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Wealth Management Compliance Manager

2 months ago

Toronto, Ontario, Canada Bank of Montreal Full time
Regulatory Compliance Specialist - Wealth Management Sector

This position focuses on delivering expert advice regarding regulatory compliance within the Wealth Management sector. The core responsibilities encompass the interpretation of regulations, providing counsel on compliance obligations, and ensuring that all compliance standards are met.

Key Responsibilities:

  • Analyze and interpret relevant regulations impacting Wealth Management.
  • Advise on compliance requirements to ensure alignment with industry standards.
  • Facilitate communication of compliance expectations to various stakeholders.

The successful candidate will demonstrate a comprehensive understanding of the regulatory environment and possess outstanding communication abilities to effectively relay compliance information.