Audit Manager I, Financial Crimes Audit

2 months ago


Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time
About the Role

We are seeking a highly skilled Audit Manager I, Financial Crimes Audit to join our team. As a key member of our audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits.

Key Responsibilities
  • Lead the planning process for assigned audits, ensuring the completion of appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business.
  • Provide expertise in planning and executing end-to-end audits based on established audit plans in alignment with applicable policies and regulatory guidelines.
  • Support the audit opinion as per internal controls and professional audit standards to present findings and recommendations to clients and audit management.
  • Manage follow-ups on new findings raised from regulatory and internal divisional audits to ensure all data is up-to-date and properly documented.
  • Review and identify failures in internal processes and recommend improvements to enhance operational efficiencies.
  • Stay knowledgeable about emerging trends and developments related to business, analytical tools, and techniques to deliver quality results within tight timeframes.
  • Act with the highest levels of integrity while observing regulatory guidelines, fulfilling due diligence, and handling confidential information with discretion.
  • Build a fair and positive work environment where team members can openly report challenges and exchange ideas, knowledge, and skills, and maintain good working relationships with each other to achieve common goals.
Requirements
  • Over 5 years of relevant experience with an undergraduate degree or relevant professional certifications, accounting designations, or equivalent education (CAMS considered a strong asset).
  • Hands-on knowledge of MS Office (Excel, Word, PowerPoint, Access, and Outlook) and Internet applications.
  • Proficient to work multi-functionally, provide guidance to other team members, and ensure good relations across teams and functions to work on projects that may require integration of cross-functional processes.
  • Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment.
About Us

The Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions, and we're committed to delivering legendary customer experiences. We're a team of over 95,000 colleagues who are passionate about enriching the lives of our customers, communities, and each other.

We're dedicated to being a leader in customer experience, and we're innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you're just starting your career in financial services or have years of experience, we can help you realize your potential.

Total Rewards Package

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.

Colleague Development

We're committed to providing the support our colleagues need to thrive both at work and at home. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

We'll provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role. We're dedicated to helping you grow and develop in your career, and we're excited to welcome you to our team.



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