Compliance Analyst

1 week ago

Toronto, Ontario, Canada MUFG Full time

Unlock Your Potential in Compliance and Risk Management

Mitsubishi UFJ Financial Group (MUFG) is a global leader in financial services, and we're seeking a talented Compliance Analyst to join our team. As a key member of our compliance and risk management team, you will play a critical role in ensuring the integrity of our financial systems and processes.

Key Responsibilities:

KYC and Onboarding:

  • Develop and implement effective Know Your Customer (KYC) processes to ensure accurate customer risk assessments.
  • Collaborate with cross-functional teams to design and implement KYC review schedules based on customer risk levels.
  • Conduct name screening on customers and related parties to identify potential risks.
  • Provide support to incoming inquiries related to Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) policies and procedures.

Investigations:

  • Review and act on name screening alerts to identify instances of money laundering, terrorist financing, and sanctions violations.
  • Review and act on transaction monitoring alerts to identify instances of money laundering, terrorist financing, and sanctions violations.
  • Conduct case investigations of name screening and transaction monitoring alerts escalations.

Development of Policies and Procedures:

  • Support the development of new documentation and policies related to AML/ATF.
  • Perform annual reviews of existing documentation and policies.

Requirements:

  • 2 years' professional experience working in financial services with experience in Anti-Money Investigations and managing end-to-end KYC processes.
  • Solid understanding of AML/ATF regulatory frameworks.
  • Good working knowledge of AML/ATF-related processes, including alert review and disposition, and case investigation.
  • Ability to work in a fast-paced environment.

Education and Training:

  • Bachelor's degree in a related discipline.
  • Nice to have: Certified Anti-Money Laundering Specialist (CAMS) certificate.

MUFG is an equal opportunity employer and welcomes applications from diverse candidates. We are committed to creating an inclusive and respectful work environment that values diversity and promotes equal opportunities for all employees.

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