional service to our clients, ensuring their financial needs are met, and exceeding their expectations.Key ResponsibilitiesRespond to client inquiries...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our Business Operations team at BMO Wealth Management. As a key member of our team, you will be responsible for providing regulatory compliance advice and direction to our Wealth businesses.Key ResponsibilitiesInterpret and apply regulatory requirements to ensure compliance with industry...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our Business Operations team at BMO Wealth Management. As a key member of our team, you will be responsible for providing regulatory compliance advice and direction to our Wealth businesses.Key ResponsibilitiesInterpret and apply regulatory requirements to ensure compliance with industry...