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Director of Compliance and Risk Management
2 months ago
Job Summary
MUFG Investor Services is a leading provider of administration, asset services, banking, and fund financing solutions to over 480 global investment firms. As an Associate Director, Regulatory Services Management, you will play a critical role in ensuring the company conducts business operations in compliance with all relevant national and international laws and regulations.
Key Responsibilities
- Review all incoming and outgoing payments captured in the compliance sanctions queue to ensure adherence to regulatory requirements.
- Ensure compliance with the Anti-Money Laundering (AML), Counter-Terrorism Financing (CTF), and Counter-Proliferation Financing (CPF) frameworks across all relevant departments and jurisdictions.
- Develop and maintain a deep understanding of United States and international clearing systems to effectively manage regulatory risks.
- Utilize Microsoft Office skills with exceptional attention to detail to analyze and report on compliance-related data.
- Working knowledge of Oracle Flexcube is preferred, and extensive experience within an AML/Compliance & Banking role is essential.
- Knowledge of Transaction Monitoring/SWIFT platforms would be highly beneficial.
- An undergraduate degree in Accounting, Finance, Business, or other third-level qualification would be advantageous.
- Have or working towards a formal qualification in Compliance, such as a certification in Cayman Islands financial services laws, regulations, and codes, would be an asset.
About MUFG Investor Services
MUFG Investor Services is part of the Mitsubishi UFJ Financial Group, one of the world's largest financial groups. We offer a dynamic and challenging work environment with opportunities for professional growth and development.
