Senior Control Analyst, TDS Oversight

3 months ago


Old Toronto, Ontario, Canada TD Bank Full time

Job Title: Senior Analyst, TDS Governance and Control

Company: TD Securities

Sector: Governance and Controls

Job Overview:

As a Senior Analyst in Governance and Control, you will play a pivotal role in ensuring the integrity of our internal control frameworks. Your expertise will be essential in:

  • Leading the design and implementation of robust internal control testing programs.
  • Performing continuous evaluations of critical controls across all TDS divisions.
  • Analyzing Key Risk Indicators to uncover areas for improvement.
  • Formulating actionable plans to rectify any identified control deficiencies.
  • Identifying enhancements to streamline processes and elevate testing experiences.
  • Collaborating with business partners to strengthen key controls and mitigate risks.
  • Fostering a collaborative environment by sharing insights and knowledge.

Required Skills:

  • In-depth understanding of risk management and control frameworks.
  • Experience in auditing or familiarity with testing protocols.
  • Strong analytical, research, and prioritization skills.
  • Comprehensive knowledge of business operations and processes.

Qualifications:

  • Bachelor's degree in a relevant field.
  • A minimum of 4 years of experience in Risk, Audit, or Compliance roles.

About TD Securities:

TD Securities provides a diverse array of financial market solutions to clients globally. Our dedicated team of professionals is committed to helping clients navigate their current challenges while preparing for future opportunities.

Compensation and Benefits:

We offer a competitive compensation package that encompasses base salary, performance-based incentives, health and wellness benefits, retirement savings plans, paid time off, and opportunities for professional development.

Commitment to Employee Development:

We are dedicated to supporting our employees in achieving their personal and professional aspirations. Our offerings include career development discussions, training initiatives, and a comprehensive benefits program.

Career Advancement:

We provide multiple career trajectories and growth opportunities, along with mentorship programs and access to online learning resources.

Interview Process:

Qualified candidates will be contacted for interviews. We aim to keep all candidates informed about their application status.

Accessibility Accommodations:

If you need any accommodations during the interview process, please let us know in advance.

We look forward to your application.



  • Old Toronto, Ontario, Canada TD Bank Full time

    Job Title: Senior Analyst, TDS Governance and ControlCompany: TD SecuritiesSector: Governance and ControlsJob Overview:As a Senior Analyst in TDS Governance and Control, you will play a pivotal role in enhancing our internal control frameworks. Your expertise will contribute to the integrity and efficiency of our operations.Key Responsibilities:Lead the...


  • Old Toronto, Ontario, Canada TD Bank Full time

    Job Title: Senior Analyst, TDS Governance and ControlCompany: TD SecuritiesSector: Governance and ControlsJob Overview:As a Senior Analyst in TDS Governance and Control, you will play a pivotal role in enhancing our internal control frameworks. Your expertise will contribute to the integrity and efficiency of our operations.Key Responsibilities:Lead the...


  • Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job Description:TD is seeking a highly skilled Compliance Business Oversight Analyst to join our Compliance Oversight of Models Office. As a key member of our team, you will play a critical role in ensuring the appropriate application of models and ensuring regulatory compliance.Key Responsibilities:Develop training materials and guidelines to help...


  • Old Toronto, Ontario, Canada TD Bank Full time

    Job Title: Senior Analyst, TDS Governance and ControlCompany: TD SecuritiesLocation: Toronto, Ontario, CanadaSector: Governance and ControlsJob Overview:The Senior Analyst in TDS Governance and Control plays a pivotal role in ensuring the integrity of internal control frameworks across all TDS operations. This position involves:Leading the formulation and...


  • Old Toronto, Ontario, Canada TD Bank Full time

    Job Title: Senior Analyst, TDS Governance and ControlCompany: TD SecuritiesLocation: Toronto, Ontario, CanadaSector: Governance and ControlsJob Overview:The Senior Analyst in TDS Governance and Control plays a pivotal role in ensuring the integrity of internal control frameworks across all TDS operations. This position involves:Leading the formulation and...


  • Old Toronto, Ontario, Canada TD Full time

    Job DescriptionTD Bank Group is seeking a highly skilled and experienced professional to lead our Audit and Compliance Management Oversight team. As an Associate Vice President, you will be responsible for overseeing the 3rd line of defence audit coverage for TD Bank's regulatory compliance management (RCM) Framework, including oversight functions in the...

  • Senior Risk Analyst

    4 weeks ago


    Old Toronto, Ontario, Canada TD Full time

    Job Title: Senior Analyst, Governance and ControlTD Securities' Governance & Control team is seeking a highly skilled Senior Analyst to support the implementation of effective internal controls and ensure business activities remain within TD Bank's risk appetite.Key Responsibilities:Conduct risk and control self-assessments and refreshes, identifying...

  • Senior Risk Analyst

    4 weeks ago


    Old Toronto, Ontario, Canada TD Full time

    Job Title: Senior Analyst, Governance and ControlTD Securities' Governance & Control team is seeking a highly skilled Senior Analyst to support the implementation of effective internal controls and ensure business activities remain within TD Bank's risk appetite.Key Responsibilities:Conduct risk and control self-assessments and refreshes, identifying...

  • Senior Risk Analyst

    1 month ago


    Old Toronto, Ontario, Canada TD Full time

    Job Title: Senior Analyst, Governance and ControlJoin TD Securities' Governance & Control team as a Senior Analyst, where you will play a key role in ensuring the effective implementation of internal controls and risk management programs across all business lines.Key Responsibilities:Conduct risk and control self-assessments, identifying opportunities to...

  • Senior Risk Analyst

    1 month ago


    Old Toronto, Ontario, Canada TD Full time

    Job Title: Senior Analyst, Governance and ControlJoin TD Securities' Governance & Control team as a Senior Analyst, where you will play a key role in ensuring the effective implementation of internal controls and risk management programs across all business lines.Key Responsibilities:Conduct risk and control self-assessments, identifying opportunities to...


  • Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job DescriptionWe are seeking a highly skilled Senior Compliance Business Oversight Analyst to join our team in the Compliance Oversight of Models Office. As a key member of our team, you will play a critical role in ensuring the appropriate application of models and ensuring regulatory compliance.Key ResponsibilitiesDevelop training materials and guidelines...


  • Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job DescriptionWe are seeking a highly skilled Senior Compliance Business Oversight Analyst to join our team in the Compliance Oversight of Models Office. As a key member of our team, you will play a critical role in ensuring the appropriate application of models and ensuring regulatory compliance.Key ResponsibilitiesDevelop training materials and guidelines...


  • Old Toronto, Ontario, Canada TD Bank Full time

    Job Title: Senior Governance AnalystJob Summary: We are seeking a highly skilled Senior Governance Analyst to join our team at TD Securities. As a key member of our Governance and Controls team, you will play a critical role in supporting the implementation of our enterprise-wide initiatives, including the rollout of new EUC Standards and Non-Model Risk...


  • Old Toronto, Ontario, Canada TD Bank Full time

    Job Title: Senior Governance AnalystJob Summary: We are seeking a highly skilled Senior Governance Analyst to join our team at TD Securities. As a key member of our Governance and Controls team, you will play a critical role in supporting the implementation of our enterprise-wide initiatives, including the rollout of new EUC Standards and Non-Model Risk...


  • Old Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Senior Governance Analyst, TDS Governance & ControlsJob Summary:We are seeking a highly skilled Senior Governance Analyst to join our TDS Governance & Controls team. The successful candidate will be responsible for coordinating the rollout of new EUC Standards and Non-Model Risk Policy across all TDS stakeholders.Key Responsibilities:Coordinate efforts...


  • Old Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Senior Governance Analyst, TDS Governance & ControlsJob Summary:We are seeking a highly skilled Senior Governance Analyst to join our TDS Governance & Controls team. The successful candidate will be responsible for coordinating the rollout of new EUC Standards and Non-Model Risk Policy across all TDS stakeholders.Key Responsibilities:Coordinate efforts...


  • Old Toronto, Ontario, Canada TD Full time

    Job Title: Senior Manager Product ControlTD Securities is seeking a Senior Manager Product Control to join our Wholesale Banking Finance Group. As a key member of our team, you will be responsible for overseeing and managing specialized teams supporting various product control functions for the TD Securities business.Key Responsibilities:Ensure strong...


  • Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job Title: AVP, Audit, Regulatory Compliance Management OversightDescriptionThe AVP, Audit, Regulatory Compliance Management Oversight role is responsible for overseeing the 3rd line of defense audit coverage for TD Bank's regulatory compliance management (RCM) Framework. This includes oversight functions in the second line compliance function as well as RCM...


  • Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job Title: AVP, Audit, Regulatory Compliance Management OversightDescriptionThe AVP, Audit, Regulatory Compliance Management Oversight role is responsible for overseeing the 3rd line of defense audit coverage for TD Bank's regulatory compliance management (RCM) Framework. This includes oversight functions in the second line compliance function as well as RCM...


  • Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryWe are seeking a highly skilled Senior Compliance Business Oversight Analyst to join our team at The Toronto-Dominion Bank (Canada). As a key member of our Compliance team, you will be responsible for providing objective guidance, support, and advice to our Canadian Fixed Income business to promote strong Compliance controls and processes.Key...